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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+11.66%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$284M
AUM Growth
+$30.4M
Cap. Flow
-$1.46M
Cap. Flow %
-0.51%
Top 10 Hldgs %
40.94%
Holding
105
New
7
Increased
34
Reduced
38
Closed
2

Top Buys

Rank Stock Value
1
SVACU
Starboard Value Acquisition Corp. Unit
SVACU
+$2.98M
2
GLNG icon
Golar LNG
GLNG
+$2.31M
3
KMI icon
Kinder Morgan
KMI
+$728K
4
VTRS icon
Viatris
VTRS
+$469K
5
PRU icon
Prudential Financial
PRU
+$402K

Top Sells

Rank Stock Value
1
DHI icon
D.R. Horton
DHI
+$6.07M
2
KRA
Kraton Corporation
KRA
+$5.1M
3
LTHM
Livent Corporation
LTHM
+$2.08M
4
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$692K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$475K

Sector Composition

Rank Sector Weight
1 Financials 11.25%
2 Communication Services 8.04%
3 Industrials 7.36%
4 Technology 6.59%
5 Energy 6.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
51
VanEck Gold Miners ETF
GDX
$22.9B
$696K 0.24%
21,410
+1,725
+9% +$58.8K
VTV icon
52
Vanguard Value ETF
VTV
$188B
$594K 0.21%
4,365
+640
+17% +$80.2K
XLU icon
53
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$577K 0.2%
18,010
+3,940
+28% +$122K
VZ icon
54
Verizon
VZ
$183B
$527K 0.19%
9,063
+592
+7% +$33.4K
XOM icon
55
ExxonMobil
XOM
$650B
$503K 0.18%
8,794
– –
WFC icon
56
Wells Fargo
WFC
$261B
$502K 0.18%
12,856
-308
-2% -$10.9K
JOE icon
57
St. Joe Company
JOE
$3.57B
$434K 0.15%
10,117
-270
-3% -$12.9K
HSIC icon
58
Henry Schein
HSIC
$9.63B
$430K 0.15%
5,927
– –
MRK icon
59
Merck
MRK
$322B
$424K 0.15%
5,968
-701
-11% -$51.7K
WY icon
60
Weyerhaeuser
WY
$17B
$409K 0.14%
11,479
-8,833
-43% -$301K
DHI icon
61
D.R. Horton
DHI
$39.9B
$406K 0.14%
4,556
-77,531
-94% -$6.07M
CWH icon
62
Camping World
CWH
$358M
$400K 0.14%
11,007
– –
TREE icon
63
LendingTree
TREE
$550M
$383K 0.13%
1,800
+7
+0.4% +$1.99K
PEP icon
64
PepsiCo
PEP
$184B
$381K 0.13%
2,640
– –
NEE icon
65
NextEra Energy
NEE
$187B
$348K 0.12%
4,496
– –
CHKP icon
66
Check Point Software Technologies
CHKP
$12.9B
$346K 0.12%
2,966
– –
CAG icon
67
Conagra Brands
CAG
$6.88B
$339K 0.12%
9,017
+197
+2% +$6.97K
PM icon
68
Philip Morris
PM
$298B
$333K 0.12%
3,500
+300
+9% +$25.5K
RTX icon
69
RTX Corp
RTX
$282B
$328K 0.12%
4,132
-262
-6% -$19.1K
LTHM
70
DELISTED
Livent Corporation
LTHM
$309K 0.11%
17,174
-106,195
-86% -$2.08M
LYB icon
71
LyondellBasell Industries
LYB
$19.9B
$307K 0.11%
2,955
– –
PCG icon
72
PG&E
PCG
$47B
$284K 0.1%
24,239
+1,081
+5% +$12.6K
JNJ icon
73
Johnson & Johnson
JNJ
$624B
$242K 0.09%
1,490
– –
SPTS icon
74
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.06B
$233K 0.08%
7,589
-22,553
-75% -$692K
GE icon
75
GE Aerospace
GE
$362B
$232K 0.08%
3,551
+200
+6% +$12.1K
1 2
3
4

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WCA
Whetstone Capital Advisors Shawnee Mission, Kansas $288M AUM 44.06% 1-Year Est. Return
PSA
Plum Street Advisors New Orleans, Louisiana $289M AUM 17.28% 1-Year Est. Return
GIM
Goodlander Investment Management Dallas, Texas $289M AUM 225.62% 1-Year Est. Return
CAM
Costello Asset Management Feasterville, Pennsylvania $289M AUM 27.04% 1-Year Est. Return
WI
WrapManager Inc Mill Valley, California $288M AUM 16.3% 1-Year Est. Return
PIA
PineBridge Investments Asia Hong Kong $289M AUM
WPWM
Windward Private Wealth Management Overland Park, Kansas $289M AUM 12.08% 1-Year Est. Return
BWAM
Blue Water Asset Management Grand Rapids, Michigan $289M AUM

Lumbard & Kellner's Q1 2021 Portfolio in Review

As of Q1 2021, Lumbard & Kellner held 105 positions worth $284M, up 12% from $254M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Lumbard & Kellner's Q1 2021 filing shows 7 new, 34 increased, 38 reduced and 2 closed positions. Its largest new stake was Starboard Value Acquisition Corp. Unit: 276,335 shares worth $3.27M. The largest sale was D.R. Horton, an estimated $6.07M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.7% a quarter earlier, followed by Communication Services and Industrials.

  • Lumbard & Kellner's largest Q1 2021 buy was Starboard Value Acquisition Corp. Unit: 276,335 shares worth $3.27M.
  • Lumbard & Kellner added most to Golar LNG in Q1 2021, an estimated $2.31M increase.
  • Lumbard & Kellner's biggest Q1 2021 reduction was D.R. Horton, cutting an estimated $6.07M.
  • Lumbard & Kellner fully exited State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q1 2021, selling an estimated $345K.
  • Lumbard & Kellner's ten largest holdings make up 41% of its $284M portfolio in Q1 2021.
  • Lumbard & Kellner opened 7 new positions and closed 2 in Q1 2021.
  • Lumbard & Kellner's portfolio value rose 12% quarter-over-quarter to $284M.

Based on Lumbard & Kellner's 13F filing for Q1 2021, filed 17 May 2021.