Mizuho Securities USA’s Ultra Petroleum Corp. Common Stock UPL Stock Holding History

Mizuho Securities USA’s Portfolio UPL Stock Details UPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-127,500	Closed	-$319K	–	185
2015 Q4	$319K	Buy	127,500 +69,700	+121%	+$325K	0.04%	108
2015 Q3	$369K	Buy	+57,800	New	+$457K	0.1%	84
2015 Q2	–	Sell	-102,600	Closed	-$1.6M	–	274
2015 Q1	$1.6M	Buy	102,600 +83,600	+440%	+$1.21M	0.21%	82
2014 Q4	$250K	Sell	19,000 -113,000	-86%	-$2.28M	0.02%	219
2014 Q3	$3.07M	Buy	+132,000	New	+$3.31M	0.36%	40

Other funds holding UPL

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

DGI

Disciplined Growth Investors Minneapolis, Minnesota $4.89B AUM 33.85% 1-Year Est. Return

CI Investments Inc Toronto, Ontario, Canada $20.6B AUM 29.22% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

Mizuho Securities USA's UPL Position: Q1 2016 in Review

Mizuho Securities USA sold out of Ultra Petroleum Corp. Common Stock (UPL) in Q1 2016, closing a stake of 127,500 shares — an estimated $319K sold.

Mizuho Securities USA first reported a position in UPL in Q3 2014 and held it in 5 quarters. The position peaked at $3.07M in Q3 2014. 141 funds tracked by Wall St. Rank hold UPL as of Q1 2016.

Mizuho Securities USA reported no remaining Ultra Petroleum Corp. Common Stock position as of Q1 2016 after selling out during the quarter.
Mizuho Securities USA sold 127,500 Ultra Petroleum Corp. Common Stock shares in Q1 2016, an estimated $319K.
Mizuho Securities USA first reported a position in Ultra Petroleum Corp. Common Stock in Q3 2014 and held it in 5 quarters.
Mizuho Securities USA's Ultra Petroleum Corp. Common Stock position peaked at $3.07M in Q3 2014.
141 funds tracked by Wall St. Rank held Ultra Petroleum Corp. Common Stock as of Q1 2016.

Based on Mizuho Securities USA's 13F filing for Q1 2016, filed 21 Apr 2016.