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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
-2.6%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$255M
AUM Growth
-$3.37M
Cap. Flow
+$5.05M
Cap. Flow %
1.98%
Top 10 Hldgs %
33.06%
Holding
110
New
10
Increased
26
Reduced
27
Closed
10

Top Buys

Rank Stock Value
1
HBM icon
Hudbay
HBM
+$4.53M
2
CVET
Covetrus, Inc. Common Stock
CVET
+$3.14M
3
CYXT
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
+$3.02M
4
GLD icon
SPDR Gold Trust
GLD
+$1.69M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$1.49M

Top Sells

Rank Stock Value
1
FLTW icon
Franklin FTSE Taiwan ETF
FLTW
+$4.73M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$3.42M
3
SVACU
Starboard Value Acquisition Corp. Unit
SVACU
+$3.34M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$620K
5
VZ icon
Verizon
VZ
+$516K

Sector Composition

Rank Sector Weight
1 Financials 13.39%
2 Communication Services 10.33%
3 Energy 7.64%
4 Industrials 7.64%
5 Technology 7.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
51
VanEck Gold Miners ETF
GDX
$21.6B
$664K 0.26%
22,542
+1,074
+5% +$35K
CDLX icon
52
Cardlytics
CDLX
$22.7M
$651K 0.26%
775
+156
+25% +$158K
VTV icon
53
Vanguard Value ETF
VTV
$185B
$591K 0.23%
4,365
– –
XLU icon
54
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$564K 0.22%
17,666
-254
-1% -$8.49K
WFC icon
55
Wells Fargo
WFC
$261B
$563K 0.22%
12,141
-349
-3% -$16.2K
DV icon
56
DoubleVerify
DV
$1.77B
$518K 0.2%
26,021
+11,444
+79% +$404K
XOM icon
57
ExxonMobil
XOM
$615B
$517K 0.2%
8,794
– –
MRK icon
58
Merck
MRK
$307B
$483K 0.19%
6,426
– –
HSIC icon
59
Henry Schein
HSIC
$9.82B
$451K 0.18%
5,927
– –
CWH icon
60
Camping World
CWH
$382M
$428K 0.17%
11,007
– –
JOE icon
61
St. Joe Company
JOE
$3.46B
$425K 0.17%
10,099
– –
DHI icon
62
D.R. Horton
DHI
$41.1B
$409K 0.16%
4,869
+181
+4% +$16.7K
PEP icon
63
PepsiCo
PEP
$185B
$397K 0.16%
2,640
– –
LTHM
64
DELISTED
Livent Corporation
LTHM
$397K 0.16%
17,174
– –
CAG icon
65
Conagra Brands
CAG
$7.01B
$365K 0.14%
10,785
+1,692
+19% +$57.3K
RTX icon
66
RTX Corp
RTX
$262B
$346K 0.14%
4,034
– –
CYXTW
67
DELISTED
Cyxtera Technologies, Inc. Warrant
CYXTW
$338K 0.13%
+164,467
New +$320K
CHKP icon
68
Check Point Software Technologies
CHKP
$14.1B
$335K 0.13%
2,966
– –
PM icon
69
Philip Morris
PM
$300B
$332K 0.13%
3,500
– –
NEE icon
70
NextEra Energy
NEE
$184B
$284K 0.11%
3,618
-878
-20% -$70.8K
TREE icon
71
LendingTree
TREE
$616M
$279K 0.11%
1,995
+195
+11% +$34.2K
LYB icon
72
LyondellBasell Industries
LYB
$19.6B
$277K 0.11%
2,955
– –
PCG icon
73
PG&E
PCG
$38.4B
$249K 0.1%
25,983
+1,098
+4% +$10.4K
JNJ icon
74
Johnson & Johnson
JNJ
$599B
$241K 0.09%
1,490
– –
SCHG icon
75
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$240K 0.09%
12,952
– –
1 2
3
4

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NPI
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WCA
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PSA
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NWWA
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GIM
Goodlander Investment Management Dallas, Texas $289M AUM 225.62% 1-Year Est. Return
CAM
Costello Asset Management Feasterville, Pennsylvania $289M AUM 27.04% 1-Year Est. Return
WI
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PIA
PineBridge Investments Asia Hong Kong $289M AUM

Lumbard & Kellner's Q3 2021 Portfolio in Review

As of Q3 2021, Lumbard & Kellner held 110 positions worth $255M, down 1.3% from $258M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Lumbard & Kellner's Q3 2021 filing shows 10 new, 26 increased, 27 reduced and 10 closed positions. Its largest new stake was Hudbay: 715,844 shares worth $4.46M. The largest sale was Franklin FTSE Taiwan ETF, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Communication Services and Energy.

  • Lumbard & Kellner's largest Q3 2021 buy was Hudbay: 715,844 shares worth $4.46M.
  • Lumbard & Kellner added most to Covetrus, Inc. Common Stock in Q3 2021, an estimated $3.14M increase.
  • Lumbard & Kellner's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $3.42M.
  • Lumbard & Kellner fully exited Franklin FTSE Taiwan ETF in Q3 2021, selling an estimated $4.73M.
  • Lumbard & Kellner's ten largest holdings make up 33% of its $255M portfolio in Q3 2021.
  • Lumbard & Kellner opened 10 new positions and closed 10 in Q3 2021.
  • Lumbard & Kellner's portfolio value fell 1.3% quarter-over-quarter to $255M.

Based on Lumbard & Kellner's 13F filing for Q3 2021, filed 18 Nov 2021.