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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$194M
AUM Growth
+$11.1M
Cap. Flow
+$688K
Cap. Flow %
0.36%
Top 10 Hldgs %
45.28%
Holding
81
New
1
Increased
12
Reduced
26
Closed
2

Top Buys

Rank Stock Value
1
KRA
Kraton Corporation
KRA
+$1.51M
2
JNJ icon
Johnson & Johnson
JNJ
+$202K
3
GLW icon
Corning
GLW
+$133K
4
META icon
Meta Platforms (Facebook)
META
+$18.4K
5
MET icon
MetLife
MET
+$18.1K

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$6.22M
2
CVET
Covetrus, Inc. Common Stock
CVET
+$497K
3
EPOL icon
iShares MSCI Poland ETF
EPOL
+$319K
4
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$72.1K
5
HON icon
Honeywell
HON
+$70.9K

Sector Composition

Rank Sector Weight
1 Financials 13.97%
2 Communication Services 11.55%
3 Healthcare 8.81%
4 Consumer Staples 8.09%
5 Industrials 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEY icon
26
KeyCorp
KEY
$25.4B
$2.52M 1.3%
124,240
-1,960
-2% -$37K
VT icon
27
Vanguard Total World Stock ETF
VT
$76.6B
$2.46M 1.27%
30,365
+145
+0.5% +$11.3K
FLTW icon
28
Franklin FTSE Taiwan ETF
FLTW
$2.74B
$2.36M 1.22%
81,417
+90
+0.1% +$2.5K
BHF icon
29
Brighthouse Financial
BHF
$3.77B
$2.32M 1.2%
59,058
-37
-0.1% -$1.46K
EIDO icon
30
iShares MSCI Indonesia ETF
EIDO
$473M
$2M 1.03%
78,039
-241
-0.3% -$6K
DIS icon
31
Walt Disney
DIS
$170B
$1.98M 1.02%
13,659
– –
AMAT icon
32
Applied Materials
AMAT
$421B
$928K 0.48%
15,203
– –
LLY icon
33
Eli Lilly
LLY
$1.05T
$783K 0.4%
5,955
– –
AAPL icon
34
Apple
AAPL
$4.9T
$623K 0.32%
8,480
– –
XOM icon
35
ExxonMobil
XOM
$611B
$614K 0.32%
8,794
– –
HON icon
36
Honeywell
HON
$71.3B
$588K 0.3%
3,524
-434
-11% -$70.9K
MRK icon
37
Merck
MRK
$315B
$551K 0.28%
6,351
-63
-1% -$5.17K
V icon
38
Visa
V
$682B
$533K 0.28%
2,834
– –
CMCSA icon
39
Comcast
CMCSA
$85B
$417K 0.22%
9,266
-588
-6% -$26.2K
CHKP icon
40
Check Point Software Technologies
CHKP
$14.3B
$375K 0.19%
3,376
– –
PM icon
41
Philip Morris
PM
$301B
$369K 0.19%
4,334
– –
PEP icon
42
PepsiCo
PEP
$187B
$361K 0.19%
2,640
-310
-11% -$42.2K
VOYA icon
43
Voya Financial
VOYA
$9.04B
$337K 0.17%
5,525
– –
NI icon
44
NiSource
NI
$22B
$334K 0.17%
12,000
– –
MSFT icon
45
Microsoft
MSFT
$2.93T
$308K 0.16%
1,950
– –
KRE icon
46
State Street SPDR S&P Regional Banking ETF
KRE
$4.97B
$290K 0.15%
4,970
-1,300
-21% -$72.1K
LYB icon
47
LyondellBasell Industries
LYB
$19.1B
$279K 0.14%
2,955
– –
NEE icon
48
NextEra Energy
NEE
$185B
$272K 0.14%
4,496
-304
-6% -$17.7K
SPY icon
49
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$241K 0.12%
750
– –
JNJ icon
50
Johnson & Johnson
JNJ
$609B
$217K 0.11%
+1,490
New +$202K
1
2
3

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WCA
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PSA
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RIA
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NWWA
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GIM
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CAM
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WI
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Lumbard & Kellner's Q4 2019 Portfolio in Review

As of Q4 2019, Lumbard & Kellner held 81 positions worth $194M, up 6.1% from $183M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Trading was light in Q4 2019: portfolio turnover was 3.7%. Lumbard & Kellner opened 1 new position and exited 2, leaving the 81-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 14% a quarter earlier, followed by Communication Services and Healthcare.

  • Lumbard & Kellner's largest Q4 2019 buy was Johnson & Johnson: 1,490 shares worth $217K.
  • Lumbard & Kellner added most to Kraton Corporation in Q4 2019, an estimated $1.51M increase.
  • Lumbard & Kellner's biggest Q4 2019 reduction was Vanguard Total Stock Market ETF, cutting an estimated $6.22M.
  • Lumbard & Kellner's ten largest holdings make up 45% of its $194M portfolio in Q4 2019.
  • Lumbard & Kellner opened 1 new position and closed 2 in Q4 2019.
  • Lumbard & Kellner's portfolio value rose 6.1% quarter-over-quarter to $194M.

Based on Lumbard & Kellner's 13F filing for Q4 2019, filed 21 Feb 2020.