NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
1-Year Return 32.9%
This Quarter Return
+6.94%
1 Year Return
+32.9%
3 Year Return
+104.34%
5 Year Return
+145.08%
10 Year Return
+443.66%
AUM
$1.69B
AUM Growth
+$176M
Cap. Flow
+$112M
Cap. Flow %
6.6%
Top 10 Hldgs %
46.89%
Holding
91
New
6
Increased
37
Reduced
13
Closed
4

Top Buys

1
W icon
Wayfair
W
+$26.4M
2
RH icon
RH
RH
+$22.6M
3
ENT
Global Eagle Entertainment Inc.
ENT
+$13.6M
4
XELA
Exela Technologies, Inc. Common Stock
XELA
+$9.59M
5
FTACU
FinTech Acquisition Corp. III Unit
FTACU
+$9.03M

Top Sells

1
ARQL
Arqule Inc
ARQL
+$17.7M
2
RC
Ready Capital
RC
+$9.53M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
+$8.59M
4
GTT
GTT Communications, Inc.
GTT
+$7.63M
5
QURE icon
uniQure
QURE
+$5.96M

Sector Composition

1 Healthcare 34.52%
2 Consumer Discretionary 17.48%
3 Financials 14.09%
4 Technology 11.16%
5 Industrials 10.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GLMD icon
51
Galmed Pharmaceuticals
GLMD
$8M
$6.56M 0.2%
4,884
+469
+11% +$630K
TLYS icon
52
Tilly's
TLYS
$61.6M
$6.55M 0.2%
858,103
+165,000
+24% +$1.26M
TA
53
DELISTED
TravelCenters of America LLC
TA
$6.03M 0.19%
333,273
+188,393
+130% +$3.41M
NEOS
54
DELISTED
Neos Therapeutics, Inc
NEOS
$5.95M 0.18%
4,610,000
+125,000
+3% +$161K
APEN
55
DELISTED
Apollo Endosurgery, Inc.
APEN
$5.88M 0.18%
1,810,562
-100,000
-5% -$325K
LINC icon
56
Lincoln Educational Services
LINC
$614M
$5.63M 0.17%
2,436,805
– –
NATR icon
57
Nature's Sunshine
NATR
$302M
$5.51M 0.17%
583,510
– –
INSUU
58
DELISTED
Insurance Acquisition Corp. Unit
INSUU
$5.18M 0.16%
500,000
– –
SHOS
59
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$5.08M 0.16%
2,136,251
– –
ARYAU
60
DELISTED
ARYA Sciences Acquisiton Corp. Unit
ARYAU
$4.84M 0.15%
452,944
– –
GTT
61
DELISTED
GTT Communications, Inc.
GTT
$4.35M 0.13%
235,486
-412,732
-64% -$7.63M
MACK
62
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$3.92M 0.12%
+823,144
New +$3.92M
ACER
63
DELISTED
Acer Therapeutics Inc. Common Stock (DE)
ACER
$3.86M 0.12%
990,655
+106,200
+12% +$414K
EMMS
64
DELISTED
Emmis Communications Corp
EMMS
$3.71M 0.11%
831,817
– –
ZVO
65
DELISTED
Zovio Inc. Common Stock
ZVO
$3.55M 0.11%
990,305
-995,481
-50% -$3.56M
DVD
66
DELISTED
Dover Motorsports
DVD
$3.53M 0.11%
1,695,541
– –
SCPL
67
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$3.43M 0.11%
+250,000
New +$3.43M
VIRX
68
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$3.24M 0.1%
+127,395
New +$3.24M
STRM
69
DELISTED
Streamline Health Solutions
STRM
$2.66M 0.08%
117,353
– –
VIVE
70
DELISTED
VIVEVE MED INC
VIVE
$2.5M 0.08%
6,581
– –
DRIO icon
71
DarioHealth
DRIO
$21.9M
$2.27M 0.07%
10,704
+2,327
+28% +$493K
ASCMA
72
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$1.94M 0.06%
1,794,260
– –
MOTS
73
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
$1.27M 0.04%
1,392
-275
-16% -$250K
CHAC.U
74
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.U
$1.02M 0.03%
100,000
– –
HTZ.RT
75
DELISTED
Hertz Global Holdings
HTZ.RT
$900K 0.03%
+440,000
New +$900K
1 2
3
4