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MSU

Mizuho Securities USA Portfolio holdings

AUM $4.24B
1-Year Est. Return 23.1%
This Fund
S&P 500
This Quarter Est. Return
-6.85%
1 Year Est. Return
+23.1%
3 Year Est. Return
+72.74%
5 Year Est. Return
+92.74%
10 Year Est. Return
+342.19%
AUM
$750M
AUM Growth
-$566M
Cap. Flow
-$463M
Cap. Flow %
-61.76%
Top 10 Hldgs %
62.82%
Holding
200
New
53
Increased
41
Reduced
17
Closed
85

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$16.1M
2
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$10.8M
3
KXIN icon
Kaixin Holdings
KXIN
+$8.15M
4
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$6.57M
5
RPAY icon
Repay Holdings
RPAY
+$5.68M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$217M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$198M
3
ADVM
Adverum Biotechnologies
ADVM
+$60.5M
4
IYR icon
iShares US Real Estate ETF
IYR
+$29.5M
5
CCI icon
Crown Castle
CCI
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 5.18%
3 Communication Services 4.83%
4 Healthcare 3.6%
5 Financials 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$309M 41.14%
1,235,095
+4,050
+0.3% +$1.09M
QQQ icon
2
Invesco QQQ Trust
QQQ
$466B
$27.4M 3.65%
177,740
-1,185,675
-87% -$198M
KXIN icon
3
Kaixin Holdings
KXIN
$9.51M
$18.7M 2.49%
5
+2
+67% +$8.15M
GOOGL icon
4
Alphabet (Google) Class A
GOOGL
$4.23T
$15.6M 2.08%
+298,000
New +$16.1M
DMTK
5
DELISTED
DermTech, Inc. Common Stock
DMTK
$12.2M 1.63%
614,175
+93,287
+18% +$1.89M
AVCT
6
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$12.2M 1.62%
80,033
+43,616
+120% +$6.57M
MMDM
7
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$11.2M 1.49%
1,127,100
+218,777
+24% +$2.22M
FRMM
8
Forum Markets
FRMM
$75M
$10.9M 1.46%
291
+77
+36% +$2.96M
VEAC
9
DELISTED
Vantage Energy Acquisition Corp. Class A
VEAC
$10.9M 1.45%
+1,080,116
New +$10.8M
RPAY icon
10
Repay Holdings
RPAY
$321M
$8.72M 1.16%
881,052
+581,952
+195% +$5.68M
KLR
11
DELISTED
Kaleyra, Inc.
KLR
$7.65M 1.02%
216,464
+133,904
+162% +$4.7M
BROG
12
DELISTED
Brooge Energy
BROG
$6.99M 0.93%
712,210
+502,675
+240% +$4.91M
HPK icon
13
HighPeak Energy
HPK
$931M
$6.64M 0.88%
674,393
+374,393
+125% +$3.66M
BRMK
14
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$5.68M 0.76%
569,700
+169,600
+42% +$1.68M
BIOX icon
15
Bioceres Crop Solutions
BIOX
$22.3M
$5.03M 0.67%
499,800
-1,440
-0.3% -$14.3K
ALAC
16
DELISTED
Alberton Acquisition Corp
ALAC
$4.98M 0.66%
+507,994
New +$4.95M
AIFA
17
All In FutureTech Alliance Inc
AIFA
$13.1M
$4.63M 0.62%
79,181
+35,195
+80% +$2.1M
ALGR
18
DELISTED
Allegro Merger Corp
ALGR
$4.52M 0.6%
463,200
+238,754
+106% +$2.3M
GTYH
19
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$4.49M 0.6%
451,057
+26,057
+6% +$264K
DTV
20
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$4.29M 0.57%
+82,625
New +$4.41M
SEGG
21
Sports Entertainment Gaming Global Corp
SEGG
$19.1M
$4.24M 0.56%
2,126
-249
-10% -$492K
ID
22
DELISTED
PARTS iD, Inc.
ID
$4.06M 0.54%
+413,800
New +$4.03M
BFI
23
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$3.91M 0.52%
394,019
+90,940
+30% +$901K
GTEC icon
24
Greenland Technologies Holding
GTEC
$15.2M
$3.61M 0.48%
364,918
+195,154
+115% +$1.9M
BA icon
25
Boeing
BA
$169B
$3.55M 0.47%
+11,000
New +$3.8M
1
2 3 4 5

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Mizuho Securities USA's Q4 2018 Portfolio in Review

As of Q4 2018, Mizuho Securities USA held 200 positions worth $750M, down 43% from $1.32B the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Mizuho Securities USA withdrew a net $463M in Q4 2018, closing 85 positions and reducing 17 holdings. Its most notable exit was Adverum Biotechnologies, an estimated $60.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 3.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Mizuho Securities USA opened a new position in Alphabet (Google) Class A worth $15.6M.

  • Mizuho Securities USA's largest Q4 2018 buy was Alphabet (Google) Class A: 298,000 shares worth $15.6M.
  • Mizuho Securities USA added most to Kaixin Holdings in Q4 2018, an estimated $8.15M increase.
  • Mizuho Securities USA's biggest Q4 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $217M.
  • Mizuho Securities USA fully exited Adverum Biotechnologies in Q4 2018, selling an estimated $60.5M.
  • Mizuho Securities USA's ten largest holdings make up 63% of its $750M portfolio in Q4 2018.
  • Mizuho Securities USA opened 53 new positions and closed 85 in Q4 2018.
  • Mizuho Securities USA's portfolio value fell 43% quarter-over-quarter to $750M.

Based on Mizuho Securities USA's 13F filing for Q4 2018, filed 4 Feb 2019.