Mizuho Securities USA’s Uni-Pixel, Inc. UNXL Stock Holding History

Mizuho Securities USA’s Portfolio UNXL Stock Details UNXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-72,500	Closed	-$825K	–	192
2015 Q4	$825K	Buy	72,500 +2,900	+4%	+$2.75K	0.1%	87
2015 Q3	$788K	Sell	69,600 -1,200	-2%	-$1.59K	0.2%	60
2015 Q2	$698K	Buy	+70,800	New	+$296K	0.08%	106

Other funds holding UNXL

Hudson Bay Capital Management Stamford, Connecticut $29B AUM 30.2% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

CCM

Condor Capital Management Martinsville, New Jersey $1.2B AUM 13.18% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

PCR

Potrero Capital Research San Francisco, California $163M AUM 79.02% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Mizuho Securities USA's UNXL Position: Q1 2016 in Review

Mizuho Securities USA sold out of Uni-Pixel, Inc. (UNXL) in Q1 2016, closing a stake of 72,500 shares — an estimated $38K sold.

Mizuho Securities USA first reported a position in UNXL in Q2 2015 and held it in 3 quarters. The position peaked at $182K in Q2 2015. 28 funds tracked by Wall St. Rank hold UNXL as of Q1 2016.

Mizuho Securities USA reported no remaining Uni-Pixel, Inc. position as of Q1 2016 after selling out during the quarter.
Mizuho Securities USA sold 72,500 Uni-Pixel, Inc. shares in Q1 2016, an estimated $38K.
Mizuho Securities USA first reported a position in Uni-Pixel, Inc. in Q2 2015 and held it in 3 quarters.
Mizuho Securities USA's Uni-Pixel, Inc. position peaked at $182K in Q2 2015.
28 funds tracked by Wall St. Rank held Uni-Pixel, Inc. as of Q1 2016.

Based on Mizuho Securities USA's 13F filing for Q1 2016, filed 21 Apr 2016.