NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
1-Year Return 32.9%
This Quarter Return
+0.3%
1 Year Return
+32.9%
3 Year Return
+104.34%
5 Year Return
+145.08%
10 Year Return
+443.66%
AUM
$351M
AUM Growth
+$52.7M
Cap. Flow
-$2.73M
Cap. Flow %
-0.78%
Top 10 Hldgs %
39.35%
Holding
101
New
21
Increased
28
Reduced
7
Closed
16

Top Buys

1
DRII
DIAMOND RESORTS INTL, INC
DRII
$14.7M
2
RM icon
Regional Management Corp
RM
$8.97M
3
LNW icon
Light & Wonder
LNW
$8.53M
4
CSBK
Clifton Bancorp Inc.
CSBK
$6.1M
5
TBBK icon
The Bancorp
TBBK
$6M

Top Sells

1
IWM icon
iShares Russell 2000 ETF
IWM
$11.6M
2
AAN.A
AARON'S INC CL-A
AAN.A
$7.89M
3
INWK
InnerWorkings, Inc.
INWK
$5.68M
4
BRSL
Brightstar Lottery PLC
BRSL
$5.62M
5
UTEK
Ultratech Inc.
UTEK
$4.96M

Sector Composition

1 Consumer Discretionary 31.42%
2 Financials 15.17%
3 Industrials 7.73%
4 Healthcare 4.7%
5 Communication Services 4.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EMMS
51
DELISTED
Emmis Communications Corp
EMMS
$971K 0.14%
86,417
+2,793
+3% +$31.4K
MYCC
52
DELISTED
ClubCorp Holdings, Inc.
MYCC
$927K 0.14%
+50,000
New +$927K
INWK
53
DELISTED
InnerWorkings, Inc.
INWK
$799K 0.12%
94,052
-668,594
-88% -$5.68M
WHF icon
54
WhiteHorse Finance
WHF
$204M
$741K 0.11%
+51,800
New +$741K
LINC icon
55
Lincoln Educational Services
LINC
$613M
$652K 0.1%
+145,268
New +$652K
COCO
56
DELISTED
CORINTHIAN COLLEGES INC
COCO
$414K 0.06%
+1,400,000
New +$414K
GHC icon
57
Graham Holdings Company
GHC
$4.93B
$369K 0.05%
851
– –
MTL.PR
58
DELISTED
Mechel PAO American Depositary Shares (each representing one-half of a Preferred Share)
MTL.PR
$239K 0.04%
712,281
– –
EPIQ
59
DELISTED
EPIQ SYSTEMS INC
EPIQ
$152K 0.02%
+10,834
New +$152K
BCOV
60
DELISTED
Brightcove, Inc.
BCOV
$114K 0.02%
+10,846
New +$114K
MSN icon
61
Emerson Radio
MSN
$8.69M
$25K ﹤0.01%
14,097
– –
ANV
62
DELISTED
ALLIED NEVADA GOLD CORP
ANV
$19K ﹤0.01%
5,000
– –
AAL icon
63
American Airlines Group
AAL
$8.63B
– –
0
– –
AAPL icon
64
Apple
AAPL
$3.56T
– –
0
– –
CMPR icon
65
Cimpress
CMPR
$1.54B
– –
0
– –
DDD icon
66
3D Systems Corporation
DDD
$272M
– –
0
– –
EA icon
67
Electronic Arts
EA
$42.2B
– –
0
– –
FBIO icon
68
Fortress Biotech
FBIO
$110M
– –
-58,181
Closed -$1.73M
GILD icon
69
Gilead Sciences
GILD
$143B
– –
-65,000
Closed -$4.61M
GLD icon
70
SPDR Gold Trust
GLD
$112B
– –
0
– –
IBB icon
71
iShares Biotechnology ETF
IBB
$5.8B
– –
0
– –
BRSL
72
Brightstar Lottery PLC
BRSL
$3.18B
– –
-400,000
Closed -$5.62M
IWM icon
73
iShares Russell 2000 ETF
IWM
$67.8B
– –
-100,000
Closed -$11.6M
NOV icon
74
NOV
NOV
$4.95B
– –
-44,360
Closed -$3.12M
PEP icon
75
PepsiCo
PEP
$200B
– –
0
– –
1 2
3
4