D.E. Shaw & Co

D.E. Shaw & Co’s Uni-Pixel, Inc. UNXL Stock Holding History

D.E. Shaw & Co’s Portfolio UNXL Stock Details UNXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-57,139	Closed	-$56K	–	3835
2016 Q4	$56K	Buy	57,139 +2,698	+5%	+$3.37K	﹤0.01%	3378
2016 Q3	$91K	Sell	54,441 -9,951	-15%	-$14.3K	﹤0.01%	3291
2016 Q2	$95K	Sell	64,392 -74,185	-54%	-$130K	﹤0.01%	3256
2016 Q1	$128K	Buy	138,577 +5,472	+4%	+$3.1K	﹤0.01%	3258
2015 Q4	$69K	Buy	133,105 +70,525	+113%	+$67K	﹤0.01%	3700
2015 Q3	$66K	Sell	62,580 -141,263	-69%	-$187K	﹤0.01%	3647
2015 Q2	$524K	Sell	203,843 -100,492	-33%	-$420K	﹤0.01%	3138
2015 Q1	$2.13M	Buy	304,335 +39,645	+15%	+$234K	﹤0.01%	1960
2014 Q4	$1.51M	Buy	264,690 +63,802	+32%	+$349K	﹤0.01%	2503
2014 Q3	$1.27M	Sell	200,888 -71,348	-26%	-$530K	﹤0.01%	2608
2014 Q2	$2.19M	Buy	272,236 +102,524	+60%	+$678K	﹤0.01%	2235
2014 Q1	$1.3M	Buy	169,712 +49,676	+41%	+$473K	﹤0.01%	2797
2013 Q4	$1.2M	Buy	+120,036	New	+$1.77M	﹤0.01%	3008
2013 Q3	–	Sell	-15,062	Closed	-$240K	–	4652
2013 Q2	$222K	Buy	+15,062	New	+$389K	﹤0.01%	3716

Other funds holding UNXL

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Polar Asset Management Partners Toronto, Ontario, Canada $4.21B AUM 35.27% 1-Year Est. Return

Hood River Capital Management Palm Beach Gardens, Florida $9.98B AUM 145.42% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Condor Capital Management Martinsville, New Jersey $1.2B AUM 13.18% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

Cannell & Co New York $3.15B AUM 30.62% 1-Year Est. Return