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MSU

Mizuho Securities USA Portfolio holdings

AUM $4.24B
1-Year Est. Return 23.1%
This Fund
S&P 500
This Quarter Est. Return
+6.14%
1 Year Est. Return
+23.1%
3 Year Est. Return
+72.74%
5 Year Est. Return
+92.74%
10 Year Est. Return
+342.19%
AUM
$1.4B
AUM Growth
-$84.8M
Cap. Flow
-$1.41B
Cap. Flow %
-100.65%
Top 10 Hldgs %
74.16%
Holding
229
New
93
Increased
25
Reduced
39
Closed
67

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$35.8M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20M
3
MVST icon
Microvast
MVST
+$15.4M
4
PCGU
PG&E Corporation
PCGU
+$11.5M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$7.88M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$172M
2
BLD
TopBuild
BLD
+$17.3M
3
DMS
Digital Media Solutions, Inc.
DMS
+$11.6M
4
FSR
Fisker Inc.
FSR
+$10.7M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 6.27%
2 Consumer Discretionary 5.4%
3 Industrials 3.08%
4 Technology 2.08%
5 Healthcare 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$785B
$892M 63.57%
2,662,444
+108,019
+4% +$35.8M
DIA icon
2
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.9B
$45M 3.21%
162,136
+73,034
+82% +$20M
MVST icon
3
Microvast
MVST
$298M
$29.5M 2.1%
2,912,167
+1,512,167
+108% +$15.4M
MAPS
4
DELISTED
WM TECHNOLOGY INC A
MAPS
$13.2M 0.94%
1,313,095
-186,905
-12% -$1.89M
PCGU
5
DELISTED
PG&E Corporation
PCGU
$11M 0.78%
+117,000
New +$11.5M
ESSC
6
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
$10.1M 0.72%
1,034,225
+403,309
+64% +$3.99M
LATN
7
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$9.29M 0.66%
940,900
+20,900
+2% +$208K
XLK icon
8
State Street Technology Select Sector SPDR ETF
XLK
$115B
$8.94M 0.64%
153,200
+132,592
+643% +$7.49M
XLB icon
9
State Street Materials Select Sector SPDR ETF
XLB
$8.33B
$8.06M 0.57%
+253,552
New +$7.88M
DHR.PRA
10
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$7.98M 0.57%
5,605
+500
+10% +$702K
ALUS
11
DELISTED
Alussa Energy Acquisition Corp
ALUS
$7.86M 0.56%
801,490
+387,558
+94% +$3.87M
GNRS
12
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
$7.71M 0.55%
790,800
-133,499
-14% -$1.32M
THCA
13
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$7.12M 0.51%
719,108
+2,910
+0.4% +$29.1K
QTS.PRB
14
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$7.11M 0.51%
50,000
-51,600
-51% -$7.72M
EQOS
15
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$7.1M 0.51%
696,421
– –
NEE.PRO
16
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$6.74M 0.48%
131,500
+3,295
+3% +$180K
ASLE icon
17
AerSale
ASLE
$285M
$6.7M 0.48%
656,837
+556,837
+557% +$5.73M
BMTX
18
DELISTED
BM Technologies, Inc.
BMTX
$6.6M 0.47%
+644,083
New +$6.75M
CGRO
19
DELISTED
Collective Growth Corporation Class A Common Stock
CGRO
$6.3M 0.45%
+649,072
New +$6.41M
BTAQU
20
DELISTED
Burgundy Technology Acquisition Corporation Unit
BTAQU
$6.17M 0.44%
+620,000
New +$6.19M
NCLH icon
21
Norwegian Cruise Line
NCLH
$8.98B
$6.13M 0.44%
+358,020
New +$5.67M
ID
22
DELISTED
PARTS iD, Inc.
ID
$6.06M 0.43%
+583,989
New +$6.13M
AGBA
23
DELISTED
AGBA Acquisition Ltd
AGBA
$5.87M 0.42%
572,339
+50,000
+10% +$512K
MCOM
24
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
$5.71M 0.41%
77
– –
ADN
25
DELISTED
Advent Technologies
ADN
$5.6M 0.4%
18,114
-15,176
-46% -$4.7M
1
2 3 4 5

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NCM
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SLI
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Mizuho Securities USA's Q3 2020 Portfolio in Review

As of Q3 2020, Mizuho Securities USA held 229 positions worth $1.4B, down 5.7% from $1.49B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Mizuho Securities USA withdrew a net $1.41B in Q3 2020, closing 67 positions and reducing 39 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $172M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 4.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Mizuho Securities USA opened a new position in PG&E Corporation worth $11M.

  • Mizuho Securities USA's largest Q3 2020 buy was PG&E Corporation: 117,000 shares worth $11M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $35.8M increase.
  • Mizuho Securities USA's biggest Q3 2020 reduction was State Street Communication Services Select Sector SPDR ETF, cutting an estimated $10M.
  • Mizuho Securities USA fully exited Invesco QQQ Trust in Q3 2020, selling an estimated $172M.
  • Mizuho Securities USA's ten largest holdings make up 74% of its $1.4B portfolio in Q3 2020.
  • Mizuho Securities USA opened 93 new positions and closed 67 in Q3 2020.
  • Mizuho Securities USA's portfolio value fell 5.7% quarter-over-quarter to $1.4B.

Based on Mizuho Securities USA's 13F filing for Q3 2020, filed 26 Oct 2020.