Mizuho Securities USA’s Kandi Technologies Group KNDI Stock Holding History

Mizuho Securities USA’s Portfolio KNDI Stock Details KNDI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-79,000	Closed	-$518K	–	177
2017 Q4	$518K	Buy	+79,000	New	+$590K	0.03%	131
2016 Q4	–	Sell	-130,600	Closed	-$1.94M	–	219
2016 Q3	$1.94M	Buy	130,600 +25,200	+24%	+$164K	0.16%	90
2016 Q2	$1.74M	Buy	105,400 +39,200	+59%	+$277K	0.28%	69
2016 Q1	$888K	Buy	+66,200	New	+$514K	0.2%	53
2015 Q4	–	Sell	-72,200	Closed	-$741K	–	159
2015 Q3	$741K	Buy	72,200 +12,200	+20%	+$84.1K	0.19%	66
2015 Q2	$433K	Buy	60,000 +42,000	+233%	+$453K	0.05%	133
2015 Q1	$103K	Sell	18,000 -103,200	-85%	-$1.34M	0.01%	222
2014 Q4	$568K	Buy	+121,200	New	+$1.67M	0.06%	149

Other funds holding KNDI

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

SCM

Shelton Capital Management Denver, Colorado $4.57B AUM 32.26% 1-Year Est. Return

ACM

Adalta Capital Management New York $209M AUM 19.54% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Mizuho Securities USA's KNDI Position: Q1 2018 in Review

Mizuho Securities USA sold out of Kandi Technologies Group (KNDI) in Q1 2018, closing a stake of 79,000 shares — an estimated $537K sold.

Mizuho Securities USA first reported a position in KNDI in Q2 2014 and held it in 10 quarters. The position peaked at $1.11M in Q2 2014. 50 funds tracked by Wall St. Rank hold KNDI as of Q1 2018.

Mizuho Securities USA reported no remaining Kandi Technologies Group position as of Q1 2018 after selling out during the quarter.
Mizuho Securities USA sold 79,000 Kandi Technologies Group shares in Q1 2018, an estimated $537K.
Mizuho Securities USA first reported a position in Kandi Technologies Group in Q2 2014 and held it in 10 quarters.
Mizuho Securities USA's Kandi Technologies Group position peaked at $1.11M in Q2 2014.
50 funds tracked by Wall St. Rank held Kandi Technologies Group as of Q1 2018.

Based on Mizuho Securities USA's 13F filing for Q1 2018, filed 1 May 2018.