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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
-2.6%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$255M
AUM Growth
-$3.37M
Cap. Flow
+$5.05M
Cap. Flow %
1.98%
Top 10 Hldgs %
33.06%
Holding
110
New
10
Increased
26
Reduced
27
Closed
10

Top Buys

Rank Stock Value
1
HBM icon
Hudbay
HBM
+$4.53M
2
CVET
Covetrus, Inc. Common Stock
CVET
+$3.14M
3
CYXT
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
+$3.02M
4
GLD icon
SPDR Gold Trust
GLD
+$1.69M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$1.49M

Top Sells

Rank Stock Value
1
FLTW icon
Franklin FTSE Taiwan ETF
FLTW
+$4.73M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$3.42M
3
SVACU
Starboard Value Acquisition Corp. Unit
SVACU
+$3.34M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$620K
5
VZ icon
Verizon
VZ
+$516K

Sector Composition

Rank Sector Weight
1 Financials 13.39%
2 Communication Services 10.33%
3 Energy 7.64%
4 Industrials 7.64%
5 Technology 7.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBM icon
26
Hudbay
HBM
$9.04B
$4.46M 1.75%
+715,844
New +$4.53M
GM icon
27
General Motors
GM
$68.6B
$4.08M 1.6%
77,324
-30
-0% -$1.59K
CVET
28
DELISTED
Covetrus, Inc. Common Stock
CVET
$3.85M 1.51%
212,688
+136,953
+181% +$3.14M
RSP icon
29
Invesco S&P 500 Equal Weight ETF
RSP
$96B
$3.41M 1.34%
22,762
+7,684
+51% +$1.18M
GLW icon
30
Corning
GLW
$133B
$3.08M 1.21%
84,273
-25
-0% -$998
CYXT
31
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$2.99M 1.17%
+323,141
New +$3.02M
VEU icon
32
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.94M 1.15%
48,149
-74
-0.2% -$4.66K
MSFT icon
33
Microsoft
MSFT
$2.93T
$2.82M 1.1%
9,989
– –
AAPL icon
34
Apple
AAPL
$4.9T
$2.55M 1%
18,005
-1,930
-10% -$284K
NOC icon
35
Northrop Grumman
NOC
$74.1B
$2.36M 0.93%
6,547
+197
+3% +$71.2K
TAK icon
36
Takeda Pharmaceutical
TAK
$54.8B
$2.24M 0.88%
136,693
-1,056
-0.8% -$17.7K
VT icon
37
Vanguard Total World Stock ETF
VT
$76.6B
$2.04M 0.8%
20,021
-275
-1% -$28.8K
SPDW icon
38
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$1.96M 0.77%
54,026
+396
+0.7% +$14.7K
KEY icon
39
KeyCorp
KEY
$25.4B
$1.71M 0.67%
79,003
-25
-0% -$505
BRK.A icon
40
Berkshire Hathaway Class A
BRK.A
$1.06T
$1.65M 0.65%
4
+2
+100% +$845K
IWM icon
41
iShares Russell 2000 ETF
IWM
$81.7B
$1.47M 0.58%
+6,710
New +$1.49M
IVV icon
42
iShares Core S&P 500 ETF
IVV
$881B
$1.39M 0.54%
3,219
-587
-15% -$260K
LLY icon
43
Eli Lilly
LLY
$1.05T
$1.27M 0.5%
5,519
– –
SPY icon
44
State Street SPDR S&P 500 ETF Trust
SPY
$782B
$1.23M 0.48%
2,877
– –
CMCSA icon
45
Comcast
CMCSA
$85B
$1.13M 0.44%
20,156
+85
+0.4% +$4.96K
BRK.B icon
46
Berkshire Hathaway Class B
BRK.B
$1.06T
$933K 0.37%
3,418
-160
-4% -$44.9K
WELL icon
47
Welltower
WELL
$172B
$806K 0.32%
9,780
– –
CSCO icon
48
Cisco
CSCO
$441B
$743K 0.29%
13,650
+91
+0.7% +$5.11K
MINT icon
49
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$713K 0.28%
6,993
+1,715
+32% +$175K
HON icon
50
Honeywell
HON
$71.3B
$692K 0.27%
3,460
– –
1
2
3 4

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PSA
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RIA
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NWWA
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GIM
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Lumbard & Kellner's Q3 2021 Portfolio in Review

As of Q3 2021, Lumbard & Kellner held 110 positions worth $255M, down 1.3% from $258M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Lumbard & Kellner's Q3 2021 filing shows 10 new, 26 increased, 27 reduced and 10 closed positions. Its largest new stake was Hudbay: 715,844 shares worth $4.46M. The largest sale was Franklin FTSE Taiwan ETF, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Communication Services and Energy.

  • Lumbard & Kellner's largest Q3 2021 buy was Hudbay: 715,844 shares worth $4.46M.
  • Lumbard & Kellner added most to Covetrus, Inc. Common Stock in Q3 2021, an estimated $3.14M increase.
  • Lumbard & Kellner's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $3.42M.
  • Lumbard & Kellner fully exited Franklin FTSE Taiwan ETF in Q3 2021, selling an estimated $4.73M.
  • Lumbard & Kellner's ten largest holdings make up 33% of its $255M portfolio in Q3 2021.
  • Lumbard & Kellner opened 10 new positions and closed 10 in Q3 2021.
  • Lumbard & Kellner's portfolio value fell 1.3% quarter-over-quarter to $255M.

Based on Lumbard & Kellner's 13F filing for Q3 2021, filed 18 Nov 2021.