NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
This Quarter Return
+7.52%
1 Year Return
+32.9%
3 Year Return
+104.34%
5 Year Return
+145.08%
10 Year Return
+443.66%
AUM
$555M
AUM Growth
+$555M
Cap. Flow
-$82.9M
Cap. Flow %
-14.94%
Top 10 Hldgs %
56.64%
Holding
68
New
5
Increased
16
Reduced
17
Closed
13

Top Buys

1
TBBK icon
The Bancorp
TBBK
$17.4M
2
YHOO
Yahoo Inc
YHOO
$6.47M
3
CZR icon
Caesars Entertainment
CZR
$6.47M
4
QADA
QAD Inc.
QADA
$5.73M
5
CCN
CardConnect Corp.
CCN
$5.29M

Top Sells

1
DRII
DIAMOND RESORTS INTL, INC
DRII
$50.9M
2
CROX icon
Crocs
CROX
$12.6M
3
LNW icon
Light & Wonder
LNW
$10.1M
4
SFR
Starwood Waypoint Homes
SFR
$7.79M
5
EZPW icon
Ezcorp Inc
EZPW
$7.78M

Sector Composition

1 Consumer Discretionary 24.45%
2 Financials 21.49%
3 Healthcare 17.48%
4 Industrials 11.76%
5 Energy 10.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CGNT
26
DELISTED
Cogentix Medical, Inc.
CGNT
$6.05M 0.73% 3,324,877 +189,921 +6% +$346K
EPM icon
27
Evolution Petroleum
EPM
$177M
$5.67M 0.68% 903,282 – –
EMG
28
DELISTED
Emergent Capital, Inc.
EMG
$5.41M 0.65% 1,845,659 – –
LINC icon
29
Lincoln Educational Services
LINC
$595M
$4.98M 0.6% 2,263,899 +63,405 +3% +$140K
RBCAA icon
30
Republic Bancorp
RBCAA
$1.5B
$4.71M 0.57% 151,658 -39,656 -21% -$1.23M
RLGT icon
31
Radiant Logistics
RLGT
$305M
$4.55M 0.55% 1,600,665 -950,000 -37% -$2.7M
ONDK
32
DELISTED
On Deck Capital, Inc.
ONDK
$4.15M 0.5% 728,564 +136,049 +23% +$776K
SAVA icon
33
Cassava Sciences
SAVA
$110M
$3.87M 0.47% 3,870,832 -1,864,492 -33% -$1.86M
FALC
34
DELISTED
FalconStor Software Inc
FALC
$3.53M 0.43% 3,392,318 -700 -0% -$728
DVD
35
DELISTED
Dover Motorsports
DVD
$3.04M 0.37% 1,229,789 +32,476 +3% +$80.2K
CCXI
36
DELISTED
ChemoCentryx, Inc.
CCXI
$2.82M 0.34% 466,440 +37,753 +9% +$228K
EMMS
37
DELISTED
Emmis Communications Corp
EMMS
$1.39M 0.17% 342,193 -1,026,584 -75% -$4.16M
DDE
38
DELISTED
Dover Downs Gaming & Entertain
DDE
$1.36M 0.16% 1,261,253 +189,481 +18% +$205K
STRM
39
DELISTED
Streamline Health Solutions
STRM
$1.27M 0.15% +692,108 New +$1.27M
TA
40
DELISTED
TravelCenters of America LLC
TA
$1.09M 0.13% 152,511 – –
FBK icon
41
FB Financial Corp
FBK
$2.89B
$1.01M 0.12% +50,000 New +$1.01M
STRL icon
42
Sterling Infrastructure
STRL
$8.47B
$978K 0.12% +126,337 New +$978K
SRL icon
43
Scully Royalty
SRL
$78.2M
$693K 0.08% 337,978 – –
CCNWW
44
DELISTED
CardConnect Corp. Warrants
CCNWW
$488K 0.06% +447,363 New +$488K
FCRE
45
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$357K 0.04% 276,958 -1,107,819 -80% -$1.43M
CAS
46
DELISTED
A M Castle & Co
CAS
$108K 0.01% 134,764 – –
UTI icon
47
Universal Technical Institute
UTI
$1.45B
$55K 0.01% 30,825 -18,178 -37% -$32.4K
CROX icon
48
Crocs
CROX
$4.76B
– – -1,118,223 Closed -$12.6M
CXW icon
49
CoreCivic
CXW
$2.17B
– – 0 – –
IWM icon
50
iShares Russell 2000 ETF
IWM
$67B
– – 0 – –
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