Mizuho Securities USA’s Kandi Technologies Group KNDI Stock Holding History

Mizuho Securities USA’s Portfolio KNDI Stock Details KNDI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-7,900	Closed	-$518K	–	177
2017 Q4	$518K	Buy	+7,900	New	+$590K	0.03%	131
2016 Q4	–	Sell	-13,060	Closed	-$1.94M	–	219
2016 Q3	$1.94M	Buy	13,060 +2,520	+24%	+$164K	0.16%	90
2016 Q2	$1.74M	Buy	10,540 +3,920	+59%	+$277K	0.28%	69
2016 Q1	$888K	Buy	+6,620	New	+$514K	0.2%	53
2015 Q4	–	Sell	-7,220	Closed	-$741K	–	159
2015 Q3	$741K	Buy	7,220 +1,220	+20%	+$84.1K	0.19%	66
2015 Q2	$433K	Buy	6,000 +4,200	+233%	+$453K	0.05%	133
2015 Q1	$103K	Sell	1,800 -10,320	-85%	-$1.34M	0.01%	222
2014 Q4	$568K	Buy	+12,120	New	+$1.67M	0.06%	149

Other funds holding KNDI

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $58.9B AUM 51.73% 1-Year Est. Return

Shelton Capital Management Denver, Colorado $5.39B AUM 56.42% 1-Year Est. Return

ACM

Adalta Capital Management New York $228M AUM 26.26% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Mizuho Securities USA's KNDI Position: Q1 2018 in Review

Mizuho Securities USA sold out of Kandi Technologies Group (KNDI) in Q1 2018, closing a stake of 7,900 shares — an estimated $537K sold.

Mizuho Securities USA first reported a position in KNDI in Q2 2014 and held it in 10 quarters. The position peaked at $1.11M in Q2 2014. 50 funds tracked by Wall St. Rank hold KNDI as of Q1 2018.

Mizuho Securities USA reported no remaining Kandi Technologies Group position as of Q1 2018 after selling out during the quarter.
Mizuho Securities USA sold 7,900 Kandi Technologies Group shares in Q1 2018, an estimated $537K.
Mizuho Securities USA first reported a position in Kandi Technologies Group in Q2 2014 and held it in 10 quarters.
Mizuho Securities USA's Kandi Technologies Group position peaked at $1.11M in Q2 2014.
50 funds tracked by Wall St. Rank held Kandi Technologies Group as of Q1 2018.

Based on Mizuho Securities USA's 13F filing for Q1 2018, filed 1 May 2018.