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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+12.15%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$2.25B
AUM Growth
+$211M
Cap. Flow
+$62.2M
Cap. Flow %
2.77%
Top 10 Hldgs %
59.29%
Holding
82
New
16
Increased
26
Reduced
11
Closed
6

Top Buys

Rank Stock Value
1
THC icon
Tenet Healthcare
THC
+$23.2M
2
DXPE icon
DXP Enterprises
DXPE
+$18M
3
SGYP
Synergy Pharmaceuticals, Inc Common Stock
SGYP
+$17.4M
4
PRTY
Party City Holdco Inc.
PRTY
+$16M
5
QURE icon
uniQure
QURE
+$11.6M

Top Sells

Rank Stock Value
1
FCFS icon
FirstCash
FCFS
+$27.2M
2
LNW
Light & Wonder
LNW
+$24.4M
3
DLB icon
Dolby
DLB
+$22.9M
4
SODA
SodaStream International Ltd
SODA
+$6.62M
5
ZVO
Zovio Inc. Common Stock
ZVO
+$4.28M

Sector Composition

Rank Sector Weight
1 Healthcare 9.41%
2 Financials 6.21%
3 Technology 5.09%
4 Industrials 4.59%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBBK icon
26
The Bancorp
TBBK
$2.95B
$22.3M 0.99%
2,260,013
-239,987
-10% -$2.2M
HRB icon
27
PUT
H&R Block
HRB
$5.82B
$21M 0.93%
800,000
– –
ARQL
28
DELISTED
Arqule Inc
ARQL
$20.2M 0.9%
12,222,130
+1,982,379
+19% +$2.57M
ENT
29
DELISTED
Global Eagle Entertainment Inc.
ENT
$19.9M 0.89%
348,039
+46,916
+16% +$3.05M
DXPE icon
30
DXP Enterprises
DXPE
$3.07B
$18.3M 0.81%
+617,750
New +$18M
PETS icon
31
PUT
PetMed Express
PETS
$42.1M
$18.2M 0.81%
400,000
– –
PRTY
32
DELISTED
Party City Holdco Inc.
PRTY
$18.1M 0.81%
+1,298,996
New +$16M
HTZ
33
CALL
DELISTED
Hertz Global Holdings, Inc.
HTZ
$17.7M 0.79%
920,800
– –
HCA icon
34
PUT
HCA Healthcare
HCA
$88.5B
$17.6M 0.78%
+200,000
New +$16.1M
SGYP
35
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$15.6M 0.69%
+7,000,000
New +$17.4M
ONDK
36
DELISTED
On Deck Capital, Inc.
ONDK
$13.1M 0.58%
2,284,020
+285,000
+14% +$1.46M
ASCMA
37
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$12.8M 0.57%
1,117,232
+423,728
+61% +$5.1M
JMBA
38
DELISTED
Jamba, Inc.
JMBA
$12M 0.53%
1,484,835
+180,906
+14% +$1.49M
ELVT
39
DELISTED
Elevate Credit, Inc.
ELVT
$11.5M 0.51%
1,533,044
+936,144
+157% +$6.93M
CGNT
40
DELISTED
Cogentix Medical, Inc.
CGNT
$11.5M 0.51%
3,639,853
– –
RRR icon
41
PUT
Red Rock Resorts
RRR
$3.68B
$11M 0.49%
+325,000
New +$9.06M
ORM
42
DELISTED
Owens Realty Mortgage, Inc.
ORM
$10.1M 0.45%
628,697
+16,819
+3% +$287K
OSPRU
43
DELISTED
Osprey Energy Acquisition Corp. Unit
OSPRU
$9.99M 0.44%
1,000,000
– –
SYRE icon
44
Spyre Therapeutics
SYRE
$9.12B
$9.98M 0.44%
73,787
+9,671
+15% +$1.18M
QURE icon
45
CALL
uniQure
QURE
$3.15B
$9.79M 0.44%
+500,000
New +$7.61M
ZVO
46
DELISTED
Zovio Inc. Common Stock
ZVO
$6.78M 0.3%
816,609
-462,073
-36% -$4.28M
DLB icon
47
CALL
Dolby
DLB
$5.71B
$6.2M 0.28%
100,000
– –
IMXI icon
48
International Money Express
IMXI
$367M
$6M 0.27%
604,498
+104,500
+21% +$1.02M
BXG
49
DELISTED
Bluegreen Vacations Corporation Common Stock
BXG
$5.93M 0.26%
+325,000
New +$5.13M
NATR icon
50
Nature's Sunshine
NATR
$358M
$5.9M 0.26%
510,989
– –
1
2
3 4

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Nantahala Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Nantahala Capital Management held 82 positions worth $2.25B, up 10% from $2.04B the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Nantahala Capital Management's Q4 2017 filing shows 16 new, 26 increased, 11 reduced and 6 closed positions. Its largest new stake was Tenet Healthcare: 1,647,200 shares worth $25M. The largest sale was FirstCash, an estimated $27.2M.

By sector, the portfolio is most concentrated in Healthcare at 9.4% of assets, up from 5.6% a quarter earlier, followed by Financials and Technology.

  • Nantahala Capital Management's largest Q4 2017 buy was Tenet Healthcare: 1,647,200 shares worth $25M.
  • Nantahala Capital Management added most to uniQure in Q4 2017, an estimated $11.6M increase.
  • Nantahala Capital Management's biggest Q4 2017 reduction was Dolby, cutting an estimated $22.9M.
  • Nantahala Capital Management fully exited FirstCash in Q4 2017, selling an estimated $27.2M.
  • Nantahala Capital Management's ten largest holdings make up 59% of its $2.25B portfolio in Q4 2017.
  • Nantahala Capital Management opened 16 new positions and closed 6 in Q4 2017.
  • Nantahala Capital Management's portfolio value rose 10% quarter-over-quarter to $2.25B.

Based on Nantahala Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.