Mizuho Securities USA’s Kandi Technologies Group KNDI Stock Holding History

Mizuho Securities USA’s Portfolio KNDI Stock Details KNDI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-79,000	Closed	-$537K	–	176
2017 Q4	$537K	Buy	+79,000	New	+$590K	0.03%	127
2016 Q4	–	Sell	-130,600	Closed	-$717K	–	218
2016 Q3	$717K	Buy	130,600 +25,200	+24%	+$164K	0.06%	136
2016 Q2	$754K	Buy	105,400 +39,200	+59%	+$277K	0.12%	98
2016 Q1	$477K	Buy	+66,200	New	+$514K	0.11%	77
2015 Q4	–	Sell	-72,200	Closed	-$379K	–	158
2015 Q3	$379K	Buy	72,200 +12,200	+20%	+$84.1K	0.1%	83
2015 Q2	$542K	Buy	60,000 +42,000	+233%	+$453K	0.06%	119
2015 Q1	$223K	Sell	18,000 -54,900	-75%	-$715K	0.03%	207
2014 Q4	$1.02M	Buy	72,900 +46,600	+177%	+$641K	0.1%	101
2014 Q3	$342K	Sell	26,300 -52,500	-67%	-$890K	0.04%	114
2014 Q2	$1.11M	Buy	+78,800	New	+$996K	0.48%	11

Other funds holding KNDI

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $58.9B AUM 51.73% 1-Year Est. Return

SCM

Shelton Capital Management Denver, Colorado $5.39B AUM 56.42% 1-Year Est. Return

ACM

Adalta Capital Management New York $228M AUM 26.26% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Mizuho Securities USA's KNDI Position: Q1 2018 in Review

Mizuho Securities USA sold out of Kandi Technologies Group (KNDI) in Q1 2018, closing a stake of 79,000 shares — an estimated $537K sold.

Mizuho Securities USA first reported a position in KNDI in Q2 2014 and held it in 10 quarters. The position peaked at $1.11M in Q2 2014. 50 funds tracked by Wall St. Rank hold KNDI as of Q1 2018.

Mizuho Securities USA reported no remaining Kandi Technologies Group position as of Q1 2018 after selling out during the quarter.
Mizuho Securities USA sold 79,000 Kandi Technologies Group shares in Q1 2018, an estimated $537K.
Mizuho Securities USA first reported a position in Kandi Technologies Group in Q2 2014 and held it in 10 quarters.
Mizuho Securities USA's Kandi Technologies Group position peaked at $1.11M in Q2 2014.
50 funds tracked by Wall St. Rank held Kandi Technologies Group as of Q1 2018.

Based on Mizuho Securities USA's 13F filing for Q1 2018, filed 1 May 2018.