Uni-Pixel, Inc.

UNXL

Delisted

UNXL was delisted on the 11th of September, 2017.

31 hedge funds and large institutions have $646K invested in Uni-Pixel, Inc. in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New

Increased

Maintained

Reduced

Closed

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

6% less funds holding

Funds holding: 33 → 31 (-2)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

81% less capital invested

Capital invested by funds: $3.44M → $646K (-$2.8M)

82% less call options, than puts

Call options by funds: $255K | Put options by funds: $1.43M

Holders

Holders Change

-2

Holders Change %

-6.06%

% of All Funds

0.81%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

$255K

Puts

$1.43M

Net Calls

-$1.18M

Net Calls Change

-$215K

Top Buyers

1	Goldman Sachs New York	+$118K
2	D.E. Shaw & Co New York	+$67K
3	VKH Virtu KCG Holdings New York	+$28.9K
4	Mariner Overland Park, Kansas	+$23.7K
5	Vanguard Group Malvern, Pennsylvania	+$15.9K

Top Sellers

1	Hudson Bay Capital Management Stamford, Connecticut	-$1.93M
2	OCMI Oaktop Capital Management II Chatham, New Jersey	-$362K
3	Group One Trading Chicago, Illinois	-$67.1K
4	Susquehanna International Group Bala Cynwyd, Pennsylvania	-$50K
5	CCM Condor Capital Management Martinsville, New Jersey	-$27K

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Vanguard Group Malvern, Pennsylvania	$178K	+$15.9K	+16,769	+5%
2	2 Goldman Sachs New York	$84K	+$118K	+123,808	+318%
3	3 D.E. Shaw & Co New York	$69K	+$67K	+70,525	+113%
4	PCR 4 Potrero Capital Research San Francisco, California	$39K	+$71.2K	+75,000	New
5	MSU 5 Mizuho Securities USA New York	$38K	+$2.75K	+2,900	+4%
6	6 Geode Capital Management Boston, Massachusetts	$28K	+$163	+172	+0.3%
7	BIT 7 BlackRock Institutional Trust San Francisco, California	$23K	–	–	–
8	8 California Public Employees Retirement System Sacramento, California	$22K	–	–	–
9	VKH 9 Virtu KCG Holdings New York	$22K	+$28.9K	+30,431	+264%
10	CHAM 10 Clear Harbor Asset Management Stamford, Connecticut	$21K	-$855	-900	-2%
11	BFA 11 BlackRock Fund Advisors San Francisco, California	$19K	+$3.48K	+3,665	+11%
12	12 Morgan Stanley New York	$17K	+$6.36K	+6,695	+25%
13	WAM 13 Wolverine Asset Management Chicago, Illinois	$16K	+$1.04K	+1,100	+4%
14	14 Mariner Overland Park, Kansas	$13K	+$23.7K	+25,000	New
15	15 Northern Trust Chicago, Illinois	$12K	-$275	-290	-1%
16	RFC 16 Regions Financial Corp Birmingham, Alabama	$11K	–	–	–
17	17 Susquehanna International Group Bala Cynwyd, Pennsylvania	$10K	-$50K	-52,641	-72%
18	18 Bank of New York Mellon New York	$8K	–	–	–
19	OCMI 19 Oaktop Capital Management II Chatham, New Jersey	$7K	-$362K	-380,931	-97%
20	20 Deutsche Bank Frankfurt Am Main Ge, Germany	$3K	+$7.18K	+7,560	New
21	WA 21 WFG Advisors Dallas, Texas	$2K	–	–	–
22	22 Citigroup New York	$2K	+$4.33K	+4,554	+3,324%
23	BIM 23 BlackRock Investment Management Wilmington, Delaware	$1K	–	–	–
24	24 Royal Bank of Canada Toronto, Ontario, Canada	$1K	–	–	–
25	25 Hudson Bay Capital Management Stamford, Connecticut	–	-$1.93M	-1,854,243	Closed