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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+1.08%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.68B
AUM Growth
-$471M
Cap. Flow
-$496M
Cap. Flow %
-29.43%
Top 10 Hldgs %
78.53%
Holding
208
New
71
Increased
39
Reduced
26
Closed
72

Top Buys

Rank Stock Value
1
MRK icon
Merck
MRK
+$18.4M
2
HPK icon
HighPeak Energy
HPK
+$17M
3
DMS
Digital Media Solutions, Inc.
DMS
+$11.2M
4
LGHL
Lion Group Holding
LGHL
+$8.68M
5
CHR icon
Cheer Holding
CHR
+$8.32M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$405M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$122M
3
MMDM
Modern Media Acquisition Corp. Common Stock
MMDM
+$18.3M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$11.2M
5
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$9.35M

Sector Composition

Rank Sector Weight
1 Miscellaneous 79.9%
2 Financials 3.72%
3 Healthcare 2.75%
4 Energy 2.69%
5 Communication Services 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$1.05B 62.62%
3,552,509
-1,370,817
-28% -$405M
QQQ icon
2
Invesco QQQ Trust
QQQ
$488B
$117M 6.93%
618,485
-641,097
-51% -$122M
MRK icon
3
Merck
MRK
$376B
$18.5M 1.1%
+230,036
New +$18.4M
HPK icon
4
HighPeak Energy
HPK
$1.05B
$18.4M 1.09%
1,795,200
+1,670,200
+1,336% +$17M
BDXA
5
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$16.9M 1%
272,800
+90,148
+49% +$5.58M
BROG
6
DELISTED
Brooge Energy
BROG
$14.9M 0.89%
1,455,646
+531,174
+57% +$5.42M
DCUE
7
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$14.8M 0.88%
139,800
-52,201
-27% -$5.37M
DMS
8
DELISTED
Digital Media Solutions, Inc.
DMS
$12.1M 0.72%
78,492
+73,062
+1,346% +$11.2M
ALAC
9
DELISTED
Alberton Acquisition Corp
ALAC
$12M 0.71%
1,167,634
+209,034
+22% +$2.12M
SNAX
10
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$11.7M 0.7%
78,113
+17,867
+30% +$2.66M
HOFV
11
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$11.3M 0.67%
69,708
+15,990
+30% +$2.57M
LGHL
12
Lion Group Holding
LGHL
$406K
$9.19M 0.55%
+3
New +$8.68M
DIA icon
13
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.1B
$9.13M 0.54%
33,900
+12,456
+58% +$3.32M
STNL
14
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$9.04M 0.54%
879,351
+773,558
+731% +$7.91M
RPLA
15
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$8.76M 0.52%
881,878
+482,826
+121% +$4.77M
CHR icon
16
Cheer Holding
CHR
$3.36M
$8.67M 0.52%
568
+549
+2,889% +$8.32M
FRMM
17
Forum Markets
FRMM
$73.1M
$7.98M 0.47%
200
-54
-21% -$2.15M
ID
18
DELISTED
PARTS iD, Inc.
ID
$7.85M 0.47%
769,600
+390,970
+103% +$3.97M
EQOS
19
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$7.28M 0.43%
730,000
+137,964
+23% +$1.37M
SJ icon
20
Scienjoy Holding
SJ
$36.9M
$6.57M 0.39%
650,000
+361,661
+125% +$3.65M
RVPH
21
DELISTED
REVIVA PHARMA HLDGS INC
RVPH
$6.21M 0.37%
30,000
+1,379
+5% +$284K
IGIC icon
22
International General Insurance
IGIC
$1.14B
$5.89M 0.35%
574,687
-40,616
-7% -$417K
HCCH
23
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$5.87M 0.35%
575,000
+242,989
+73% +$2.47M
BFI
24
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$5.77M 0.34%
556,600
+153,000
+38% +$1.58M
SEGG
25
Sports Entertainment Gaming Global Corp
SEGG
$8.54M
$5.73M 0.34%
393
+115
+41% +$1.68M
1
2 3 4 5

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Mizuho Securities USA's Q3 2019 Portfolio in Review

As of Q3 2019, Mizuho Securities USA held 208 positions worth $1.68B, down 22% from $2.16B the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Mizuho Securities USA withdrew a net $496M in Q3 2019, closing 72 positions and reducing 26 holdings. Its most notable exit was Modern Media Acquisition Corp. Common Stock, an estimated $18.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 80% of assets, down from 89% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Mizuho Securities USA opened a new position in Merck worth $18.5M.

  • Mizuho Securities USA's largest Q3 2019 buy was Merck: 230,036 shares worth $18.5M.
  • Mizuho Securities USA added most to HighPeak Energy in Q3 2019, an estimated $17M increase.
  • Mizuho Securities USA's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $405M.
  • Mizuho Securities USA fully exited Modern Media Acquisition Corp. Common Stock in Q3 2019, selling an estimated $18.3M.
  • Mizuho Securities USA's ten largest holdings make up 79% of its $1.68B portfolio in Q3 2019.
  • Mizuho Securities USA opened 71 new positions and closed 72 in Q3 2019.
  • Mizuho Securities USA's portfolio value fell 22% quarter-over-quarter to $1.68B.

Based on Mizuho Securities USA's 13F filing for Q3 2019, filed 31 Oct 2019.