Uni-Pixel, Inc.

UNXL

Delisted

UNXL was delisted on the 11th of September, 2017.

59 hedge funds and large institutions have $44M invested in Uni-Pixel, Inc. in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 22 closing their positions.

New

Increased

Maintained

Reduced

Closed

32% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 19

20% less funds holding

Funds holding: 74 → 59 (-15)

22% less call options, than puts

Call options by funds: $15.4M | Put options by funds: $19.8M

41% less capital invested

Capital invested by funds: $74M → $44M (-$30M)

68% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 22

Holders

Holders Change

-15

Holders Change %

-20.27%

% of All Funds

1.71%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

$15.4M

Puts

$19.8M

Net Calls

-$4.34M

Net Calls Change

-$4.5M

Top Buyers

1	OCMI Oaktop Capital Management II Chatham, New Jersey	+$2.72M
2	D.E. Shaw & Co New York	+$1.77M
3	BL Bolton LP Greenwich, Connecticut	+$1.72M
4	PSI Pinnacle Summer Investments Fairfax, Virginia	+$1.55M
5	JP Morgan Chase New York	+$1.46M

Top Sellers

1	Susquehanna International Group Bala Cynwyd, Pennsylvania	-$4.95M
2	FA Friess Associates Greenville, Delaware	-$3.29M
3	Royal Bank of Canada Toronto, Ontario, Canada	-$1.77M
4	WSA Wall Street Associates Lajolla, California	-$1.75M
5	ST Spot Trading Chicago, Illinois	-$1.71M

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	DCM 1 Destrier Capital Management New York	$5.63M	+$8.28M	+561,979	New
2	2 Susquehanna International Group Bala Cynwyd, Pennsylvania	$3M	-$4.95M	-335,960	-53%
3	3 Vanguard Group Malvern, Pennsylvania	$2.98M	+$442K	+29,977	+11%
4	BL 4 Bolton LP Greenwich, Connecticut	$2.87M	+$1.72M	+116,940	+69%
5	BFA 5 BlackRock Fund Advisors San Francisco, California	$2.76M	-$160K	-10,884	-4%
6	OCMI 6 Oaktop Capital Management II Chatham, New Jersey	$2.6M	+$2.72M	+184,531	+246%
7	CHAM 7 Clear Harbor Asset Management Stamford, Connecticut	$2.52M	+$513K	+34,830	+16%
8	8 Northern Trust Chicago, Illinois	$1.37M	+$5.06K	+343	+0.3%
9	9 State Street Boston, Massachusetts	$1.32M	+$205K	+13,877	+12%
10	10 JP Morgan Chase New York	$1.22M	+$1.46M	+99,369	+447%
11	11 D.E. Shaw & Co New York	$1.2M	+$1.77M	+120,036	New
12	12 Bank of Montreal Toronto, Ontario, Canada	$1.17M	+$1.31M	+89,053	+319%
13	13 Morgan Stanley New York	$1.07M	-$1.53M	-103,817	-49%
14	BIT 14 BlackRock Institutional Trust San Francisco, California	$1.01M	-$166K	-11,262	-10%
15	EMFAT 15 Emerald Mutual Fund Advisers Trust Leola, Pennsylvania	$999K	+$407K	+27,597	+38%
16	PSI 16 Pinnacle Summer Investments Fairfax, Virginia	$991K	+$1.55M	+105,000	+140%
17	WAM 17 Wolverine Asset Management Chicago, Illinois	$968K	+$1.32M	+89,400	+1,208%
18	EA 18 Emerald Advisers Leola, Pennsylvania	$946K	-$672K	-45,581	-33%
19	19 HighTower Advisors Chicago, Illinois	$812K	+$158K	+10,752	+15%
20	FCM 20 Freshford Capital Management Rye Brook, New York	$692K	+$1.02M	+69,126	New
21	SC 21 Sculptor Capital New York	$633K	+$590K	+40,000	+172%
22	22 Invesco Atlanta, Georgia	$574K	+$348K	+23,642	+70%
23	23 Bank of New York Mellon New York	$526K	+$71K	+4,817	+10%
24	24 Deutsche Bank Frankfurt Am Main Ge, Germany	$526K	+$190K	+12,882	+32%
25	25 California Public Employees Retirement System Sacramento, California	$508K	-$5.9K	-400	-0.9%