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LK
Lumbard & Kellner Portfolio holdings
AUM
$289M
1-Year Est. Return
59.5%
This Fund
S&P 500
This Quarter
Est. Return
-2.6%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$255M
AUM Growth
-$3.37M
(-1.3%)
Cap. Flow
+$5.05M
Cap. Flow
% of AUM
1.98%
Top 10 Holdings %
Top 10 Hldgs %
33.06%
Holding
110
New
10
Increased
26
Reduced
27
Closed
10
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Hudbay
HBM
|
+$4.53M |
| 2 |
CVET
Covetrus, Inc. Common Stock
CVET
|
+$3.14M |
| 3 |
CYXT
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
|
+$3.02M |
| 4 |
SPDR Gold Trust
GLD
|
+$1.69M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$1.49M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Franklin FTSE Taiwan ETF
FLTW
|
+$4.73M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$3.42M |
| 3 |
SVACU
Starboard Value Acquisition Corp. Unit
SVACU
|
+$3.34M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$620K |
| 5 |
Verizon
VZ
|
+$516K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 13.39% |
| 2 | Communication Services | 10.33% |
| 3 | Energy | 7.64% |
| 4 | Industrials | 7.64% |
| 5 | Technology | 7.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
GE Aerospace
GE
$362B
| $228K | 0.09% |
3,547
-4
| -0.1% | -$257 |
|
77
Dover
DOV
$28.5B
| $202K | 0.08% |
+1,300
| New | +$215K |
|
78
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
| $202K | 0.08% |
+3,206
| New | +$198K |
|
79
IBM
IBM
$198B
| $201K | 0.08% |
1,517
| – | – |
|
80
iShares Select U.S. REIT ETF
ICF
$2.1B
| $201K | 0.08% |
3,080
| – | – |
|
81
Kimberly-Clark
KMB
$35.8B
| $199K | 0.08% |
1,500
| – | – |
|
82
Altisource Portfolio Solutions
ASPS
$79.3M
| $198K | 0.08% |
2,505
| – | – |
|
83
NiSource
NI
$22.1B
| $194K | 0.08% |
+8,000
| New | +$199K |
|
84
Waste Management
WM
$96.3B
| $149K | 0.06% |
+1,000
| New | +$150K |
|
|
85
Franklin FTSE Taiwan ETF
FLTW
$2.77B
| – | – |
-105,742
| Closed | -$4.73M |
|
86
iShares US Treasury Bond ETF
GOVT
$43.8B
| – | – |
-7,872
| Closed | -$209K |
|
87
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
| – | – |
-3,811
| Closed | -$202K |
|
|
88
Verizon
VZ
$181B
| – | – |
-9,195
| Closed | -$516K |
|
|
SVACU
89
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
| – | – |
-322,941
| Closed | -$3.34M |
|
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Lumbard & Kellner's Q3 2021 Portfolio in Review
As of Q3 2021, Lumbard & Kellner held 110 positions worth $255M, down 1.3% from $258M the previous quarter. Its ten largest holdings account for 33% of the portfolio.
Lumbard & Kellner's Q3 2021 filing shows 10 new, 26 increased, 27 reduced and 10 closed positions. Its largest new stake was Hudbay: 715,844 shares worth $4.46M. The largest sale was Franklin FTSE Taiwan ETF, an estimated $4.73M.
By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Communication Services and Energy.
- Lumbard & Kellner's largest Q3 2021 buy was Hudbay: 715,844 shares worth $4.46M.
- Lumbard & Kellner added most to Covetrus, Inc. Common Stock in Q3 2021, an estimated $3.14M increase.
- Lumbard & Kellner's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $3.42M.
- Lumbard & Kellner fully exited Franklin FTSE Taiwan ETF in Q3 2021, selling an estimated $4.73M.
- Lumbard & Kellner's ten largest holdings make up 33% of its $255M portfolio in Q3 2021.
- Lumbard & Kellner opened 10 new positions and closed 10 in Q3 2021.
- Lumbard & Kellner's portfolio value fell 1.3% quarter-over-quarter to $255M.
Based on Lumbard & Kellner's 13F filing for Q3 2021, filed 18 Nov 2021.