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MSU

Mizuho Securities USA Portfolio holdings

AUM $4.24B
1-Year Est. Return 23.1%
This Fund
S&P 500
This Quarter Est. Return
-3.07%
1 Year Est. Return
+23.1%
3 Year Est. Return
+72.74%
5 Year Est. Return
+92.74%
10 Year Est. Return
+342.19%
AUM
$385M
AUM Growth
-$454M
Cap. Flow
-$235M
Cap. Flow %
-61.12%
Top 10 Hldgs %
70.71%
Holding
228
New
41
Increased
34
Reduced
31
Closed
107

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$97.1M
2
AAPL icon
Apple
AAPL
+$32.4M
3
JNJ icon
Johnson & Johnson
JNJ
+$25.3M
4
BAC icon
Bank of America
BAC
+$6.73M
5
HRB icon
H&R Block
HRB
+$4.23M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$244M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$74M
3
WFC icon
Wells Fargo
WFC
+$53.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$49.8M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$18.2M

Sector Composition

Rank Sector Weight
1 Technology 14.82%
2 Healthcare 7.17%
3 Materials 3.19%
4 Consumer Staples 2.58%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
1
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$161M 41.71%
1,300,000
+800,000
+160% +$97.1M
AAPL icon
2
Apple
AAPL
$4.9T
$43.2M 11.21%
1,565,760
+1,103,764
+239% +$32.4M
JNJ icon
3
Johnson & Johnson
JNJ
$609B
$25.6M 6.65%
274,400
+261,042
+1,954% +$25.3M
DD icon
4
DuPont de Nemours
DD
$18.3B
$12.3M 3.19%
114,516
-82,925
-42% -$9.61M
BAC icon
5
Bank of America
BAC
$430B
$6.23M 1.62%
+400,000
New +$6.73M
AAPL icon
6
PUT
Apple
AAPL
$4.9T
$5.62M 1.46%
1,565,760
+1,103,764
+239% +$32.4M
HRB icon
7
H&R Block
HRB
$5.33B
$4.53M 1.18%
+125,000
New +$4.23M
CVX icon
8
Chevron
CVX
$373B
$4.34M 1.13%
55,000
+41,642
+312% +$3.51M
DDD icon
9
PUT
3D Systems Corp
DDD
$439M
$4.14M 1.07%
154,100
-40,300
-21% -$559K
GPRO icon
10
GoPro
GPRO
$114M
$3.86M 1%
123,700
+70,800
+134% +$3.48M
CMPR icon
11
Cimpress
CMPR
$2.49B
$3.81M 0.99%
+50,000
New +$3.72M
WMT icon
12
Walmart Inc
WMT
$909B
$3.24M 0.84%
150,000
+109,926
+274% +$2.52M
XLV icon
13
State Street Health Care Select Sector SPDR ETF
XLV
$41.4B
$3.19M 0.83%
+48,200
New +$3.52M
BUD icon
14
AB InBev
BUD
$156B
$3.19M 0.83%
+30,000
New +$3.48M
DIS icon
15
Walt Disney
DIS
$170B
$3.07M 0.8%
30,000
+16,642
+125% +$1.81M
XLF icon
16
State Street Financial Select Sector SPDR ETF
XLF
$54.8B
$3.05M 0.79%
153,329
-860,511
-85% -$18.2M
GPRO icon
17
PUT
GoPro
GPRO
$114M
$2.99M 0.78%
123,700
+70,800
+134% +$3.48M
AGN.PRA
18
DELISTED
Allergan plc
AGN.PRA
$2.84M 0.74%
3,035
+182
+6% +$190K
WW
19
PUT
DELISTED
WW International
WW
$2.73M 0.71%
159,500
+52,400
+49% +$280K
MAS icon
20
Masco
MAS
$15.9B
$2.39M 0.62%
95,000
+3,505
+4% +$89.9K
WOLF icon
21
Wolfspeed
WOLF
$1.55B
$2.38M 0.62%
+98,300
New +$2.51M
KERX
22
PUT
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$2.35M 0.61%
253,800
+72,100
+40% +$483K
JUNO
23
DELISTED
Juno Therapeutics, Inc.
JUNO
$2.02M 0.52%
+49,600
New +$2.18M
WRLD icon
24
PUT
World Acceptance Corp
WRLD
$891M
$1.95M 0.51%
+52,200
New +$2.22M
FIT
25
DELISTED
Fitbit, Inc. Class A common stock
FIT
$1.9M 0.49%
+50,400
New +$2.06M
1
2 3 4 5

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Mizuho Securities USA's Q3 2015 Portfolio in Review

As of Q3 2015, Mizuho Securities USA held 228 positions worth $385M, down 54% from $839M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Mizuho Securities USA withdrew a net $235M in Q3 2015, closing 107 positions and reducing 31 holdings. Its most notable exit was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $244M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6% a quarter earlier, followed by Healthcare and Materials.

Against the trend, Mizuho Securities USA opened a new position in Bank of America worth $6.23M.

  • Mizuho Securities USA's largest Q3 2015 buy was Bank of America: 400,000 shares worth $6.23M.
  • Mizuho Securities USA added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $97.1M increase.
  • Mizuho Securities USA's biggest Q3 2015 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $18.2M.
  • Mizuho Securities USA fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2015, selling an estimated $244M.
  • Mizuho Securities USA's ten largest holdings make up 71% of its $385M portfolio in Q3 2015.
  • Mizuho Securities USA opened 41 new positions and closed 107 in Q3 2015.
  • Mizuho Securities USA's portfolio value fell 54% quarter-over-quarter to $385M.

Based on Mizuho Securities USA's 13F filing for Q3 2015, filed 20 Oct 2015.