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MSU

Mizuho Securities USA Portfolio holdings

AUM $4.24B
1-Year Est. Return 23.1%
This Fund
S&P 500
This Quarter Est. Return
+6.73%
1 Year Est. Return
+23.1%
3 Year Est. Return
+72.74%
5 Year Est. Return
+92.74%
10 Year Est. Return
+342.19%
AUM
$1.32B
AUM Growth
+$340M
Cap. Flow
+$272M
Cap. Flow %
20.7%
Top 10 Hldgs %
76.58%
Holding
269
New
88
Increased
33
Reduced
20
Closed
122

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$245M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.1M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$30.4M
4
IYR icon
iShares US Real Estate ETF
IYR
+$30M
5
CCI icon
Crown Castle
CCI
+$19.4M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$34.5M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$24.3M
3
FXE icon
Invesco CurrencyShares Euro Currency Trust
FXE
+$16.8M
4
JNJ icon
Johnson & Johnson
JNJ
+$15.1M
5
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$14.3M

Sector Composition

Rank Sector Weight
1 Healthcare 7.21%
2 Technology 3.3%
3 Consumer Discretionary 3.05%
4 Financials 2.09%
5 Real Estate 2.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$358M 27.18%
1,231,045
+861,370
+233% +$245M
QQQ icon
2
Invesco QQQ Trust
QQQ
$466B
$253M 19.24%
1,363,415
+414,963
+44% +$75.1M
DIA icon
3
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$233M 17.72%
882,345
+118,794
+16% +$30.4M
ADVM
4
DELISTED
Adverum Biotechnologies
ADVM
$60.5M 4.6%
1,000
+150
+18% +$8.42K
IYR icon
5
iShares US Real Estate ETF
IYR
$4.83B
$29.5M 2.24%
+368,200
New +$30M
CCI icon
6
Crown Castle
CCI
$34.6B
$19.4M 1.48%
+174,600
New +$19.4M
EACQ
7
DELISTED
Easterly Acquisition Corp
EACQ
$17.6M 1.34%
1,720,412
-200,153
-10% -$2.08M
ANDV
8
DELISTED
Andeavor
ANDV
$14.4M 1.09%
+93,624
New +$13.8M
KXIN icon
9
Kaixin Holdings
KXIN
$9.51M
$11M 0.83%
3
+2
+200% +$8.1M
DMTK
10
DELISTED
DermTech, Inc. Common Stock
DMTK
$10.3M 0.79%
520,888
+16,241
+3% +$326K
UNP icon
11
Union Pacific
UNP
$179B
$9.12M 0.69%
+56,000
New +$8.43M
MMDM
12
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$9.04M 0.69%
908,323
-21,884
-2% -$220K
FRMM
13
Forum Markets
FRMM
$75M
$8.04M 0.61%
214
-55
-20% -$2.1M
ORGO icon
14
Organogenesis Holdings
ORGO
$337M
$6.6M 0.5%
651,251
+425,835
+189% +$4.3M
CCI.PRA
15
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$6.16M 0.47%
+5,700
New +$6.17M
AVCT
16
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$5.44M 0.41%
+36,417
New +$5.42M
BIOX icon
17
Bioceres Crop Solutions
BIOX
$22.3M
$4.89M 0.37%
501,240
+250,940
+100% +$2.44M
SPLK
18
DELISTED
Splunk Inc
SPLK
$4.85M 0.37%
40,100
+30,100
+301% +$3.34M
SEGG
19
Sports Entertainment Gaming Global Corp
SEGG
$19.1M
$4.66M 0.35%
2,375
+497
+26% +$973K
W icon
20
Wayfair
W
$11.8B
$4.61M 0.35%
31,200
+17,300
+124% +$2.2M
WINR
21
DELISTED
Simplicity Esports and Gaming Company Common Stock
WINR
$4.58M 0.35%
450,124
-109,335
-20% -$1.11M
GTYH
22
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$4.31M 0.33%
425,000
+324,800
+324% +$3.29M
NEE icon
23
NextEra Energy
NEE
$185B
$4.06M 0.31%
+96,800
New +$4.12M
BRMK
24
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$3.92M 0.3%
400,100
+115,100
+40% +$1.13M
SNAP icon
25
PUT
Snap
SNAP
$7.62B
$3.69M 0.28%
341,600
+173,800
+104% +$2.02M
1
2 3 4 5

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Mizuho Securities USA's Q3 2018 Portfolio in Review

As of Q3 2018, Mizuho Securities USA held 269 positions worth $1.32B, up 35% from $977M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Mizuho Securities USA deployed $272M of net new capital in Q3 2018, opening 88 new positions and adding to 33 existing holdings. Its largest new stake was iShares US Real Estate ETF: 368,200 shares worth $29.5M.

By sector, the portfolio is most concentrated in Healthcare at 7.2% of assets, up from 5.5% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was HighPeak Energy, an estimated $5.39M trimmed.

  • Mizuho Securities USA's largest Q3 2018 buy was iShares US Real Estate ETF: 368,200 shares worth $29.5M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $245M increase.
  • Mizuho Securities USA's biggest Q3 2018 reduction was HighPeak Energy, cutting an estimated $5.39M.
  • Mizuho Securities USA fully exited Amazon in Q3 2018, selling an estimated $34.5M.
  • Mizuho Securities USA's ten largest holdings make up 77% of its $1.32B portfolio in Q3 2018.
  • Mizuho Securities USA opened 88 new positions and closed 122 in Q3 2018.
  • Mizuho Securities USA's portfolio value rose 35% quarter-over-quarter to $1.32B.

Based on Mizuho Securities USA's 13F filing for Q3 2018, filed 18 Oct 2018.