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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+11.25%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$829M
AUM Growth
-$93.1M
Cap. Flow
-$183M
Cap. Flow %
-22.06%
Top 10 Hldgs %
59.27%
Holding
76
New
10
Increased
18
Reduced
17
Closed
17

Top Buys

Rank Stock Value
1
TBBK icon
The Bancorp
TBBK
+$15.6M
2
CZR icon
Caesars Entertainment
CZR
+$6.61M
3
YHOO
Yahoo Inc
YHOO
+$6.15M
4
CCN
CardConnect Corp.
CCN
+$5.41M
5
QADA
QAD Inc.
QADA
+$5.28M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$50.9M
2
CROX icon
Crocs
CROX
+$12.6M
3
LNW
Light & Wonder
LNW
+$8.82M
4
SFR
Starwood Waypoint Homes
SFR
+$7.79M
5
EZPW icon
Ezcorp Inc
EZPW
+$6.79M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 16.35%
2 Financials 14.37%
3 Healthcare 11.69%
4 Industrials 7.86%
5 Energy 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRPT icon
26
CALL
Sarepta Therapeutics
SRPT
$1.77B
$9.21M 1.11%
150,000
– –
CCN
27
DELISTED
CardConnect Corp.
CCN
$9.17M 1.11%
938,808
+541,445
+136% +$5.41M
EZPW icon
28
Ezcorp Inc
EZPW
$1.71B
$7.78M 0.94%
703,471
-703,615
-50% -$6.79M
CRMT icon
29
America's Car Mart
CRMT
$26.9M
$7.36M 0.89%
202,350
-25,806
-11% -$912K
CZR icon
30
Caesars Entertainment
CZR
$6.14B
$6.46M 0.78%
+459,793
New +$6.61M
KSPN
31
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
$6.16M 0.74%
89,202
– –
CGNT
32
DELISTED
Cogentix Medical, Inc.
CGNT
$6.05M 0.73%
3,324,877
+189,921
+6% +$246K
EPM icon
33
Evolution Petroleum
EPM
$131M
$5.67M 0.68%
903,282
– –
CXW icon
34
PUT
CoreCivic
CXW
$3.19B
$5.55M 0.67%
+400,000
New +$9.55M
EMG
35
DELISTED
Emergent Capital, Inc.
EMG
$5.41M 0.65%
1,845,659
– –
LINC icon
36
Lincoln Educational Services
LINC
$1.3B
$4.98M 0.6%
2,263,899
+63,405
+3% +$122K
RBCAA icon
37
Republic Bancorp
RBCAA
$1.95B
$4.71M 0.57%
151,658
-39,656
-21% -$1.21M
RLGT icon
38
Radiant Logistics
RLGT
$395M
$4.55M 0.55%
1,600,665
-950,000
-37% -$2.87M
ONDK
39
DELISTED
On Deck Capital, Inc.
ONDK
$4.15M 0.5%
728,564
+136,049
+23% +$778K
FLNA
40
Filana Therapeutics
FLNA
$48.1M
$3.87M 0.47%
552,976
-266,356
-33% -$4.41M
FALC
41
DELISTED
FalconStor Software Inc
FALC
$3.53M 0.43%
3,392,318
-700
-0% -$732
DVD
42
DELISTED
Dover Motorsports
DVD
$3.04M 0.37%
1,229,789
+32,476
+3% +$73.1K
CCXI
43
DELISTED
ChemoCentryx, Inc.
CCXI
$2.82M 0.34%
466,440
+37,753
+9% +$178K
CZR icon
44
CALL
Caesars Entertainment
CZR
$6.14B
$2.68M 0.32%
+190,500
New +$2.74M
CXW icon
45
CALL
CoreCivic
CXW
$3.19B
$2.18M 0.26%
+157,400
New +$3.76M
EMMS
46
DELISTED
Emmis Communications Corp
EMMS
$1.39M 0.17%
364,093
-2
-0% -$7
DDE
47
DELISTED
Dover Downs Gaming & Entertain
DDE
$1.36M 0.16%
1,261,253
+189,481
+18% +$198K
STRM
48
DELISTED
Streamline Health Solutions
STRM
$1.27M 0.15%
+46,141
New +$1.04M
TA
49
DELISTED
TravelCenters of America LLC
TA
$1.09M 0.13%
30,502
– –
FBK icon
50
FB Financial Corp
FBK
$3.04B
$1.01M 0.12%
+50,000
New +$1.03M
1
2
3

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Nantahala Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Nantahala Capital Management held 76 positions worth $829M, down 10% from $922M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Nantahala Capital Management withdrew a net $183M in Q3 2016, closing 17 positions and reducing 17 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $50.9M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Nantahala Capital Management opened a new position in Caesars Entertainment worth $6.46M.

  • Nantahala Capital Management's largest Q3 2016 buy was Caesars Entertainment: 459,793 shares worth $6.46M.
  • Nantahala Capital Management added most to The Bancorp in Q3 2016, an estimated $15.6M increase.
  • Nantahala Capital Management's biggest Q3 2016 reduction was Light & Wonder, cutting an estimated $8.82M.
  • Nantahala Capital Management fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $50.9M.
  • Nantahala Capital Management's ten largest holdings make up 59% of its $829M portfolio in Q3 2016.
  • Nantahala Capital Management opened 10 new positions and closed 17 in Q3 2016.
  • Nantahala Capital Management's portfolio value fell 10% quarter-over-quarter to $829M.

Based on Nantahala Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.