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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-3.07%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$385M
AUM Growth
-$454M
Cap. Flow
-$235M
Cap. Flow %
-61.12%
Top 10 Hldgs %
70.71%
Holding
228
New
41
Increased
34
Reduced
31
Closed
107

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$97.1M
2
AAPL icon
Apple
AAPL
+$32.4M
3
JNJ icon
Johnson & Johnson
JNJ
+$25.3M
4
BAC icon
Bank of America
BAC
+$6.73M
5
HRB icon
H&R Block
HRB
+$4.23M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$244M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$74M
3
WFC icon
Wells Fargo
WFC
+$53.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$49.8M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$18.2M

Sector Composition

Rank Sector Weight
1 Technology 14.82%
2 Healthcare 7.17%
3 Materials 3.19%
4 Consumer Staples 2.58%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNXL
51
PUT
DELISTED
Uni-Pixel, Inc.
UNXL
$788K 0.2%
69,600
-1,200
-2% -$1.59K
NFLX icon
52
Netflix
NFLX
$305B
$774K 0.2%
+75,000
New +$805K
KING
53
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
$764K 0.2%
56,400
-67,600
-55% -$973K
OSPN icon
54
PUT
OneSpan
OSPN
$588M
$763K 0.2%
+41,000
New +$842K
AREX
55
PUT
DELISTED
Approach Resources Inc.
AREX
$746K 0.19%
79,800
+31,800
+66% +$107K
KNDI
56
PUT
Kandi Technologies Group
KNDI
$70.3M
$741K 0.19%
72,200
+12,200
+20% +$84.1K
JMEI
57
PUT
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
$737K 0.19%
3,660
– –
CMPR icon
58
PUT
Cimpress
CMPR
$2.4B
$710K 0.18%
+50,000
New +$3.72M
OSPN icon
59
OneSpan
OSPN
$588M
$699K 0.18%
+41,000
New +$842K
VTLE
60
PUT
DELISTED
Vital Energy
VTLE
$692K 0.18%
3,030
-735
-20% -$145K
MBLY
61
PUT
DELISTED
Mobileye N.V.
MBLY
$654K 0.17%
+30,800
New +$1.69M
ASPS icon
62
Altisource Portfolio Solutions
ASPS
$63.6M
$646K 0.17%
3,388
+1,188
+54% +$279K
FTRPR
63
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$606K 0.16%
6,550
-5,700
-47% -$573K
SDRL
64
DELISTED
Seadrill Limited Common Stock
SDRL
$601K 0.16%
+380
New +$811K
VTLE
65
DELISTED
Vital Energy
VTLE
$571K 0.15%
3,030
-735
-20% -$145K
OPK icon
66
Opko Health
OPK
$985M
$551K 0.14%
65,500
-50,000
-43% -$662K
TCS
67
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$527K 0.14%
2,493
-1,694
-40% -$429K
KING
68
PUT
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
$474K 0.12%
56,400
-67,600
-55% -$973K
VIVS
69
PUT
VivoSim Labs
VIVS
$1.16M
$441K 0.11%
187
+184
+6,133% +$140K
LL
70
DELISTED
LL Flooring Holdings, Inc.
LL
$390K 0.1%
29,700
-2,000
-6% -$32.8K
LL
71
PUT
DELISTED
LL Flooring Holdings, Inc.
LL
$384K 0.1%
29,700
-2,000
-6% -$32.8K
KNDI
72
Kandi Technologies Group
KNDI
$70.3M
$379K 0.1%
72,200
+12,200
+20% +$84.1K
UPL
73
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$369K 0.1%
+57,800
New +$457K
JMEI
74
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
$361K 0.09%
3,660
– –
WPRT
75
Westport Fuel Systems
WPRT
$33.4M
$355K 0.09%
14,240
-1,630
-10% -$60.6K
1 2
3
4 5

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Mizuho Securities USA's Q3 2015 Portfolio in Review

As of Q3 2015, Mizuho Securities USA held 228 positions worth $385M, down 54% from $839M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Mizuho Securities USA withdrew a net $235M in Q3 2015, closing 107 positions and reducing 31 holdings. Its most notable exit was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $244M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6% a quarter earlier, followed by Healthcare and Materials.

Against the trend, Mizuho Securities USA opened a new position in Bank of America worth $6.23M.

  • Mizuho Securities USA's largest Q3 2015 buy was Bank of America: 400,000 shares worth $6.23M.
  • Mizuho Securities USA added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $97.1M increase.
  • Mizuho Securities USA's biggest Q3 2015 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $18.2M.
  • Mizuho Securities USA fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2015, selling an estimated $244M.
  • Mizuho Securities USA's ten largest holdings make up 71% of its $385M portfolio in Q3 2015.
  • Mizuho Securities USA opened 41 new positions and closed 107 in Q3 2015.
  • Mizuho Securities USA's portfolio value fell 54% quarter-over-quarter to $385M.

Based on Mizuho Securities USA's 13F filing for Q3 2015, filed 20 Oct 2015.