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MSU

Mizuho Securities USA Portfolio holdings

AUM $4.24B
1-Year Est. Return 23.1%
This Fund
S&P 500
This Quarter Est. Return
+2.5%
1 Year Est. Return
+23.1%
3 Year Est. Return
+72.74%
5 Year Est. Return
+92.74%
10 Year Est. Return
+342.19%
AUM
$2.4B
AUM Growth
+$1.2B
Cap. Flow
+$3.63B
Cap. Flow %
151.18%
Top 10 Hldgs %
78.1%
Holding
277
New
82
Increased
57
Reduced
49
Closed
77

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.36B
2
QQQ icon
Invesco QQQ Trust
QQQ
+$30.4M
3
PG icon
Procter & Gamble
PG
+$30.3M
4
CVX icon
Chevron
CVX
+$26.4M
5
PFE icon
Pfizer
PFE
+$23.4M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$150M
2
AMZN icon
Amazon
AMZN
+$105M
3
BIIB icon
Biogen
BIIB
+$36.1M
4
IBM icon
IBM
IBM
+$31.7M
5
PXD
Pioneer Natural Resource Co.
PXD
+$28.1M

Sector Composition

Rank Sector Weight
1 Energy 3.33%
2 Consumer Discretionary 3.17%
3 Healthcare 2.72%
4 Consumer Staples 2.35%
5 Technology 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.5B 62.43%
6,711,166
+6,209,360
+1,237% +$1.36B
QQQ icon
2
Invesco QQQ Trust
QQQ
$466B
$146M 6.08%
1,232,828
+257,257
+26% +$30.4M
DIA icon
3
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$39.2M 1.63%
327,247
-5,597
-2% -$1.06M
TLT icon
4
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$35.7M 1.49%
300,000
-1,200,000
-80% -$150M
CVX icon
5
Chevron
CVX
$373B
$35M 1.46%
297,339
+242,825
+445% +$26.4M
PG icon
6
Procter & Gamble
PG
$349B
$32.5M 1.35%
386,139
+355,325
+1,153% +$30.3M
PFE icon
7
Pfizer
PFE
$143B
$24.7M 1.03%
800,133
+767,655
+2,364% +$23.4M
CMG icon
8
Chipotle Mexican Grill
CMG
$44.2B
$19.1M 0.79%
2,525,000
+1,925,000
+321% +$15.2M
DD icon
9
DuPont de Nemours
DD
$18.3B
$18.9M 0.79%
130,311
-44,621
-26% -$6.21M
CCL icon
10
Carnival Corporation Ltd
CCL
$36.2B
$18.6M 0.78%
358,100
+290,900
+433% +$14.6M
TGT icon
11
Target
TGT
$63.4B
$18M 0.75%
+249,200
New +$18M
JNJ icon
12
Johnson & Johnson
JNJ
$609B
$17.3M 0.72%
150,039
+119,225
+387% +$13.8M
CELG
13
DELISTED
Celgene Corp
CELG
$15.2M 0.63%
131,000
+57,300
+78% +$6.38M
SCHW
14
Charles Schwab
SCHW
$177B
$14.8M 0.62%
+375,200
New +$13.4M
ORCL icon
15
Oracle
ORCL
$364B
$14.8M 0.62%
+384,900
New +$15.1M
EWW icon
16
iShares MSCI Mexico ETF
EWW
$1.87B
$11.9M 0.49%
+270,100
New +$12.7M
CHK
17
DELISTED
Chesapeake Energy Corporation
CHK
$11.4M 0.47%
8,085
+2,885
+55% +$3.77M
FXY icon
18
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
$10.9M 0.45%
+132,100
New +$11.7M
MPC icon
19
Marathon Petroleum
MPC
$91.3B
$10.8M 0.45%
+213,600
New +$9.7M
NLY icon
20
Annaly Capital Management
NLY
$16.9B
$10.5M 0.44%
+262,250
New +$10.7M
MRO
21
DELISTED
Marathon Oil Corporation
MRO
$10.1M 0.42%
584,800
-963,100
-62% -$15.5M
FSLR icon
22
First Solar
FSLR
$22.8B
$10.1M 0.42%
+314,000
New +$11M
GLW icon
23
Corning
GLW
$133B
$10M 0.42%
411,900
+139,000
+51% +$3.3M
CIM
24
Chimera Investment
CIM
$1.08B
$9.05M 0.38%
+177,333
New +$8.69M
DCUD
25
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$9.04M 0.38%
179,393
+3,380
+2% +$168K
1
2 3 4 5

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Mizuho Securities USA's Q4 2016 Portfolio in Review

As of Q4 2016, Mizuho Securities USA held 277 positions worth $2.4B, up 100% from $1.2B the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Mizuho Securities USA deployed $3.63B of net new capital in Q4 2016, opening 82 new positions and adding to 57 existing holdings. Its largest new stake was Target: 249,200 shares worth $18M.

By sector, the portfolio is most concentrated in Energy at 3.3% of assets, down from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $150M trimmed.

  • Mizuho Securities USA's largest Q4 2016 buy was Target: 249,200 shares worth $18M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $1.36B increase.
  • Mizuho Securities USA's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $150M.
  • Mizuho Securities USA fully exited Amazon in Q4 2016, selling an estimated $105M.
  • Mizuho Securities USA's ten largest holdings make up 78% of its $2.4B portfolio in Q4 2016.
  • Mizuho Securities USA opened 82 new positions and closed 77 in Q4 2016.
  • Mizuho Securities USA's portfolio value rose 100% quarter-over-quarter to $2.4B.

Based on Mizuho Securities USA's 13F filing for Q4 2016, filed 7 Feb 2017.