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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+4.6%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$767M
AUM Growth
+$29.9M
Cap. Flow
+$8.59M
Cap. Flow %
1.12%
Top 10 Hldgs %
52.59%
Holding
73
New
6
Increased
38
Reduced
10
Closed
6

Top Buys

Rank Stock Value
1
YHOO
Yahoo Inc
YHOO
+$32.8M
2
DRII
DIAMOND RESORTS INTL, INC
DRII
+$8.48M
3
CTRN icon
Citi Trends
CTRN
+$7.48M
4
CASH icon
Pathward Financial
CASH
+$6.28M
5
RLGT icon
Radiant Logistics
RLGT
+$4.51M

Top Sells

Rank Stock Value
1
NWSA icon
News Corp Class A
NWSA
+$23.8M
2
SURG
SYNERGETICS USA, INC.
SURG
+$16.6M
3
ADEP
Adept Technology Inc
ADEP
+$8.98M
4
CSH
CASH AMERICA INTERNATIONAL INC
CSH
+$7.85M
5
CCN
CardConnect Corp.
CCN
+$2.55M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 21.49%
2 Financials 10.02%
3 Healthcare 8.29%
4 Industrials 6.64%
5 Energy 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DYAX
51
PUT
DELISTED
DYAX CORPORATION
DYAX
$1.92M 0.25%
+51,000
New +$1.64M
DYAX
52
DELISTED
DYAX CORPORATION
DYAX
$1.84M 0.24%
+48,873
New +$1.57M
GME icon
53
PUT
GameStop
GME
$8.6B
$1.4M 0.18%
+200,000
New +$1.93M
SXCP
54
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$1.4M 0.18%
187,375
– –
ONIT
55
CALL
Onity Group
ONIT
$332M
$1.35M 0.18%
12,933
+2,933
+29% +$307K
CVO
56
DELISTED
Cenevo, Inc.
CVO
$1.33M 0.17%
182,333
-90,994
-33% -$1.16M
SODA
57
CALL
DELISTED
SodaStream International Ltd
SODA
$1.06M 0.14%
65,000
– –
UTI icon
58
Universal Technical Institute
UTI
$1.59B
$900K 0.12%
193,084
+33,868
+21% +$157K
EMMS
59
DELISTED
Emmis Communications Corp
EMMS
$776K 0.1%
322,367
+25,695
+9% +$79.7K
CAS
60
DELISTED
A M Castle & Co
CAS
$338K 0.04%
212,575
-102,393
-33% -$250K
FCRE
61
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$298K 0.04%
+132,291
New +$295K
SRL icon
62
Scully Royalty
SRL
$87.1M
$297K 0.04%
+30,494
New +$367K
DDE
63
DELISTED
Dover Downs Gaming & Entertain
DDE
$193K 0.03%
198,636
– –
NWSA icon
64
News Corp Class A
NWSA
$15.4B
– –
-1,885,130
Closed -$23.8M
SPY icon
65
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$810B
– –
-100,000
Closed -$19.2M
ICON
66
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-13,730
Closed -$1.86M
CCN
67
DELISTED
CardConnect Corp.
CCN
– –
-250,000
Closed -$2.55M
ADEP
68
DELISTED
Adept Technology Inc
ADEP
– –
-693,296
Closed -$8.98M
SURG
69
DELISTED
SYNERGETICS USA, INC.
SURG
– –
-2,533,260
Closed -$16.6M
1 2
3

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Nantahala Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Nantahala Capital Management held 73 positions worth $767M, up 4.1% from $737M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Nantahala Capital Management's Q4 2015 filing shows 6 new, 38 increased, 10 reduced and 6 closed positions. Its largest new stake was Akebia Therapeutics: 221,674 shares worth $2.86M. The largest sale was News Corp Class A, an estimated $23.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 21% of assets, up from 21% a quarter earlier, followed by Financials and Healthcare.

  • Nantahala Capital Management's largest Q4 2015 buy was Akebia Therapeutics: 221,674 shares worth $2.86M.
  • Nantahala Capital Management added most to Yahoo Inc in Q4 2015, an estimated $32.8M increase.
  • Nantahala Capital Management's biggest Q4 2015 reduction was CASH AMERICA INTERNATIONAL INC, cutting an estimated $7.85M.
  • Nantahala Capital Management fully exited News Corp Class A in Q4 2015, selling an estimated $23.8M.
  • Nantahala Capital Management's ten largest holdings make up 53% of its $767M portfolio in Q4 2015.
  • Nantahala Capital Management opened 6 new positions and closed 6 in Q4 2015.
  • Nantahala Capital Management's portfolio value rose 4.1% quarter-over-quarter to $767M.

Based on Nantahala Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.