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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+8.73%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$204M
AUM Growth
+$10.1M
Cap. Flow
+$747K
Cap. Flow %
0.37%
Top 10 Hldgs %
38.56%
Holding
93
New
9
Increased
13
Reduced
39
Closed
5

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$3.54M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.21M
3
PBR icon
Petrobras
PBR
+$1.3M
4
T icon
AT&T
T
+$892K
5
WELL icon
Welltower
WELL
+$353K

Top Sells

Rank Stock Value
1
CVET
Covetrus, Inc. Common Stock
CVET
+$3.8M
2
META icon
Meta Platforms (Facebook)
META
+$3.22M
3
BHF icon
Brighthouse Financial
BHF
+$1.54M
4
CYXT
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
+$945K
5
STNG icon
Scorpio Tankers
STNG
+$706K

Sector Composition

Rank Sector Weight
1 Financials 13.13%
2 Energy 11.72%
3 Industrials 9.63%
4 Communication Services 7.02%
5 Technology 3.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$2.98T
$2.38M 1.16%
9,906
– –
OI icon
27
O-I Glass
OI
$1.47B
$2.08M 1.02%
125,748
+428
+0.3% +$6.89K
LLY icon
28
Eli Lilly
LLY
$1.04T
$2.02M 0.99%
5,519
– –
AAPL icon
29
Apple
AAPL
$4.89T
$2.01M 0.98%
15,466
-805
-5% -$115K
TAK icon
30
Takeda Pharmaceutical
TAK
$53.4B
$1.96M 0.96%
125,744
-1,202
-0.9% -$16.8K
META icon
31
Meta Platforms (Facebook)
META
$1.69T
$1.9M 0.93%
15,811
-27,383
-63% -$3.22M
BRK.A icon
32
Berkshire Hathaway Class A
BRK.A
$1.06T
$1.87M 0.92%
4
– –
GLW icon
33
Corning
GLW
$136B
$1.66M 0.81%
51,858
-188
-0.4% -$6.1K
SPDW icon
34
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$1.5M 0.74%
50,579
-4,191
-8% -$120K
RSP icon
35
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$1.36M 0.67%
9,646
-1,742
-15% -$244K
HBM icon
36
Hudbay
HBM
$9.24B
$1.2M 0.59%
237,571
– –
SPY icon
37
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.17M 0.57%
3,054
– –
BRK.B icon
38
Berkshire Hathaway Class B
BRK.B
$1.06T
$1.09M 0.53%
3,533
+76
+2% +$22.6K
XOM icon
39
ExxonMobil
XOM
$605B
$970K 0.48%
8,794
– –
CMCSA icon
40
Comcast
CMCSA
$86.1B
$737K 0.36%
21,029
+729
+4% +$24.1K
HON icon
41
Honeywell
HON
$71.7B
$699K 0.34%
3,460
– –
CSCO icon
42
Cisco
CSCO
$432B
$690K 0.34%
2,477
-10,776
-81% -$490K
QQQ icon
43
Invesco QQQ Trust
QQQ
$466B
$635K 0.31%
2,386
– –
VT icon
44
Vanguard Total World Stock ETF
VT
$76.6B
$599K 0.29%
6,945
-50
-0.7% -$4.27K
WBD icon
45
Warner Bros
WBD
$68.4B
$594K 0.29%
62,642
-2,095
-3% -$23.7K
MRK icon
46
Merck
MRK
$315B
$591K 0.29%
5,323
-863
-14% -$88.2K
MINT icon
47
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$588K 0.29%
5,961
– –
VTV icon
48
Vanguard Value ETF
VTV
$186B
$576K 0.28%
4,105
– –
AMAT icon
49
Applied Materials
AMAT
$445B
$575K 0.28%
5,900
– –
PEP icon
50
PepsiCo
PEP
$190B
$477K 0.23%
2,640
– –
1
2
3

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NWWA
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Lumbard & Kellner's Q4 2022 Portfolio in Review

As of Q4 2022, Lumbard & Kellner held 93 positions worth $204M, up 5.2% from $194M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Lumbard & Kellner's Q4 2022 filing shows 9 new, 13 increased, 39 reduced and 5 closed positions. Its largest new stake was Vanguard Total Stock Market ETF: 18,393 shares worth $3.52M. The largest sale was Covetrus, Inc. Common Stock, an estimated $3.8M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Energy and Industrials.

  • Lumbard & Kellner's largest Q4 2022 buy was Vanguard Total Stock Market ETF: 18,393 shares worth $3.52M.
  • Lumbard & Kellner added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2022, an estimated $2.21M increase.
  • Lumbard & Kellner's biggest Q4 2022 reduction was Meta Platforms (Facebook), cutting an estimated $3.22M.
  • Lumbard & Kellner fully exited Covetrus, Inc. Common Stock in Q4 2022, selling an estimated $3.8M.
  • Lumbard & Kellner's ten largest holdings make up 39% of its $204M portfolio in Q4 2022.
  • Lumbard & Kellner opened 9 new positions and closed 5 in Q4 2022.
  • Lumbard & Kellner's portfolio value rose 5.2% quarter-over-quarter to $204M.

Based on Lumbard & Kellner's 13F filing for Q4 2022, filed 14 Feb 2023.