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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+3.08%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$199M
AUM Growth
-$5.41M
Cap. Flow
-$8.42M
Cap. Flow %
-4.24%
Top 10 Hldgs %
38.15%
Holding
101
New
13
Increased
17
Reduced
25
Closed
12

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$7.16M
2
VAL icon
Valaris
VAL
+$5.38M
3
NSC icon
Norfolk Southern
NSC
+$2.58M
4
SDRL icon
Seadrill
SDRL
+$2.15M
5
HBM icon
Hudbay
HBM
+$2.07M

Top Sells

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$10.6M
2
GMS
GMS Inc
GMS
+$4.57M
3
MDC
M.D.C. Holdings, Inc.
MDC
+$3.3M
4
STNG icon
Scorpio Tankers
STNG
+$3.23M
5
FCX icon
Freeport-McMoran
FCX
+$2.29M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 11.07%
3 Industrials 9.03%
4 Communication Services 8.16%
5 Technology 4.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
26
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.76M 1.39%
51,573
+1,264
+3% +$67K
AR icon
27
Antero Resources
AR
$10.4B
$2.64M 1.33%
114,919
+595
+0.5% +$15.7K
AAPL icon
28
Apple
AAPL
$4.9T
$2.59M 1.3%
15,586
+120
+0.8% +$17.7K
NSC icon
29
Norfolk Southern
NSC
$76.4B
$2.27M 1.14%
+11,133
New +$2.58M
LLY icon
30
Eli Lilly
LLY
$1.05T
$2.19M 1.1%
5,519
– –
SDRL icon
31
Seadrill
SDRL
$2.7B
$1.99M 1%
+54,755
New +$2.15M
GLW icon
32
Corning
GLW
$133B
$1.72M 0.87%
51,795
-63
-0.1% -$2.19K
SPDW icon
33
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$1.64M 0.83%
51,176
+597
+1% +$18.8K
STNG icon
34
Scorpio Tankers
STNG
$3.81B
$1.54M 0.77%
29,480
-59,069
-67% -$3.23M
RSP icon
35
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$1.27M 0.64%
8,760
-886
-9% -$130K
SPY icon
36
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.26M 0.63%
3,054
– –
BRK.B icon
37
Berkshire Hathaway Class B
BRK.B
$1.06T
$1.09M 0.55%
3,533
– –
XOM icon
38
ExxonMobil
XOM
$611B
$1.04M 0.52%
8,794
– –
CMCSA icon
39
Comcast
CMCSA
$85B
$834K 0.42%
21,152
+123
+0.6% +$4.65K
CSCO icon
40
Cisco
CSCO
$441B
$752K 0.38%
14,516
+12,039
+486% +$588K
AMAT icon
41
Applied Materials
AMAT
$421B
$667K 0.34%
5,900
– –
HON icon
42
Honeywell
HON
$71.3B
$652K 0.33%
3,460
– –
VT icon
43
Vanguard Total World Stock ETF
VT
$76.6B
$644K 0.32%
6,900
-45
-0.6% -$4.08K
MRK icon
44
Merck
MRK
$315B
$617K 0.31%
5,402
+79
+1% +$8.53K
VTV icon
45
Vanguard Value ETF
VTV
$186B
$577K 0.29%
4,105
– –
MINT icon
46
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$574K 0.29%
5,787
-174
-3% -$17.3K
PEP icon
47
PepsiCo
PEP
$187B
$513K 0.26%
2,686
+46
+2% +$8.04K
IVV icon
48
iShares Core S&P 500 ETF
IVV
$881B
$462K 0.23%
1,121
-11
-1% -$4.41K
JOE icon
49
St. Joe Company
JOE
$3.48B
$461K 0.23%
11,068
– –
PCG icon
50
PG&E
PCG
$38.1B
$420K 0.21%
26,003
– –
1
2
3

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WCA
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PSA
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RIA
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NWWA
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GIM
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CAM
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WI
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Lumbard & Kellner's Q1 2023 Portfolio in Review

As of Q1 2023, Lumbard & Kellner held 101 positions worth $199M, down 2.6% from $204M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Lumbard & Kellner withdrew a net $8.42M in Q1 2023, closing 12 positions and reducing 25 holdings. Its most notable exit was iShares Ultra Short Duration Bond Active ETF, an estimated $10.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, Lumbard & Kellner opened a new position in Vanguard International High Dividend Yield ETF worth $7.34M.

  • Lumbard & Kellner's largest Q1 2023 buy was Vanguard International High Dividend Yield ETF: 114,754 shares worth $7.34M.
  • Lumbard & Kellner added most to Hudbay in Q1 2023, an estimated $2.07M increase.
  • Lumbard & Kellner's biggest Q1 2023 reduction was GMS Inc, cutting an estimated $4.57M.
  • Lumbard & Kellner fully exited iShares Ultra Short Duration Bond Active ETF in Q1 2023, selling an estimated $10.6M.
  • Lumbard & Kellner's ten largest holdings make up 38% of its $199M portfolio in Q1 2023.
  • Lumbard & Kellner opened 13 new positions and closed 12 in Q1 2023.
  • Lumbard & Kellner's portfolio value fell 2.6% quarter-over-quarter to $199M.

Based on Lumbard & Kellner's 13F filing for Q1 2023, filed 6 Jun 2023.