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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+9.16%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$203M
AUM Growth
+$28.5M
Cap. Flow
+$11.4M
Cap. Flow %
5.61%
Top 10 Hldgs %
46.59%
Holding
75
New
5
Increased
15
Reduced
26
Closed
3

Top Buys

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$12.7M
2
KMI icon
Kinder Morgan
KMI
+$4.65M
3
LMC
LUNDIN MINING CORPORATION
LMC
+$2.7M
4
FCX icon
Freeport-McMoran
FCX
+$2.6M
5
NEE icon
NextEra Energy
NEE
+$931K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.16M
2
FDX icon
FedEx
FDX
+$3M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.89M
4
META icon
Meta Platforms (Facebook)
META
+$2.29M
5
KEY icon
KeyCorp
KEY
+$1.9M

Sector Composition

Rank Sector Weight
1 Financials 8.76%
2 Industrials 8.07%
3 Communication Services 7.7%
4 Consumer Discretionary 6.74%
5 Healthcare 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
26
Freeport-McMoran
FCX
$84.8B
$3.12M 1.54%
+180,000
New +$2.6M
LMC
27
DELISTED
LUNDIN MINING CORPORATION
LMC
$2.7M 1.33%
+446,649
New +$2.7M
EIDO icon
28
iShares MSCI Indonesia ETF
EIDO
$487M
$2.6M 1.29%
142,488
+372
+0.3% +$7.01K
GMS
29
DELISTED
GMS Inc
GMS
$2.43M 1.2%
107,624
+3,490
+3% +$85.5K
TAK icon
30
Takeda Pharmaceutical
TAK
$54.6B
$2.12M 1.04%
137,430
+14,645
+12% +$267K
HSIC icon
31
Henry Schein
HSIC
$9.83B
$1.98M 0.98%
31,102
-3,683
-11% -$236K
NOC icon
32
Northrop Grumman
NOC
$75.4B
$1.76M 0.87%
6,085
-100
-2% -$32.6K
KEY icon
33
KeyCorp
KEY
$25.2B
$1.05M 0.52%
81,310
-156,075
-66% -$1.9M
VT icon
34
Vanguard Total World Stock ETF
VT
$76.7B
$910K 0.45%
11,521
-19,241
-63% -$1.54M
LLY icon
35
Eli Lilly
LLY
$1.04T
$768K 0.38%
5,889
-66
-1% -$10.2K
AAPL icon
36
Apple
AAPL
$4.77T
$691K 0.34%
6,349
-1,331
-17% -$145K
HON icon
37
Honeywell
HON
$71.8B
$538K 0.27%
3,460
-64
-2% -$9.51K
MRK icon
38
Merck
MRK
$310B
$456K 0.23%
6,351
– –
CMCSA icon
39
Comcast
CMCSA
$85.3B
$391K 0.19%
9,266
– –
MSFT icon
40
Microsoft
MSFT
$2.98T
$354K 0.17%
1,750
– –
PEP icon
41
PepsiCo
PEP
$184B
$352K 0.17%
2,640
– –
SPY icon
42
State Street SPDR S&P 500 ETF Trust
SPY
$785B
$340K 0.17%
1,042
+292
+39% +$96.8K
CHKP icon
43
Check Point Software Technologies
CHKP
$14.3B
$337K 0.17%
2,966
– –
NEE icon
44
NextEra Energy
NEE
$184B
$329K 0.16%
17,984
+13,488
+300% +$931K
PM icon
45
Philip Morris
PM
$300B
$308K 0.15%
4,334
– –
XOM icon
46
ExxonMobil
XOM
$616B
$287K 0.14%
8,794
– –
JNJ icon
47
Johnson & Johnson
JNJ
$604B
$204K 0.1%
1,490
– –
LYB icon
48
LyondellBasell Industries
LYB
$19.4B
$202K 0.1%
+2,955
New +$204K
GE icon
49
GE Aerospace
GE
$355B
$124K 0.06%
3,351
– –
KMB icon
50
Kimberly-Clark
KMB
$36B
– –
-1,500
Closed -$212K
1
2
3

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NWWA
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GIM
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Lumbard & Kellner's Q3 2020 Portfolio in Review

As of Q3 2020, Lumbard & Kellner held 75 positions worth $203M, up 16% from $174M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Lumbard & Kellner deployed $11.4M of net new capital in Q3 2020, opening 5 new positions and adding to 15 existing holdings. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 250,690 shares worth $12.7M.

By sector, the portfolio is most concentrated in Financials at 8.8% of assets, down from 11% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $3.16M trimmed.

  • Lumbard & Kellner's largest Q3 2020 buy was iShares Ultra Short Duration Bond Active ETF: 250,690 shares worth $12.7M.
  • Lumbard & Kellner added most to NextEra Energy in Q3 2020, an estimated $931K increase.
  • Lumbard & Kellner's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $3.16M.
  • Lumbard & Kellner fully exited Visa in Q3 2020, selling an estimated $332K.
  • Lumbard & Kellner's ten largest holdings make up 47% of its $203M portfolio in Q3 2020.
  • Lumbard & Kellner opened 5 new positions and closed 3 in Q3 2020.
  • Lumbard & Kellner's portfolio value rose 16% quarter-over-quarter to $203M.

Based on Lumbard & Kellner's 13F filing for Q3 2020, filed 13 Nov 2020.