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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+6.06%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$265M
AUM Growth
+$10.3M
Cap. Flow
-$1.12M
Cap. Flow %
-0.42%
Top 10 Hldgs %
35.02%
Holding
111
New
11
Increased
13
Reduced
48
Closed
13

Top Buys

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$7.32M
2
FLBR icon
Franklin FTSE Brazil ETF
FLBR
+$4.52M
3
T icon
AT&T
T
+$2.37M
4
VTRS icon
Viatris
VTRS
+$2.02M
5
TREE icon
LendingTree
TREE
+$451K

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$4.37M
2
KEY icon
KeyCorp
KEY
+$1.51M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$1.08M
4
FDX icon
FedEx
FDX
+$893K
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$564K

Sector Composition

Rank Sector Weight
1 Financials 12.88%
2 Communication Services 10.71%
3 Industrials 7.71%
4 Technology 7.39%
5 Energy 6.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXJ icon
76
WisdomTree Japan Hedged Equity Fund
DXJ
$7.05B
$200K 0.08%
3,206
– –
PFE icon
77
Pfizer
PFE
$143B
$200K 0.08%
+3,738
New +$185K
GM icon
78
General Motors
GM
$68.6B
$134K 0.05%
2,550
-74,774
-97% -$4.37M
SPTS icon
79
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.08B
$42K 0.02%
+1,405
New +$42.9K
STX icon
80
Seagate
STX
$178B
$23K 0.01%
+210
New +$20.4K
ASPS icon
81
Altisource Portfolio Solutions
ASPS
$71.6M
– –
-2,505
Closed -$198K
DHI icon
82
D.R. Horton
DHI
$42.4B
– –
-4,869
Closed -$409K
DOV icon
83
Dover
DOV
$28.8B
– –
-1,300
Closed -$202K
HSIC icon
84
Henry Schein
HSIC
$10B
– –
-5,927
Closed -$451K
IBM icon
85
IBM
IBM
$200B
– –
-1,517
Closed -$201K
NEE icon
86
NextEra Energy
NEE
$185B
– –
-3,618
Closed -$284K
WM icon
87
Waste Management
WM
$96.1B
– –
-1,000
Closed -$149K
XLU icon
88
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
– –
-17,666
Closed -$564K
LTHM
89
DELISTED
Livent Corporation
LTHM
– –
-17,174
Closed -$397K
CYXTW
90
DELISTED
Cyxtera Technologies, Inc. Warrant
CYXTW
– –
-164,467
Closed -$338K
1 2 3
4

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Lumbard & Kellner's Q4 2021 Portfolio in Review

As of Q4 2021, Lumbard & Kellner held 111 positions worth $265M, up 4% from $255M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Lumbard & Kellner's Q4 2021 filing shows 11 new, 13 increased, 48 reduced and 13 closed positions. Its largest new stake was Franklin FTSE Brazil ETF: 241,465 shares worth $4.78M. The largest sale was General Motors, an estimated $4.37M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Industrials.

  • Lumbard & Kellner's largest Q4 2021 buy was Franklin FTSE Brazil ETF: 241,465 shares worth $4.78M.
  • Lumbard & Kellner added most to SPDR Gold Trust in Q4 2021, an estimated $7.32M increase.
  • Lumbard & Kellner's biggest Q4 2021 reduction was General Motors, cutting an estimated $4.37M.
  • Lumbard & Kellner fully exited State Street Utilities Select Sector SPDR ETF in Q4 2021, selling an estimated $564K.
  • Lumbard & Kellner's ten largest holdings make up 35% of its $265M portfolio in Q4 2021.
  • Lumbard & Kellner opened 11 new positions and closed 13 in Q4 2021.
  • Lumbard & Kellner's portfolio value rose 4% quarter-over-quarter to $265M.

Based on Lumbard & Kellner's 13F filing for Q4 2021, filed 18 Feb 2022.