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MSU
Mizuho Securities USA Portfolio holdings
AUM
$4.24B
1-Year Est. Return
23.1%
This Fund
S&P 500
This Quarter
Est. Return
+7.09%
1 Year Est. Return
+23.1%
3 Year Est. Return
+72.74%
5 Year Est. Return
+92.74%
10 Year Est. Return
+342.19%
AUM
$1.21B
AUM Growth
-$360M
(-23%)
Cap. Flow
-$451M
Cap. Flow
% of AUM
-37.22%
Top 10 Holdings %
Top 10 Hldgs %
51.26%
Holding
154
New
13
Increased
94
Reduced
31
Closed
13
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$83.8M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$23.8M |
| 3 |
Apple
AAPL
|
+$16M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$9.96M |
| 5 |
Microsoft
MSFT
|
+$9.09M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$410M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$117M |
| 3 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$78.9M |
| 4 |
Visa
V
|
+$7.89M |
| 5 |
IBM
IBM
|
+$7.06M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.47% |
| 2 | Communication Services | 9.84% |
| 3 | Consumer Discretionary | 7.8% |
| 4 | Healthcare | 7.48% |
| 5 | Financials | 5.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $316M | 26.03% |
3,100,000
+800,000
| +35% | +$83.8M |
|
|
2
Apple
AAPL
$4.9T
| $60.9M | 5.03% |
3,041,220
+846,636
| +39% | +$16M |
|
|
3
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
| $52.8M | 4.35% |
318,986
-502,116
| -61% | -$78.9M |
|
|
4
Microsoft
MSFT
$2.93T
| $41.9M | 3.46% |
1,119,775
+250,252
| +29% | +$9.09M |
|
|
5
Alphabet (Google) Class C
GOOG
$4.22T
| $37.5M | 3.09% |
1,342,333
+393,871
| +42% | +$9.96M |
|
|
6
Visa
V
$682B
| $25M | 2.06% |
449,604
-156,472
| -26% | -$7.89M |
|
|
7
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
| $24.7M | 2.04% |
+101,102
| New | +$23.8M |
|
8
Amazon
AMZN
$2.66T
| $22.1M | 1.82% |
1,106,040
+318,760
| +40% | +$5.73M |
|
|
9
IBM
IBM
$200B
| $21.1M | 1.74% |
117,796
-40,937
| -26% | -$7.06M |
|
10
Goldman Sachs
GS
$314B
| $19.9M | 1.64% |
112,364
-39,130
| -26% | -$6.45M |
|
11
Intel
INTC
$478B
| $18.5M | 1.53% |
712,411
+131,374
| +23% | +$3.18M |
|
12
Cisco
CSCO
$441B
| $17M | 1.4% |
757,771
+145,469
| +24% | +$3.22M |
|
13
3M
MMM
$83.4B
| $15.8M | 1.3% |
134,497
-46,794
| -26% | -$4.98M |
|
14
Boeing
BA
$169B
| $15.4M | 1.27% |
112,478
-39,125
| -26% | -$5.09M |
|
15
Qualcomm
QCOM
$181B
| $15.1M | 1.25% |
204,004
+56,036
| +38% | +$3.95M |
|
16
Chevron
CVX
$373B
| $14.1M | 1.16% |
112,997
-39,140
| -26% | -$4.73M |
|
17
Gilead Sciences
GILD
$167B
| $13.9M | 1.15% |
185,136
+53,107
| +40% | +$3.7M |
|
18
Comcast
CMCSA
$85B
| $13.4M | 1.11% |
516,232
+147,710
| +40% | +$3.56M |
|
19
RTX Corp
RTX
$261B
| $12.8M | 1.06% |
178,829
-62,171
| -26% | -$4.24M |
|
20
Meta Platforms (Facebook)
META
$1.64T
| $12.4M | 1.02% |
226,167
+70,162
| +45% | +$3.52M |
|
21
ExxonMobil
XOM
$611B
| $11.5M | 0.95% |
114,028
-39,144
| -26% | -$3.62M |
|
22
McDonald's
MCD
$190B
| $10.9M | 0.9% |
112,606
-39,126
| -26% | -$3.76M |
|
23
Amgen
AMGN
$198B
| $10.4M | 0.86% |
91,044
+26,068
| +40% | +$2.97M |
|
24
Johnson & Johnson
JNJ
$609B
| $10.4M | 0.86% |
113,376
-39,120
| -26% | -$3.61M |
|
25
American Express
AXP
$242B
| $10.2M | 0.84% |
112,575
-39,143
| -26% | -$3.22M |
|
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Mizuho Securities USA's Q4 2013 Portfolio in Review
As of Q4 2013, Mizuho Securities USA held 154 positions worth $1.21B, down 23% from $1.57B the previous quarter. Its ten largest holdings account for 51% of the portfolio.
Mizuho Securities USA withdrew a net $451M in Q4 2013, closing 13 positions and reducing 31 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $117M position sold in full.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 11% a quarter earlier, followed by Communication Services and Consumer Discretionary.
Against the trend, Mizuho Securities USA opened a new position in State Street SPDR S&P MIDCAP 400 ETF Trust worth $24.7M.
- Mizuho Securities USA's largest Q4 2013 buy was State Street SPDR S&P MIDCAP 400 ETF Trust: 101,102 shares worth $24.7M.
- Mizuho Securities USA added most to iShares 20+ Year Treasury Bond ETF in Q4 2013, an estimated $83.8M increase.
- Mizuho Securities USA's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $410M.
- Mizuho Securities USA fully exited Invesco QQQ Trust in Q4 2013, selling an estimated $117M.
- Mizuho Securities USA's ten largest holdings make up 51% of its $1.21B portfolio in Q4 2013.
- Mizuho Securities USA opened 13 new positions and closed 13 in Q4 2013.
- Mizuho Securities USA's portfolio value fell 23% quarter-over-quarter to $1.21B.
Based on Mizuho Securities USA's 13F filing for Q4 2013, filed 15 Jan 2014.