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MSU

Mizuho Securities USA Portfolio holdings

AUM $4.24B
1-Year Est. Return 23.1%
This Fund
S&P 500
This Quarter Est. Return
-1.82%
1 Year Est. Return
+23.1%
3 Year Est. Return
+72.74%
5 Year Est. Return
+92.74%
10 Year Est. Return
+342.19%
AUM
$980M
AUM Growth
-$255M
Cap. Flow
-$238M
Cap. Flow %
-24.33%
Top 10 Hldgs %
38.73%
Holding
375
New
112
Increased
54
Reduced
74
Closed
126

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$112M
2
BHP icon
BHP
BHP
+$64.5M
3
CENQU
CENAQ Energy Corp. Unit
CENQU
+$10.8M
4
DWACU
Digital World Acquisition Corp. Units
DWACU
+$10.5M
5
CLOE
Clover Leaf Capital Corp. Class A Common Stock
CLOE
+$8.01M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$441M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22.4M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$16.7M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$12.7M
5
SPCE icon
Virgin Galactic
SPCE
+$9.2M

Sector Composition

Rank Sector Weight
1 Financials 11.42%
2 Healthcare 6.39%
3 Consumer Discretionary 6%
4 Industrials 5.88%
5 Materials 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$132M 13.42%
306,451
-1,000,493
-77% -$441M
IWM icon
2
iShares Russell 2000 ETF
IWM
$82B
$110M 11.25%
+504,221
New +$112M
BHP icon
3
BHP
BHP
$205B
$50.4M 5.14%
+1,055,213
New +$64.5M
ESSC
4
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
$15.2M 1.55%
1,500,920
-75,000
-5% -$760K
NCLH icon
5
Norwegian Cruise Line
NCLH
$9.09B
$11.4M 1.16%
425,544
-855
-0.2% -$21.8K
CENQU
6
DELISTED
CENAQ Energy Corp. Unit
CENQU
$10.7M 1.09%
+1,077,790
New +$10.8M
ACKIT
7
DELISTED
Ackrell SPAC Partners I Co Subunits
ACKIT
$10.7M 1.09%
1,075,841
-99,300
-8% -$990K
DWACU
8
DELISTED
Digital World Acquisition Corp. Units
DWACU
$10.5M 1.07%
+1,042,775
New +$10.5M
CCL icon
9
Carnival Corporation Ltd
CCL
$36.3B
$10.1M 1.03%
403,089
-1,851
-0.5% -$43.1K
DIA icon
10
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.1B
$9.28M 0.95%
27,431
-64,069
-70% -$22.4M
GLAQ
11
DELISTED
Globis Acquisition Corp. common stock
GLAQ
$8.96M 0.91%
900,995
-294,700
-25% -$2.95M
SWK icon
12
Stanley Black & Decker
SWK
$13.9B
$8.16M 0.83%
46,571
-7,163
-13% -$1.4M
NEE.PRO
13
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$8.09M 0.83%
147,500
-52,500
-26% -$3.16M
VMAC
14
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
$8.04M 0.82%
805,680
-46,250
-5% -$463K
CLOE
15
DELISTED
Clover Leaf Capital Corp. Class A Common Stock
CLOE
$7.96M 0.81%
+806,077
New +$8.01M
GACQ
16
DELISTED
Global Consumer Acquisition Corp. Common Stock
GACQ
$7.95M 0.81%
+811,570
New +$7.94M
WINVU
17
DELISTED
WinVest Acquisition Corp. Unit
WINVU
$7.32M 0.75%
+725,000
New +$7.35M
ADOC
18
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
$7.25M 0.74%
725,000
-25,800
-3% -$260K
QQQ icon
19
Invesco QQQ Trust
QQQ
$468B
$7.21M 0.74%
20,163
+6,726
+50% +$2.48M
PRST
20
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$7.06M 0.72%
714,180
-26,481
-4% -$263K
IWD icon
21
iShares Russell 1000 Value ETF
IWD
$81.9B
$6.73M 0.69%
+43,000
New +$6.89M
BREZ
22
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$6.71M 0.68%
669,919
+2,800
+0.4% +$28.1K
SCLX icon
23
Scilex Holding
SCLX
$59.9M
$6.43M 0.66%
18,571
-465
-2% -$162K
GIA.U
24
DELISTED
GigCapital 5, Inc. Units, each consisting of one share of common stock and one whole redeemable warrant
GIA.U
$6.11M 0.62%
+602,500
New +$6.16M
BENE
25
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
$5.88M 0.6%
590,500
-12,536
-2% -$126K
1
2 3 4 5

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Mizuho Securities USA's Q3 2021 Portfolio in Review

As of Q3 2021, Mizuho Securities USA held 375 positions worth $980M, down 21% from $1.23B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Mizuho Securities USA withdrew a net $238M in Q3 2021, closing 126 positions and reducing 74 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Mizuho Securities USA opened a new position in iShares Russell 2000 ETF worth $110M.

  • Mizuho Securities USA's largest Q3 2021 buy was iShares Russell 2000 ETF: 504,221 shares worth $110M.
  • Mizuho Securities USA added most to MSP Recovery Inc in Q3 2021, an estimated $3.16M increase.
  • Mizuho Securities USA's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $441M.
  • Mizuho Securities USA fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2021, selling an estimated $16.7M.
  • Mizuho Securities USA's ten largest holdings make up 39% of its $980M portfolio in Q3 2021.
  • Mizuho Securities USA opened 112 new positions and closed 126 in Q3 2021.
  • Mizuho Securities USA's portfolio value fell 21% quarter-over-quarter to $980M.

Based on Mizuho Securities USA's 13F filing for Q3 2021, filed 28 Oct 2021.