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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+11.25%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$829M
AUM Growth
-$93.1M
Cap. Flow
-$183M
Cap. Flow %
-22.06%
Top 10 Hldgs %
59.27%
Holding
76
New
10
Increased
18
Reduced
17
Closed
17

Top Buys

Rank Stock Value
1
TBBK icon
The Bancorp
TBBK
+$15.6M
2
CZR icon
Caesars Entertainment
CZR
+$6.61M
3
YHOO
Yahoo Inc
YHOO
+$6.15M
4
CCN
CardConnect Corp.
CCN
+$5.41M
5
QADA
QAD Inc.
QADA
+$5.28M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$50.9M
2
CROX icon
Crocs
CROX
+$12.6M
3
LNW
Light & Wonder
LNW
+$8.82M
4
SFR
Starwood Waypoint Homes
SFR
+$7.79M
5
EZPW icon
Ezcorp Inc
EZPW
+$6.79M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 16.35%
2 Financials 14.37%
3 Healthcare 11.69%
4 Industrials 7.86%
5 Energy 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STRL icon
51
Sterling Infrastructure
STRL
$16.7B
$978K 0.12%
+126,337
New +$799K
SRL icon
52
Scully Royalty
SRL
$87.1M
$693K 0.08%
67,596
– –
ONIT
53
CALL
Onity Group
ONIT
$332M
$683K 0.08%
12,400
– –
CCNWW
54
DELISTED
CardConnect Corp. Warrants
CCNWW
$488K 0.06%
+447,363
New +$596K
FCRE
55
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$357K 0.04%
276,958
+3
+0% +$4
CAS
56
DELISTED
A M Castle & Co
CAS
$108K 0.01%
134,764
– –
UTI icon
57
Universal Technical Institute
UTI
$1.59B
$55K 0.01%
30,825
-18,178
-37% -$42.4K
CROX icon
58
Crocs
CROX
$6.55B
– –
-1,118,223
Closed -$12.6M
IWM icon
59
CALL
iShares Russell 2000 ETF
IWM
$81.9B
– –
-120,000
Closed -$13.8M
M icon
60
Macy's
M
$6.68B
– –
-150,000
Closed -$5.04M
QQQ icon
61
PUT
Invesco QQQ Trust
QQQ
$481B
– –
-250,000
Closed -$26.9M
RM icon
62
Regional Management Corp
RM
$303M
– –
-172,974
Closed -$2.54M
STLA icon
63
Stellantis
STLA
$20.8B
– –
-546,128
Closed -$3.59M
SXC icon
64
SunCoke Energy
SXC
$797M
– –
-464,182
Closed -$2.7M
WHF icon
65
WhiteHorse Finance
WHF
$146M
– –
-57,132
Closed -$618K
QADB
66
DELISTED
QAD Inc. Class B
QADB
– –
-245,765
Closed -$4.25M
SXCP
67
DELISTED
SunCoke Energy Partners, L.P.
SXCP
– –
-97,375
Closed -$1.05M
SFR
68
DELISTED
Starwood Waypoint Homes
SFR
– –
-255,951
Closed -$7.79M
ESI
69
CALL
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
– –
-1,000,000
Closed -$1.92M
ESI
70
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
– –
-2,063,792
Closed -$3.96M
CSH
71
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-48,394
Closed -$2.06M
DRII
72
CALL
DELISTED
DIAMOND RESORTS INTL, INC
DRII
– –
-1,400,000
Closed -$41.9M
DRII
73
DELISTED
DIAMOND RESORTS INTL, INC
DRII
– –
-1,699,487
Closed -$50.9M
1 2
3

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Nantahala Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Nantahala Capital Management held 76 positions worth $829M, down 10% from $922M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Nantahala Capital Management withdrew a net $183M in Q3 2016, closing 17 positions and reducing 17 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $50.9M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Nantahala Capital Management opened a new position in Caesars Entertainment worth $6.46M.

  • Nantahala Capital Management's largest Q3 2016 buy was Caesars Entertainment: 459,793 shares worth $6.46M.
  • Nantahala Capital Management added most to The Bancorp in Q3 2016, an estimated $15.6M increase.
  • Nantahala Capital Management's biggest Q3 2016 reduction was Light & Wonder, cutting an estimated $8.82M.
  • Nantahala Capital Management fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $50.9M.
  • Nantahala Capital Management's ten largest holdings make up 59% of its $829M portfolio in Q3 2016.
  • Nantahala Capital Management opened 10 new positions and closed 17 in Q3 2016.
  • Nantahala Capital Management's portfolio value fell 10% quarter-over-quarter to $829M.

Based on Nantahala Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.