NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
1-Year Return 32.9%
This Quarter Return
+3.24%
1 Year Return
+32.9%
3 Year Return
+104.34%
5 Year Return
+145.08%
10 Year Return
+443.66%
AUM
$541M
AUM Growth
+$33.1M
Cap. Flow
+$12.4M
Cap. Flow %
2.3%
Top 10 Hldgs %
48.58%
Holding
68
New
4
Increased
36
Reduced
9
Closed
5

Top Buys

1
YHOO
Yahoo Inc
YHOO
$32.7M
2
DRII
DIAMOND RESORTS INTL, INC
DRII
$8.23M
3
CTRN icon
Citi Trends
CTRN
$6.86M
4
CASH icon
Pathward Financial
CASH
$6.61M
5
RLGT icon
Radiant Logistics
RLGT
$3.95M

Top Sells

1
NWSA icon
News Corp Class A
NWSA
$23.8M
2
SURG
SYNERGETICS USA, INC.
SURG
$16.6M
3
ADEP
ADEPT TECHNOLOGY, INC. NEW
ADEP
$8.99M
4
CSH
CASH AMERICA INTERNATIONAL INC
CSH
$7.55M
5
CCN
CardConnect Corp.
CCN
$2.55M

Sector Composition

1 Consumer Discretionary 30.47%
2 Financials 14.21%
3 Healthcare 11.75%
4 Industrials 9.41%
5 Energy 7.62%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DDE
51
DELISTED
Dover Downs Gaming & Entertain
DDE
$193K 0.03%
198,636
– –
F icon
52
Ford
F
$46.7B
– –
0
– –
GM icon
53
General Motors
GM
$55.5B
– –
0
– –
GME icon
54
GameStop
GME
$10.1B
– –
0
– –
INCY icon
55
Incyte
INCY
$16.9B
– –
0
– –
IWM icon
56
iShares Russell 2000 ETF
IWM
$67.8B
– –
0
– –
NWSA icon
57
News Corp Class A
NWSA
$16.6B
– –
-1,885,130
Closed -$23.8M
SPY icon
58
SPDR S&P 500 ETF Trust
SPY
$660B
– –
0
– –
URI icon
59
United Rentals
URI
$62.7B
– –
0
– –
ONIT
60
Onity Group Inc.
ONIT
$341M
– –
0
– –
ICON
61
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-13,730
Closed -$1.86M
CCN
62
DELISTED
CardConnect Corp.
CCN
– –
-250,000
Closed -$2.55M
ADEP
63
DELISTED
ADEPT TECHNOLOGY, INC. NEW
ADEP
– –
-693,296
Closed -$8.99M
SURG
64
DELISTED
SYNERGETICS USA, INC.
SURG
– –
-2,533,260
Closed -$16.6M
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