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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+6.06%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$265M
AUM Growth
+$10.3M
Cap. Flow
-$1.12M
Cap. Flow %
-0.42%
Top 10 Hldgs %
35.02%
Holding
111
New
11
Increased
13
Reduced
48
Closed
13

Top Buys

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$7.32M
2
FLBR icon
Franklin FTSE Brazil ETF
FLBR
+$4.52M
3
T icon
AT&T
T
+$2.37M
4
VTRS icon
Viatris
VTRS
+$2.02M
5
TREE icon
LendingTree
TREE
+$451K

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$4.37M
2
KEY icon
KeyCorp
KEY
+$1.51M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$1.08M
4
FDX icon
FedEx
FDX
+$893K
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$564K

Sector Composition

Rank Sector Weight
1 Financials 12.88%
2 Communication Services 10.71%
3 Industrials 7.71%
4 Technology 7.39%
5 Energy 6.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STNG icon
26
Scorpio Tankers
STNG
$3.81B
$4.12M 1.55%
304,014
-7,090
-2% -$109K
FLKR icon
27
Franklin FTSE South Korea ETF
FLKR
$1.09B
$3.99M 1.5%
155,946
-6,416
-4% -$181K
CYXT
28
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$3.88M 1.46%
322,106
-1,035
-0.3% -$10.5K
CVET
29
DELISTED
Covetrus, Inc. Common Stock
CVET
$3.58M 1.35%
196,407
-16,281
-8% -$307K
RSP icon
30
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$3.53M 1.33%
22,266
-496
-2% -$78.4K
GLW icon
31
Corning
GLW
$133B
$3.4M 1.28%
80,835
-3,438
-4% -$129K
MSFT icon
32
Microsoft
MSFT
$2.93T
$3.31M 1.25%
9,989
– –
AAPL icon
33
Apple
AAPL
$4.9T
$3.08M 1.16%
17,400
-605
-3% -$95.6K
VEU icon
34
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$3.07M 1.16%
50,111
+1,962
+4% +$121K
NOC icon
35
Northrop Grumman
NOC
$74.1B
$2.33M 0.88%
6,302
-245
-4% -$91.3K
SPDW icon
36
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$2.03M 0.76%
55,574
+1,548
+3% +$56.9K
VT icon
37
Vanguard Total World Stock ETF
VT
$76.6B
$2.03M 0.76%
19,771
-250
-1% -$26.6K
TAK icon
38
Takeda Pharmaceutical
TAK
$54.8B
$1.92M 0.72%
132,516
-4,177
-3% -$58.6K
BRK.A icon
39
Berkshire Hathaway Class A
BRK.A
$1.06T
$1.8M 0.68%
4
– –
LLY icon
40
Eli Lilly
LLY
$1.05T
$1.35M 0.51%
5,519
– –
IWM icon
41
iShares Russell 2000 ETF
IWM
$82.2B
$1.35M 0.51%
6,710
– –
SPY icon
42
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.34M 0.51%
2,877
– –
IVV icon
43
iShares Core S&P 500 ETF
IVV
$881B
$1.15M 0.44%
2,420
-799
-25% -$368K
CMCSA icon
44
Comcast
CMCSA
$85B
$1.01M 0.38%
20,252
+96
+0.5% +$5K
BRK.B icon
45
Berkshire Hathaway Class B
BRK.B
$1.06T
$1.01M 0.38%
3,374
-44
-1% -$12.6K
CSCO icon
46
Cisco
CSCO
$441B
$861K 0.32%
13,745
+95
+0.7% +$5.43K
WELL icon
47
Welltower
WELL
$172B
$843K 0.32%
9,840
+60
+0.6% +$5K
GDX icon
48
VanEck Gold Miners ETF
GDX
$21.8B
$709K 0.27%
22,146
-396
-2% -$12.6K
XOM icon
49
ExxonMobil
XOM
$611B
$668K 0.25%
8,794
– –
HON icon
50
Honeywell
HON
$71.3B
$667K 0.25%
3,460
– –
1
2
3 4

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Lumbard & Kellner's Q4 2021 Portfolio in Review

As of Q4 2021, Lumbard & Kellner held 111 positions worth $265M, up 4% from $255M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Lumbard & Kellner's Q4 2021 filing shows 11 new, 13 increased, 48 reduced and 13 closed positions. Its largest new stake was Franklin FTSE Brazil ETF: 241,465 shares worth $4.78M. The largest sale was General Motors, an estimated $4.37M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Industrials.

  • Lumbard & Kellner's largest Q4 2021 buy was Franklin FTSE Brazil ETF: 241,465 shares worth $4.78M.
  • Lumbard & Kellner added most to SPDR Gold Trust in Q4 2021, an estimated $7.32M increase.
  • Lumbard & Kellner's biggest Q4 2021 reduction was General Motors, cutting an estimated $4.37M.
  • Lumbard & Kellner fully exited State Street Utilities Select Sector SPDR ETF in Q4 2021, selling an estimated $564K.
  • Lumbard & Kellner's ten largest holdings make up 35% of its $265M portfolio in Q4 2021.
  • Lumbard & Kellner opened 11 new positions and closed 13 in Q4 2021.
  • Lumbard & Kellner's portfolio value rose 4% quarter-over-quarter to $265M.

Based on Lumbard & Kellner's 13F filing for Q4 2021, filed 18 Feb 2022.