Mizuho Securities USA’s EQONEX LIMITED Ordinary Shares EQOS Stock Holding History

Mizuho Securities USA’s Portfolio EQOS Stock Details EQOS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-696,421	Closed	-$7.1M	–	254
2020 Q3	$7.1M	Hold	696,421	–	–	0.51%	17
2020 Q2	$7.05M	Hold	696,421	–	–	0.47%	27
2020 Q1	$7.05M	Sell	696,421 -33,679	-5%	-$338K	1.04%	24
2019 Q4	$7.32M	Buy	730,100 +100	+0%	+$999	0.36%	26
2019 Q3	$7.28M	Buy	730,000 +137,964	+23%	+$1.37M	0.43%	24
2019 Q2	$5.86M	Buy	+592,036	New	+$5.86M	0.27%	27

Other funds holding EQOS

Tidal Investments Milwaukee, Wisconsin $47.4B AUM 59.58% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

EMFAT

Emerald Mutual Fund Advisers Trust Leola, Pennsylvania $2.06B AUM 106.87% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

MYDA Advisors Woodmere, New York $608M AUM 77.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Mizuho Securities USA's EQOS Position: Q4 2020 in Review

Mizuho Securities USA sold out of EQONEX LIMITED Ordinary Shares (EQOS) in Q4 2020, closing a stake of 696,421 shares — an estimated $7.1M sold.

Mizuho Securities USA first reported a position in EQOS in Q2 2019 and held it in 6 quarters. The position peaked at $7.32M in Q4 2019. 11 funds tracked by Wall St. Rank hold EQOS as of Q4 2020.

Mizuho Securities USA reported no remaining EQONEX LIMITED Ordinary Shares position as of Q4 2020 after selling out during the quarter.
Mizuho Securities USA sold 696,421 EQONEX LIMITED Ordinary Shares shares in Q4 2020, an estimated $7.1M.
Mizuho Securities USA first reported a position in EQONEX LIMITED Ordinary Shares in Q2 2019 and held it in 6 quarters.
Mizuho Securities USA's EQONEX LIMITED Ordinary Shares position peaked at $7.32M in Q4 2019.
11 funds tracked by Wall St. Rank held EQONEX LIMITED Ordinary Shares as of Q4 2020.

Based on Mizuho Securities USA's 13F filing for Q4 2020, filed 29 Jan 2021.