We are live on ! Find out more
NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+27.26%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$3.21B
AUM Growth
-$44.1M
Cap. Flow
-$583M
Cap. Flow %
-18.18%
Top 10 Hldgs %
55.32%
Holding
109
New
11
Increased
19
Reduced
40
Closed
18

Top Buys

Rank Stock Value
1
RH icon
RH
RH
+$41.7M
2
SPB icon
Spectrum Brands
SPB
+$19.8M
3
RDNT icon
RadNet
RDNT
+$13.6M
4
IMXI icon
International Money Express
IMXI
+$10.5M
5
RC
Ready Capital
RC
+$9.92M

Top Sells

Rank Stock Value
1
QURE icon
uniQure
QURE
+$42.9M
2
CDXS icon
Codexis
CDXS
+$23M
3
VAC icon
Marriott Vacations Worldwide
VAC
+$16.3M
4
OZK icon
Bank OZK
OZK
+$11.4M
5
ORM
Owens Realty Mortgage, Inc.
ORM
+$11.3M

Sector Composition

Rank Sector Weight
1 Healthcare 17.06%
2 Consumer Discretionary 6.9%
3 Financials 6.03%
4 Industrials 5.85%
5 Technology 5.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIGA icon
51
SIGA Technologies
SIGA
$219M
$10.8M 0.34%
1,800,514
-473,224
-21% -$3.18M
RC
52
Ready Capital
RC
$308M
$9.53M 0.3%
+649,469
New +$9.92M
RFL icon
53
Rafael Holdings
RFL
$107M
$8.66M 0.27%
694,251
+118,795
+21% +$1.71M
PAYA
54
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$8.59M 0.27%
+842,730
New +$8.18M
RDNW
55
RideNow Group
RDNW
$262M
$8.07M 0.25%
81,718
– –
GYRE icon
56
Gyre Therapeutics
GYRE
$744M
$7.77M 0.24%
127,766
+13,734
+12% +$883K
TLYS icon
57
Tilly's
TLYS
$128M
$7.71M 0.24%
693,103
-19,000
-3% -$225K
LINC icon
58
Lincoln Educational Services
LINC
$1.3B
$7.55M 0.24%
2,436,805
– –
SSKN
59
DELISTED
Strata Skin Sciences
SSKN
$7.53M 0.24%
264,300
-12,500
-5% -$380K
SIC
60
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$7.49M 0.23%
+601,961
New +$6.2M
APEN
61
DELISTED
Apollo Endosurgery, Inc.
APEN
$7.15M 0.22%
1,910,562
+150,000
+9% +$525K
HTZ
62
DELISTED
Hertz Global Holdings, Inc.
HTZ
$6.95M 0.22%
+460,400
New +$6.7M
ELVT
63
DELISTED
Elevate Credit, Inc.
ELVT
$6.79M 0.21%
1,564,364
-18,000
-1% -$80.9K
CUE icon
64
Cue Biopharma
CUE
$114M
$6.79M 0.21%
29,270
– –
BRSL
65
CALL
Brightstar Lottery PLC
BRSL
$2.03B
$6.5M 0.2%
500,000
– –
GLMD icon
66
Galmed Pharmaceuticals
GLMD
$4.97M
$6.49M 0.2%
4,415
-221
-5% -$321K
CEMI
67
DELISTED
Chembio diagnostics, Inc.
CEMI
$6.38M 0.2%
1,150,000
+330,000
+40% +$2.14M
ENT
68
DELISTED
Global Eagle Entertainment Inc.
ENT
$6.27M 0.2%
353,435
-800
-0.2% -$45.6K
SRL icon
69
Scully Royalty
SRL
$87.1M
$6.22M 0.19%
846,555
– –
VIVE
70
DELISTED
VIVEVE MED INC
VIVE
$6.18M 0.19%
6,581
– –
NATR icon
71
Nature's Sunshine
NATR
$288M
$5.42M 0.17%
583,510
– –
INSUU
72
DELISTED
Insurance Acquisition Corp. Unit
INSUU
$5.05M 0.16%
+500,000
New +$5.05M
ARYAU
73
DELISTED
ARYA Sciences Acquisiton Corp. Unit
ARYAU
$4.69M 0.15%
+452,944
New +$4.69M
PVLA
74
Palvella Therapeutics
PVLA
$2.27B
$4.55M 0.14%
16,976
– –
SHOS
75
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$4.54M 0.14%
2,136,251
– –
1 2
3
4 5

Similar funds

TAM
Timucuan Asset Management Jacksonville, Florida $2.72B AUM 4.95% 1-Year Est. Return
XL
XN LP New York $2.72B AUM 46.67% 1-Year Est. Return
NB
Nicolet Bankshares Green Bay, Wisconsin $2.71B AUM 17.55% 1-Year Est. Return
PA
Profund Advisors Bethesda, Maryland $2.72B AUM 47.27% 1-Year Est. Return
BCM
Bowie Capital Management Richardson, Texas $2.71B AUM 5.42% 1-Year Est. Return
SCM
Shaolin Capital Management Miami, Florida $2.71B AUM 64.57% 1-Year Est. Return
HCM
Hollencrest Capital Management Newport Beach, California $2.7B AUM 23.62% 1-Year Est. Return
GC
Giverny Capital Montreal, Quebec, Canada $2.73B AUM 14.09% 1-Year Est. Return

Nantahala Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Nantahala Capital Management held 109 positions worth $3.21B, down 1.4% from $3.25B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Nantahala Capital Management withdrew a net $583M in Q1 2019, closing 18 positions and reducing 40 holdings. Its most notable exit was Bank OZK, an estimated $11.4M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Nantahala Capital Management opened a new position in Spectrum Brands worth $20.3M.

  • Nantahala Capital Management's largest Q1 2019 buy was Spectrum Brands: 371,150 shares worth $20.3M.
  • Nantahala Capital Management added most to RH in Q1 2019, an estimated $41.7M increase.
  • Nantahala Capital Management's biggest Q1 2019 reduction was uniQure, cutting an estimated $42.9M.
  • Nantahala Capital Management fully exited Bank OZK in Q1 2019, selling an estimated $11.4M.
  • Nantahala Capital Management's ten largest holdings make up 55% of its $3.21B portfolio in Q1 2019.
  • Nantahala Capital Management opened 11 new positions and closed 18 in Q1 2019.
  • Nantahala Capital Management's portfolio value fell 1.4% quarter-over-quarter to $3.21B.

Based on Nantahala Capital Management's 13F filing for Q1 2019, filed 15 May 2019.