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MSU

Mizuho Securities USA Portfolio holdings

AUM $4.24B
1-Year Est. Return 23.1%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+23.1%
3 Year Est. Return
+72.74%
5 Year Est. Return
+92.74%
10 Year Est. Return
+342.19%
AUM
$1.57B
AUM Growth
-$448M
Cap. Flow
-$529M
Cap. Flow %
-33.63%
Top 10 Hldgs %
66.7%
Holding
156
New
11
Increased
29
Reduced
98
Closed
15

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$36.8M
2
V icon
Visa
V
+$28M
3
GS icon
Goldman Sachs
GS
+$24.4M
4
NKE icon
Nike
NKE
+$9.9M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$4.13M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$390M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$153M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$15.3M
4
ORCL icon
Oracle
ORCL
+$14.6M
5
AAPL icon
Apple
AAPL
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 10.97%
2 Financials 5.41%
3 Communication Services 5.21%
4 Consumer Discretionary 4.91%
5 Healthcare 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$395M 25.14%
2,353,681
-2,325,612
-50% -$390M
TLT icon
2
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$245M 15.56%
2,300,000
– –
DIA icon
3
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$124M 7.88%
821,102
-1,003,082
-55% -$153M
QQQ icon
4
Invesco QQQ Trust
QQQ
$466B
$117M 7.43%
1,483,432
+483,432
+48% +$36.8M
AAPL icon
5
Apple
AAPL
$4.9T
$37.4M 2.38%
2,194,584
-466,172
-18% -$7.73M
MSFT icon
6
Microsoft
MSFT
$2.93T
$29M 1.84%
869,523
-120,927
-12% -$3.98M
V icon
7
Visa
V
$682B
$29M 1.84%
+606,076
New +$28M
IBM icon
8
IBM
IBM
$200B
$28.1M 1.79%
158,733
+6,280
+4% +$1.14M
GS icon
9
Goldman Sachs
GS
$314B
$24M 1.52%
+151,494
New +$24.4M
GOOG icon
10
Alphabet (Google) Class C
GOOG
$4.22T
$20.7M 1.32%
948,462
-153,654
-14% -$3.4M
CVX icon
11
Chevron
CVX
$373B
$18.5M 1.18%
152,137
+6,003
+4% +$738K
MMM icon
12
3M
MMM
$83.4B
$18.1M 1.15%
181,291
+7,180
+4% +$698K
BA icon
13
Boeing
BA
$169B
$17.8M 1.13%
151,603
+6,003
+4% +$647K
RTX icon
14
RTX Corp
RTX
$261B
$16.4M 1.04%
241,000
+9,538
+4% +$624K
MCD icon
15
McDonald's
MCD
$190B
$14.6M 0.93%
151,732
+6,003
+4% +$586K
CSCO icon
16
Cisco
CSCO
$441B
$14.3M 0.91%
612,302
-74,055
-11% -$1.84M
INTC icon
17
Intel
INTC
$478B
$13.3M 0.85%
581,037
-67,519
-10% -$1.56M
JNJ icon
18
Johnson & Johnson
JNJ
$609B
$13.2M 0.84%
152,496
+6,003
+4% +$539K
XOM icon
19
ExxonMobil
XOM
$611B
$13.2M 0.84%
153,172
+5,961
+4% +$537K
TRV icon
20
Travelers Companies
TRV
$78.5B
$12.8M 0.82%
151,463
+6,003
+4% +$496K
CAT icon
21
Caterpillar
CAT
$405B
$12.6M 0.8%
151,587
+6,003
+4% +$508K
AMZN icon
22
Amazon
AMZN
$2.66T
$12.3M 0.78%
787,280
-133,500
-14% -$1.99M
PG icon
23
Procter & Gamble
PG
$349B
$11.5M 0.73%
152,472
+6,003
+4% +$478K
HD icon
24
Home Depot
HD
$338B
$11.5M 0.73%
151,914
+5,972
+4% +$461K
AXP icon
25
American Express
AXP
$242B
$11.5M 0.73%
151,718
+6,003
+4% +$452K
1
2 3 4 5

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Mizuho Securities USA's Q3 2013 Portfolio in Review

As of Q3 2013, Mizuho Securities USA held 156 positions worth $1.57B, down 22% from $2.02B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Mizuho Securities USA withdrew a net $529M in Q3 2013, closing 15 positions and reducing 98 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $15.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Mizuho Securities USA opened a new position in Visa worth $29M.

  • Mizuho Securities USA's largest Q3 2013 buy was Visa: 606,076 shares worth $29M.
  • Mizuho Securities USA added most to Invesco QQQ Trust in Q3 2013, an estimated $36.8M increase.
  • Mizuho Securities USA's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $390M.
  • Mizuho Securities USA fully exited Invesco S&P 500 Equal Weight ETF in Q3 2013, selling an estimated $15.3M.
  • Mizuho Securities USA's ten largest holdings make up 67% of its $1.57B portfolio in Q3 2013.
  • Mizuho Securities USA opened 11 new positions and closed 15 in Q3 2013.
  • Mizuho Securities USA's portfolio value fell 22% quarter-over-quarter to $1.57B.

Based on Mizuho Securities USA's 13F filing for Q3 2013, filed 12 Nov 2013.