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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+12.15%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$2.25B
AUM Growth
+$211M
Cap. Flow
+$62.2M
Cap. Flow %
2.77%
Top 10 Hldgs %
59.29%
Holding
82
New
16
Increased
26
Reduced
11
Closed
6

Top Buys

Rank Stock Value
1
THC icon
Tenet Healthcare
THC
+$23.2M
2
DXPE icon
DXP Enterprises
DXPE
+$18M
3
SGYP
Synergy Pharmaceuticals, Inc Common Stock
SGYP
+$17.4M
4
PRTY
Party City Holdco Inc.
PRTY
+$16M
5
QURE icon
uniQure
QURE
+$11.6M

Top Sells

Rank Stock Value
1
FCFS icon
FirstCash
FCFS
+$27.2M
2
LNW
Light & Wonder
LNW
+$24.4M
3
DLB icon
Dolby
DLB
+$22.9M
4
SODA
SodaStream International Ltd
SODA
+$6.62M
5
ZVO
Zovio Inc. Common Stock
ZVO
+$4.28M

Sector Composition

Rank Sector Weight
1 Healthcare 9.41%
2 Financials 6.21%
3 Technology 5.09%
4 Industrials 4.59%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCXI
51
DELISTED
ChemoCentryx, Inc.
CCXI
$5.62M 0.25%
945,074
+267,295
+39% +$1.83M
SHOS
52
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$5.58M 0.25%
2,145,651
+570,600
+36% +$1.09M
GME icon
53
PUT
GameStop
GME
$8.6B
$5.38M 0.24%
1,200,000
– –
CURO
54
DELISTED
CURO Group Holdings Corp.
CURO
$5.28M 0.23%
+375,000
New +$5.26M
ZVO
55
CALL
DELISTED
Zovio Inc. Common Stock
ZVO
$4.57M 0.2%
550,000
– –
TLYS icon
56
Tilly's
TLYS
$128M
$4.5M 0.2%
304,949
+80,710
+36% +$1.08M
XELA
57
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$4.38M 0.19%
+71
New +$4.46M
LINC icon
58
Lincoln Educational Services
LINC
$1.3B
$4.36M 0.19%
2,159,705
+129,828
+6% +$288K
EMMS
59
DELISTED
Emmis Communications Corp
EMMS
$3.85M 0.17%
1,162,900
– –
CRMT icon
60
America's Car Mart
CRMT
$26.9M
$3.77M 0.17%
84,348
– –
GLMD icon
61
Galmed Pharmaceuticals
GLMD
$4.97M
$3.66M 0.16%
+2,222
New +$3.28M
SRL icon
62
Scully Royalty
SRL
$87.1M
$3.64M 0.16%
467,594
+309,664
+196% +$2.68M
SHLD
63
CALL
DELISTED
Sears Holding Corporation
SHLD
$3.58M 0.16%
1,000,000
– –
SHLD
64
PUT
DELISTED
Sears Holding Corporation
SHLD
$3.58M 0.16%
+1,000,000
New +$4.95M
DVD
65
DELISTED
Dover Motorsports
DVD
$3.37M 0.15%
1,725,789
– –
KSPN
66
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
$3.31M 0.15%
90,657
-390
-0.4% -$13.7K
TAX
67
DELISTED
Liberty Tax, Inc. Class A
TAX
$3M 0.13%
273,198
+40,000
+17% +$501K
STRM
68
DELISTED
Streamline Health Solutions
STRM
$2.98M 0.13%
117,353
– –
RLGT icon
69
Radiant Logistics
RLGT
$395M
$2.42M 0.11%
525,300
-91,100
-15% -$441K
DDE
70
DELISTED
Dover Downs Gaming & Entertain
DDE
$1.92M 0.09%
1,886,458
+306,817
+19% +$309K
UTI icon
71
Universal Technical Institute
UTI
$1.59B
$1.6M 0.07%
667,946
– –
FLNA
72
Filana Therapeutics
FLNA
$48.1M
$1.39M 0.06%
347,053
– –
CRHM
73
DELISTED
CRH Medical Corporation
CRHM
$1.26M 0.06%
+477,688
New +$1.07M
LEE icon
74
Lee Enterprises
LEE
$182M
$1.1M 0.05%
47,000
– –
FNTEW
75
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$345K 0.02%
249,999
– –
1 2
3
4

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Nantahala Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Nantahala Capital Management held 82 positions worth $2.25B, up 10% from $2.04B the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Nantahala Capital Management's Q4 2017 filing shows 16 new, 26 increased, 11 reduced and 6 closed positions. Its largest new stake was Tenet Healthcare: 1,647,200 shares worth $25M. The largest sale was FirstCash, an estimated $27.2M.

By sector, the portfolio is most concentrated in Healthcare at 9.4% of assets, up from 5.6% a quarter earlier, followed by Financials and Technology.

  • Nantahala Capital Management's largest Q4 2017 buy was Tenet Healthcare: 1,647,200 shares worth $25M.
  • Nantahala Capital Management added most to uniQure in Q4 2017, an estimated $11.6M increase.
  • Nantahala Capital Management's biggest Q4 2017 reduction was Dolby, cutting an estimated $22.9M.
  • Nantahala Capital Management fully exited FirstCash in Q4 2017, selling an estimated $27.2M.
  • Nantahala Capital Management's ten largest holdings make up 59% of its $2.25B portfolio in Q4 2017.
  • Nantahala Capital Management opened 16 new positions and closed 6 in Q4 2017.
  • Nantahala Capital Management's portfolio value rose 10% quarter-over-quarter to $2.25B.

Based on Nantahala Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.