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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+3.08%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$199M
AUM Growth
-$5.41M
Cap. Flow
-$8.42M
Cap. Flow %
-4.24%
Top 10 Hldgs %
38.15%
Holding
101
New
13
Increased
17
Reduced
25
Closed
12

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$7.16M
2
VAL icon
Valaris
VAL
+$5.38M
3
NSC icon
Norfolk Southern
NSC
+$2.58M
4
SDRL icon
Seadrill
SDRL
+$2.15M
5
HBM icon
Hudbay
HBM
+$2.07M

Top Sells

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$10.6M
2
GMS
GMS Inc
GMS
+$4.57M
3
MDC
M.D.C. Holdings, Inc.
MDC
+$3.3M
4
STNG icon
Scorpio Tankers
STNG
+$3.23M
5
FCX icon
Freeport-McMoran
FCX
+$2.29M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 11.07%
3 Industrials 9.03%
4 Communication Services 8.16%
5 Technology 4.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WELL icon
51
Welltower
WELL
$172B
$394K 0.2%
5,496
– –
PM icon
52
Philip Morris
PM
$301B
$350K 0.18%
3,500
– –
GMS
53
DELISTED
GMS Inc
GMS
$327K 0.16%
5,655
-80,747
-93% -$4.57M
JNJ icon
54
Johnson & Johnson
JNJ
$609B
$236K 0.12%
1,440
– –
CWH icon
55
Camping World
CWH
$393M
$234K 0.12%
11,207
– –
NI icon
56
NiSource
NI
$22B
$228K 0.11%
8,000
– –
DXJ icon
57
WisdomTree Japan Hedged Equity Fund
DXJ
$7.05B
$227K 0.11%
3,206
– –
GE icon
58
GE Aerospace
GE
$364B
$219K 0.11%
+2,769
New +$185K
KMB icon
59
Kimberly-Clark
KMB
$36B
$217K 0.11%
1,500
– –
BMY icon
60
Bristol-Myers Squibb
BMY
$124B
$61.4K 0.03%
+917
New +$64.7K
ABT icon
61
Abbott
ABT
$175B
– –
-400
Closed -$43.9K
BRK.A icon
62
Berkshire Hathaway Class A
BRK.A
$1.06T
– –
-4
Closed -$1.87M
DV icon
63
DoubleVerify
DV
$1.75B
– –
-16,086
Closed -$353K
ICSH icon
64
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.85B
– –
-212,664
Closed -$10.6M
KEY icon
65
KeyCorp
KEY
$25.4B
– –
-13,760
Closed -$240K
QQQ icon
66
Invesco QQQ Trust
QQQ
$466B
– –
-2,386
Closed -$635K
RTX icon
67
RTX Corp
RTX
$261B
– –
-3,611
Closed -$364K
SPTM icon
68
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
– –
-3,692
Closed -$175K
TAK icon
69
Takeda Pharmaceutical
TAK
$54.8B
– –
-125,744
Closed -$1.96M
VWO icon
70
Vanguard FTSE Emerging Markets ETF
VWO
$119B
– –
-261
Closed -$10.2K
WBD icon
71
Warner Bros
WBD
$67.4B
– –
-62,642
Closed -$594K
MDC
72
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-104,331
Closed -$3.3M
1 2
3

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NPI
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WCA
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PSA
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RIA
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NWWA
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GIM
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CAM
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WI
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Lumbard & Kellner's Q1 2023 Portfolio in Review

As of Q1 2023, Lumbard & Kellner held 101 positions worth $199M, down 2.6% from $204M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Lumbard & Kellner withdrew a net $8.42M in Q1 2023, closing 12 positions and reducing 25 holdings. Its most notable exit was iShares Ultra Short Duration Bond Active ETF, an estimated $10.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, Lumbard & Kellner opened a new position in Vanguard International High Dividend Yield ETF worth $7.34M.

  • Lumbard & Kellner's largest Q1 2023 buy was Vanguard International High Dividend Yield ETF: 114,754 shares worth $7.34M.
  • Lumbard & Kellner added most to Hudbay in Q1 2023, an estimated $2.07M increase.
  • Lumbard & Kellner's biggest Q1 2023 reduction was GMS Inc, cutting an estimated $4.57M.
  • Lumbard & Kellner fully exited iShares Ultra Short Duration Bond Active ETF in Q1 2023, selling an estimated $10.6M.
  • Lumbard & Kellner's ten largest holdings make up 38% of its $199M portfolio in Q1 2023.
  • Lumbard & Kellner opened 13 new positions and closed 12 in Q1 2023.
  • Lumbard & Kellner's portfolio value fell 2.6% quarter-over-quarter to $199M.

Based on Lumbard & Kellner's 13F filing for Q1 2023, filed 6 Jun 2023.