LK

Lumbard & Kellner Portfolio holdings

AUM $229M
This Quarter Return
-2.6%
1 Year Return
+23.72%
3 Year Return
+58.33%
5 Year Return
+141.38%
10 Year Return
+224.28%
AUM
$255M
AUM Growth
+$255M
Cap. Flow
+$2.5M
Cap. Flow %
0.98%
Top 10 Hldgs %
33.06%
Holding
110
New
10
Increased
26
Reduced
27
Closed
10

Top Buys

1
HBM icon
Hudbay
HBM
$4.46M
2
CYXT
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$2.99M
3
CVET
Covetrus, Inc. Common Stock
CVET
$2.48M
4
GLD icon
SPDR Gold Trust
GLD
$1.66M
5
IWM icon
iShares Russell 2000 ETF
IWM
$1.47M

Top Sells

1
FLTW icon
Franklin FTSE Taiwan ETF
FLTW
$4.73M
2
SVACU
Starboard Value Acquisition Corp. Unit
SVACU
$3.34M
3
QQQ icon
Invesco QQQ Trust
QQQ
$3.32M
4
GE icon
GE Aerospace
GE
$1.6M
5
GOOG icon
Alphabet (Google) Class C
GOOG
$600K

Sector Composition

1 Financials 13.39%
2 Communication Services 10.12%
3 Energy 7.64%
4 Industrials 7.64%
5 Technology 7.23%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GE icon
76
GE Aerospace
GE
$288B
$228K 0.09%
2,210
-15,490
-88% -$1.6M
DOV icon
77
Dover
DOV
$24B
$202K 0.08%
+1,300
New +$202K
DXJ icon
78
WisdomTree Japan Hedged Equity Fund
DXJ
$3.72B
$202K 0.08%
+3,206
New +$202K
IBM icon
79
IBM
IBM
$223B
$201K 0.08%
1,450
– –
ICF icon
80
iShares Select U.S. REIT ETF
ICF
$1.91B
$201K 0.08%
3,080
– –
KMB icon
81
Kimberly-Clark
KMB
$42.5B
$199K 0.08%
1,500
– –
ASPS icon
82
Altisource Portfolio Solutions
ASPS
$124M
$198K 0.08%
20,042
– –
NI icon
83
NiSource
NI
$19.9B
$194K 0.08%
+8,000
New +$194K
WM icon
84
Waste Management
WM
$90.7B
$149K 0.06%
+1,000
New +$149K
FLTW icon
85
Franklin FTSE Taiwan ETF
FLTW
$536M
– –
-105,742
Closed -$4.73M
GOVT icon
86
iShares US Treasury Bond ETF
GOVT
$27.7B
– –
-7,872
Closed -$209K
SPTM icon
87
SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$10.8B
– –
-3,811
Closed -$202K
VZ icon
88
Verizon
VZ
$185B
– –
-9,195
Closed -$516K
SVACU
89
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
– –
-322,941
Closed -$3.34M
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