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MSU

Mizuho Securities USA Portfolio holdings

AUM $4.24B
1-Year Est. Return 23.1%
This Fund
S&P 500
This Quarter Est. Return
+1.39%
1 Year Est. Return
+23.1%
3 Year Est. Return
+72.74%
5 Year Est. Return
+92.74%
10 Year Est. Return
+342.19%
AUM
$853M
AUM Growth
+$620M
Cap. Flow
+$617M
Cap. Flow %
72.42%
Top 10 Hldgs %
57.6%
Holding
166
New
135
Increased
9
Reduced
5
Closed
9

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$80.5M
2
V icon
Visa
V
+$37.4M
3
IBM icon
IBM
IBM
+$33.2M
4
GS icon
Goldman Sachs
GS
+$30.6M
5
MMM icon
3M
MMM
+$25M

Top Sells

Rank Stock Value
1
KNDI
Kandi Technologies Group
KNDI
+$890K
2
NSM
Nationstar Mortgage Holdings
NSM
+$835K
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$446K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$430K
5
MNKD icon
MannKind Corp
MNKD
+$275K

Sector Composition

Rank Sector Weight
1 Financials 13.39%
2 Technology 11%
3 Industrials 10.52%
4 Healthcare 7.07%
5 Communication Services 5.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
1
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$267M 31.35%
2,300,000
+700,000
+44% +$80.5M
V icon
2
Visa
V
$682B
$37.1M 4.35%
+695,972
New +$37.4M
IBM icon
3
IBM
IBM
$200B
$33M 3.87%
+181,997
New +$33.2M
GS icon
4
Goldman Sachs
GS
$314B
$31.9M 3.75%
+173,993
New +$30.6M
MMM icon
5
3M
MMM
$83.4B
$24.7M 2.89%
+208,096
New +$25M
BA icon
6
Boeing
BA
$169B
$22.2M 2.6%
+173,993
New +$21.9M
CVX icon
7
Chevron
CVX
$373B
$20.8M 2.43%
+173,993
New +$22.2M
JNJ icon
8
Johnson & Johnson
JNJ
$609B
$18.5M 2.18%
+173,993
New +$18M
RTX icon
9
RTX Corp
RTX
$261B
$18.4M 2.15%
+276,475
New +$19M
CAT icon
10
Caterpillar
CAT
$405B
$17.2M 2.02%
+173,993
New +$18.4M
MCD icon
11
McDonald's
MCD
$190B
$16.5M 1.93%
+173,993
New +$16.6M
XOM icon
12
ExxonMobil
XOM
$611B
$16.4M 1.92%
+173,993
New +$17.3M
TRV icon
13
Travelers Companies
TRV
$78.5B
$16.3M 1.92%
+173,993
New +$16.2M
HD icon
14
Home Depot
HD
$338B
$16M 1.87%
+173,993
New +$14.9M
DIS icon
15
Walt Disney
DIS
$170B
$15.5M 1.82%
+173,993
New +$15.3M
AXP icon
16
American Express
AXP
$242B
$15.2M 1.79%
+173,993
New +$15.7M
UNH icon
17
UnitedHealth
UNH
$387B
$15M 1.76%
+173,993
New +$14.7M
MSFT icon
18
Microsoft
MSFT
$2.93T
$14.7M 1.73%
317,505
+307,156
+2,968% +$13.7M
PG icon
19
Procter & Gamble
PG
$349B
$14.6M 1.71%
+173,993
New +$14.3M
WMT icon
20
Walmart Inc
WMT
$909B
$13.3M 1.56%
+521,979
New +$13.2M
DD
21
DELISTED
Du Pont De Nemours E I
DD
$12.5M 1.46%
+183,215
New +$11.5M
AAPL icon
22
Apple
AAPL
$4.9T
$10.5M 1.23%
417,156
+386,940
+1,281% +$9.5M
JPM icon
23
JPMorgan Chase
JPM
$907B
$10.5M 1.23%
+173,993
New +$10.2M
MRK icon
24
Merck
MRK
$315B
$10.3M 1.21%
+182,345
New +$10.2M
INTC icon
25
Intel
INTC
$478B
$9.06M 1.06%
+260,223
New +$8.81M
1
2 3 4 5

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Mizuho Securities USA's Q3 2014 Portfolio in Review

As of Q3 2014, Mizuho Securities USA held 166 positions worth $853M, up 266% from $233M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Mizuho Securities USA deployed $617M of net new capital in Q3 2014, opening 135 new positions and adding to 9 existing holdings. Its largest new stake was Visa: 695,972 shares worth $37.1M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 0.36% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Kandi Technologies Group, an estimated $890K trimmed.

  • Mizuho Securities USA's largest Q3 2014 buy was Visa: 695,972 shares worth $37.1M.
  • Mizuho Securities USA added most to iShares 20+ Year Treasury Bond ETF in Q3 2014, an estimated $80.5M increase.
  • Mizuho Securities USA's biggest Q3 2014 reduction was Kandi Technologies Group, cutting an estimated $890K.
  • Mizuho Securities USA fully exited Nationstar Mortgage Holdings in Q3 2014, selling an estimated $835K.
  • Mizuho Securities USA's ten largest holdings make up 58% of its $853M portfolio in Q3 2014.
  • Mizuho Securities USA opened 135 new positions and closed 9 in Q3 2014.
  • Mizuho Securities USA's portfolio value rose 266% quarter-over-quarter to $853M.

Based on Mizuho Securities USA's 13F filing for Q3 2014, filed 7 Oct 2014.