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MSU

Mizuho Securities USA Portfolio holdings

AUM $4.24B
1-Year Est. Return 23.1%
This Fund
S&P 500
This Quarter Est. Return
+6.72%
1 Year Est. Return
+23.1%
3 Year Est. Return
+72.74%
5 Year Est. Return
+92.74%
10 Year Est. Return
+342.19%
AUM
$2.02B
AUM Growth
+$338M
Cap. Flow
+$441M
Cap. Flow %
21.79%
Top 10 Hldgs %
78.98%
Holding
225
New
89
Increased
36
Reduced
35
Closed
63

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$230M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$67.3M
3
ID
PARTS iD, Inc.
ID
+$14.1M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$13.7M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$12.1M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$114M
2
MRK icon
Merck
MRK
+$18.4M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$14.8M
4
BROG
Brooge Energy
BROG
+$14.6M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$14.6M

Sector Composition

Rank Sector Weight
1 Financials 2.98%
2 Industrials 2.53%
3 Communication Services 2.45%
4 Consumer Discretionary 2.14%
5 Technology 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.38B 68.46%
4,299,431
+746,922
+21% +$230M
DIA icon
2
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$79.3M 3.92%
278,108
+244,208
+720% +$67.3M
ID
3
DELISTED
PARTS iD, Inc.
ID
$22.1M 1.09%
2,144,700
+1,375,100
+179% +$14.1M
HPK icon
4
HighPeak Energy
HPK
$931M
$21.8M 1.08%
2,102,086
+306,886
+17% +$3.16M
DMS
5
DELISTED
Digital Media Solutions, Inc.
DMS
$14.8M 0.73%
95,640
+17,148
+22% +$2.64M
XLY icon
6
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$14.2M 0.7%
+226,000
New +$13.7M
ALAC
7
DELISTED
Alberton Acquisition Corp
ALAC
$13.7M 0.68%
1,323,500
+155,866
+13% +$1.61M
XLV icon
8
State Street Health Care Select Sector SPDR ETF
XLV
$41.4B
$12.8M 0.63%
+126,000
New +$12.1M
BFI
9
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$12.4M 0.61%
1,177,000
+620,400
+111% +$6.47M
LGHL
10
Lion Group Holding
LGHL
$1.62M
$12M 0.59%
4
+1
+33% +$2.92M
HOFV
11
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$11.5M 0.57%
70,113
+405
+0.6% +$65.9K
XLK icon
12
State Street Technology Select Sector SPDR ETF
XLK
$114B
$11.4M 0.56%
+248,000
New +$10.6M
ALGR
13
DELISTED
Allegro Merger Corp
ALGR
$11.2M 0.56%
1,100,300
+660,174
+150% +$6.72M
MAPS
14
DELISTED
WM TECHNOLOGY INC A
MAPS
$10.8M 0.53%
+1,087,500
New +$10.7M
QQQ icon
15
Invesco QQQ Trust
QQQ
$466B
$10.7M 0.53%
50,075
-568,410
-92% -$114M
VVNT
16
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$10.2M 0.51%
994,407
+944,407
+1,889% +$9.66M
RPLA
17
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$9.29M 0.46%
926,600
+44,722
+5% +$445K
XLI icon
18
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$7.66M 0.38%
+94,000
New +$7.5M
EQOS
19
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$7.32M 0.36%
730,100
+100
+0% +$999
CHR icon
20
Cheer Holding
CHR
$3.36M
$7.3M 0.36%
477
-91
-16% -$1.37M
NEE.PRO
21
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$6.74M 0.33%
132,146
+120,014
+989% +$6.01M
RVPH
22
DELISTED
REVIVA PHARMA HLDGS INC
RVPH
$6.67M 0.33%
31,902
+1,902
+6% +$397K
SJ icon
23
Scienjoy Holding
SJ
$33.6M
$6.66M 0.33%
656,400
+6,400
+1% +$64.9K
SNAX
24
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$6.57M 0.33%
43,167
-34,946
-45% -$5.26M
HCCH
25
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$6.2M 0.31%
600,200
+25,200
+4% +$259K
1
2 3 4 5

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Mizuho Securities USA's Q4 2019 Portfolio in Review

As of Q4 2019, Mizuho Securities USA held 225 positions worth $2.02B, up 20% from $1.68B the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Mizuho Securities USA deployed $441M of net new capital in Q4 2019, opening 89 new positions and adding to 36 existing holdings. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 226,000 shares worth $14.2M.

By sector, the portfolio is most concentrated in Financials at 3% of assets, down from 3.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $114M trimmed.

  • Mizuho Securities USA's largest Q4 2019 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 226,000 shares worth $14.2M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $230M increase.
  • Mizuho Securities USA's biggest Q4 2019 reduction was Invesco QQQ Trust, cutting an estimated $114M.
  • Mizuho Securities USA fully exited Dominion Energy, Inc. 2019 Series A Corporate Units in Q4 2019, selling an estimated $14.8M.
  • Mizuho Securities USA's ten largest holdings make up 79% of its $2.02B portfolio in Q4 2019.
  • Mizuho Securities USA opened 89 new positions and closed 63 in Q4 2019.
  • Mizuho Securities USA's portfolio value rose 20% quarter-over-quarter to $2.02B.

Based on Mizuho Securities USA's 13F filing for Q4 2019, filed 30 Jan 2020.