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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+3.46%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$417M
Cap. Flow %
-27.01%
Top 10 Hldgs %
47.59%
Holding
143
New
19
Increased
20
Reduced
61
Closed
22

Top Buys

Rank Stock Value
1
CASH icon
Pathward Financial
CASH
+$12.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$9.39M
3
COST icon
Costco
COST
+$7.88M
4
IDYA icon
IDEAYA Biosciences
IDYA
+$3.29M
5
CDXS icon
Codexis
CDXS
+$3.09M

Top Sells

Rank Stock Value
1
SNDX icon
Syndax Pharmaceuticals
SNDX
+$28.9M
2
LNW
Light & Wonder
LNW
+$20.6M
3
SMLR
Semler Scientific
SMLR
+$10.3M
4
BBQ
BBQ Holdings, Inc. Common Stock
BBQ
+$9.88M
5
IIII
INSU Acquisition Corp. III Class A Common Stock
IIII
+$9.65M

Sector Composition

Rank Sector Weight
1 Healthcare 28.65%
2 Consumer Discretionary 12.74%
3 Industrials 6.25%
4 Communication Services 4.08%
5 Financials 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QURE icon
26
CALL
uniQure
QURE
$3.2B
$18.8M 1.21%
1,000,000
+200,000
+25% +$4.2M
PAYA
27
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$17.9M 1.16%
2,937,353
-22,246
-0.8% -$146K
HLF icon
28
CALL
Herbalife
HLF
$1.21B
$17.3M 1.12%
867,700
– –
GDEN
29
DELISTED
Golden Entertainment
GDEN
$16.8M 1.09%
481,965
-3,009
-0.6% -$120K
PTON icon
30
Peloton Interactive
PTON
$2.42B
$16.1M 1.04%
2,316,342
-132,536
-5% -$1.35M
ALTG icon
31
Alta Equipment Group
ALTG
$237M
$14.5M 0.94%
1,314,421
-358,124
-21% -$4.12M
RH icon
32
RH
RH
$3.47B
$13.7M 0.89%
55,669
-34,331
-38% -$9.27M
MAX icon
33
MediaAlpha
MAX
$830M
$13.6M 0.88%
1,558,508
-82,116
-5% -$799K
IWM icon
34
iShares Russell 2000 ETF
IWM
$81.5B
$12.4M 0.8%
75,370
+51,497
+216% +$9.39M
CNCE
35
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$12M 0.77%
1,787,159
+127,319
+8% +$772K
LYRA
36
DELISTED
LYRA THERAPEUTICS INC
LYRA
$11.3M 0.73%
44,917
-2,476
-5% -$732K
AUTL
37
Autolus Therapeutics
AUTL
$551M
$11.2M 0.72%
5,215,788
+72,933
+1% +$216K
APEN
38
CALL
DELISTED
Apollo Endosurgery, Inc.
APEN
$11M 0.71%
2,000,000
+400,000
+25% +$2.22M
VMD icon
39
Viemed Healthcare
VMD
$355M
$10.7M 0.7%
1,790,505
+75,579
+4% +$485K
DRIO icon
40
DarioHealth
DRIO
$74.7M
$10.2M 0.66%
109,769
+23,228
+27% +$2.49M
AMYT
41
DELISTED
Amryt Pharma plc American Depositary Shares
AMYT
$9.95M 0.64%
1,437,458
-125,000
-8% -$933K
RH icon
42
CALL
RH
RH
$3.47B
$9.84M 0.64%
+40,000
New +$10.8M
RDI icon
43
Reading International Class A
RDI
$35.2M
$9.6M 0.62%
2,916,575
-290,672
-9% -$1.18M
PTON icon
44
CALL
Peloton Interactive
PTON
$2.42B
$9.48M 0.61%
1,368,600
+230,000
+20% +$2.34M
CBAY
45
DELISTED
Cymabay Therapeutics
CBAY
$8.66M 0.56%
2,474,659
-169,647
-6% -$609K
ARYE
46
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
$7.48M 0.48%
759,572
-102,994
-12% -$1.01M
AKU
47
DELISTED
Akumin Inc
AKU
$7.28M 0.47%
4,255,572
-1,289,661
-23% -$1.44M
FBIO icon
48
Fortress Biotech
FBIO
$91.4M
$7.11M 0.46%
550,870
-33,040
-6% -$495K
AURA icon
49
Aura Biosciences
AURA
$796M
$6.95M 0.45%
383,764
+40,549
+12% +$614K
RNG icon
50
RingCentral
RNG
$5.38B
$6.7M 0.43%
167,622
+17,622
+12% +$845K
1
2
3 4 5

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Nantahala Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Nantahala Capital Management held 143 positions worth $1.55B, down 23% from $1.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Nantahala Capital Management withdrew a net $417M in Q3 2022, closing 22 positions and reducing 61 holdings. Its most notable exit was BBQ Holdings, Inc. Common Stock, an estimated $9.88M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Nantahala Capital Management opened a new position in IDEAYA Biosciences worth $3.78M.

  • Nantahala Capital Management's largest Q3 2022 buy was IDEAYA Biosciences: 253,480 shares worth $3.78M.
  • Nantahala Capital Management added most to Pathward Financial in Q3 2022, an estimated $12.3M increase.
  • Nantahala Capital Management's biggest Q3 2022 reduction was Syndax Pharmaceuticals, cutting an estimated $28.9M.
  • Nantahala Capital Management fully exited BBQ Holdings, Inc. Common Stock in Q3 2022, selling an estimated $9.88M.
  • Nantahala Capital Management's ten largest holdings make up 48% of its $1.55B portfolio in Q3 2022.
  • Nantahala Capital Management opened 19 new positions and closed 22 in Q3 2022.
  • Nantahala Capital Management's portfolio value fell 23% quarter-over-quarter to $1.55B.

Based on Nantahala Capital Management's 13F filing for Q3 2022, filed 10 Nov 2022.