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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+11.66%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$284M
AUM Growth
+$30.4M
Cap. Flow
-$1.46M
Cap. Flow %
-0.51%
Top 10 Hldgs %
40.94%
Holding
105
New
7
Increased
34
Reduced
38
Closed
2

Top Buys

Rank Stock Value
1
SVACU
Starboard Value Acquisition Corp. Unit
SVACU
+$2.98M
2
GLNG icon
Golar LNG
GLNG
+$2.31M
3
KMI icon
Kinder Morgan
KMI
+$728K
4
VTRS icon
Viatris
VTRS
+$469K
5
PRU icon
Prudential Financial
PRU
+$402K

Top Sells

Rank Stock Value
1
DHI icon
D.R. Horton
DHI
+$6.07M
2
KRA
Kraton Corporation
KRA
+$5.1M
3
LTHM
Livent Corporation
LTHM
+$2.08M
4
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$692K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$475K

Sector Composition

Rank Sector Weight
1 Financials 11.25%
2 Communication Services 8.04%
3 Industrials 7.36%
4 Technology 6.59%
5 Energy 6.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRA
26
DELISTED
Kraton Corporation
KRA
$4.18M 1.47%
116,937
-142,729
-55% -$5.1M
GLW icon
27
Corning
GLW
$132B
$3.73M 1.31%
84,455
-433
-0.5% -$16.6K
SVACU
28
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
$3.27M 1.15%
+276,335
New +$2.98M
VTRS icon
29
Viatris
VTRS
$19.8B
$2.8M 0.98%
209,074
+28,751
+16% +$469K
VEU icon
30
Vanguard FTSE All-World ex-US ETF
VEU
$65.3B
$2.72M 0.96%
44,753
+3,053
+7% +$186K
AAPL icon
31
Apple
AAPL
$4.8T
$2.5M 0.88%
19,935
+317
+2% +$40.7K
MSFT icon
32
Microsoft
MSFT
$2.99T
$2.38M 0.84%
9,993
+330
+3% +$76.6K
TAK icon
33
Takeda Pharmaceutical
TAK
$54.4B
$2.26M 0.8%
135,550
-828
-0.6% -$14.9K
CVET
34
DELISTED
Covetrus, Inc. Common Stock
CVET
$2.17M 0.76%
75,602
-411
-0.5% -$14K
RSP icon
35
Invesco S&P 500 Equal Weight ETF
RSP
$95.5B
$2.16M 0.76%
14,953
+450
+3% +$60.7K
NOC icon
36
Northrop Grumman
NOC
$74.4B
$2.14M 0.75%
6,030
+104
+2% +$31.4K
VT icon
37
Vanguard Total World Stock ETF
VT
$76.3B
$2.06M 0.72%
20,296
– –
SPDW icon
38
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.4B
$1.87M 0.66%
52,890
+1,499
+3% +$52.5K
KEY icon
39
KeyCorp
KEY
$25.2B
$1.72M 0.61%
79,138
-560
-0.7% -$10.8K
IVV icon
40
iShares Core S&P 500 ETF
IVV
$879B
$1.57M 0.55%
3,940
-1,228
-24% -$475K
SPY icon
41
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$1.16M 0.41%
2,877
– –
CMCSA icon
42
Comcast
CMCSA
$84.9B
$1.1M 0.39%
20,038
-77
-0.4% -$4.07K
LLY icon
43
Eli Lilly
LLY
$1.02T
$1.01M 0.35%
5,519
– –
BRK.B icon
44
Berkshire Hathaway Class B
BRK.B
$1.06T
$926K 0.33%
3,626
-54
-1% -$13.1K
GOVT icon
45
iShares US Treasury Bond ETF
GOVT
$43.8B
$873K 0.31%
33,318
+124
+0.4% +$3.31K
BRK.A icon
46
Berkshire Hathaway Class A
BRK.A
$1.06T
$771K 0.27%
2
– –
CDLX icon
47
Cardlytics
CDLX
$22.7M
$746K 0.26%
680
-177
-21% -$234K
HON icon
48
Honeywell
HON
$71.7B
$727K 0.26%
3,460
– –
WELL icon
49
Welltower
WELL
$173B
$700K 0.25%
9,767
+150
+2% +$10.1K
CSCO icon
50
Cisco
CSCO
$436B
$698K 0.25%
13,521
-185
-1% -$8.68K
1
2
3 4

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WCA
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PSA
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NWWA
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GIM
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Lumbard & Kellner's Q1 2021 Portfolio in Review

As of Q1 2021, Lumbard & Kellner held 105 positions worth $284M, up 12% from $254M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Lumbard & Kellner's Q1 2021 filing shows 7 new, 34 increased, 38 reduced and 2 closed positions. Its largest new stake was Starboard Value Acquisition Corp. Unit: 276,335 shares worth $3.27M. The largest sale was D.R. Horton, an estimated $6.07M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.7% a quarter earlier, followed by Communication Services and Industrials.

  • Lumbard & Kellner's largest Q1 2021 buy was Starboard Value Acquisition Corp. Unit: 276,335 shares worth $3.27M.
  • Lumbard & Kellner added most to Golar LNG in Q1 2021, an estimated $2.31M increase.
  • Lumbard & Kellner's biggest Q1 2021 reduction was D.R. Horton, cutting an estimated $6.07M.
  • Lumbard & Kellner fully exited State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q1 2021, selling an estimated $345K.
  • Lumbard & Kellner's ten largest holdings make up 41% of its $284M portfolio in Q1 2021.
  • Lumbard & Kellner opened 7 new positions and closed 2 in Q1 2021.
  • Lumbard & Kellner's portfolio value rose 12% quarter-over-quarter to $284M.

Based on Lumbard & Kellner's 13F filing for Q1 2021, filed 17 May 2021.