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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$183M
AUM Growth
-$3.42M
Cap. Flow
-$161K
Cap. Flow %
-0.09%
Top 10 Hldgs %
44.89%
Holding
84
New
5
Increased
8
Reduced
23
Closed
4

Top Buys

Rank Stock Value
1
ROAM icon
Hartford Multifactor Emerging Markets ETF
ROAM
+$4.54M
2
CVET
Covetrus, Inc. Common Stock
CVET
+$3.53M
3
FLKR icon
Franklin FTSE South Korea ETF
FLKR
+$2.92M
4
FLTW icon
Franklin FTSE Taiwan ETF
FLTW
+$2.05M
5
EIDO icon
iShares MSCI Indonesia ETF
EIDO
+$1.99M

Top Sells

Rank Stock Value
1
BWA icon
BorgWarner
BWA
+$1.17M
2
META icon
Meta Platforms (Facebook)
META
+$369K
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$277K
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$251K
5
JNJ icon
Johnson & Johnson
JNJ
+$208K

Sector Composition

Rank Sector Weight
1 Financials 13.91%
2 Communication Services 11.23%
3 Healthcare 8.78%
4 Consumer Staples 8.39%
5 Industrials 4.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAK icon
26
Takeda Pharmaceutical
TAK
$54.8B
$2.3M 1.26%
133,804
– –
VT icon
27
Vanguard Total World Stock ETF
VT
$76.6B
$2.26M 1.24%
30,220
-570
-2% -$42.6K
KEY icon
28
KeyCorp
KEY
$25.4B
$2.25M 1.23%
126,200
-2,000
-2% -$34.6K
FLTW icon
29
Franklin FTSE Taiwan ETF
FLTW
$2.74B
$2.1M 1.15%
+81,327
New +$2.05M
EIDO icon
30
iShares MSCI Indonesia ETF
EIDO
$473M
$1.92M 1.05%
+78,280
New +$1.99M
DIS icon
31
Walt Disney
DIS
$170B
$1.78M 0.98%
13,659
-15
-0.1% -$2.07K
AMAT icon
32
Applied Materials
AMAT
$421B
$759K 0.42%
15,203
-1,000
-6% -$48.3K
LLY icon
33
Eli Lilly
LLY
$1.05T
$666K 0.36%
5,955
– –
HON icon
34
Honeywell
HON
$71.3B
$631K 0.35%
3,958
– –
XOM icon
35
ExxonMobil
XOM
$611B
$621K 0.34%
8,794
– –
MRK icon
36
Merck
MRK
$315B
$515K 0.28%
6,414
– –
V icon
37
Visa
V
$682B
$487K 0.27%
2,834
– –
AAPL icon
38
Apple
AAPL
$4.9T
$475K 0.26%
8,480
– –
CMCSA icon
39
Comcast
CMCSA
$85B
$444K 0.24%
9,854
– –
PEP icon
40
PepsiCo
PEP
$187B
$404K 0.22%
2,950
– –
CHKP icon
41
Check Point Software Technologies
CHKP
$14.3B
$370K 0.2%
3,376
– –
NI icon
42
NiSource
NI
$22B
$359K 0.2%
12,000
– –
KRE icon
43
State Street SPDR S&P Regional Banking ETF
KRE
$4.97B
$331K 0.18%
6,270
– –
PM icon
44
Philip Morris
PM
$301B
$329K 0.18%
4,334
– –
VOYA icon
45
Voya Financial
VOYA
$9.04B
$301K 0.16%
5,525
– –
NEE icon
46
NextEra Energy
NEE
$185B
$280K 0.15%
4,800
– –
MSFT icon
47
Microsoft
MSFT
$2.93T
$271K 0.15%
1,950
– –
LYB icon
48
LyondellBasell Industries
LYB
$19.1B
$264K 0.14%
2,955
– –
SPY icon
49
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$223K 0.12%
750
– –
KMB icon
50
Kimberly-Clark
KMB
$36B
$213K 0.12%
1,500
– –
1
2
3

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PSA
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NWWA
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GIM
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Lumbard & Kellner's Q3 2019 Portfolio in Review

As of Q3 2019, Lumbard & Kellner held 84 positions worth $183M, down 1.8% from $186M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Lumbard & Kellner's Q3 2019 filing shows 5 new, 8 increased, 23 reduced and 4 closed positions. Its largest new stake was Hartford Multifactor Emerging Markets ETF: 201,409 shares worth $4.44M. The largest sale was BorgWarner, an estimated $1.17M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Communication Services and Healthcare.

  • Lumbard & Kellner's largest Q3 2019 buy was Hartford Multifactor Emerging Markets ETF: 201,409 shares worth $4.44M.
  • Lumbard & Kellner added most to Covetrus, Inc. Common Stock in Q3 2019, an estimated $3.53M increase.
  • Lumbard & Kellner's biggest Q3 2019 reduction was Meta Platforms (Facebook), cutting an estimated $369K.
  • Lumbard & Kellner fully exited BorgWarner in Q3 2019, selling an estimated $1.17M.
  • Lumbard & Kellner's ten largest holdings make up 45% of its $183M portfolio in Q3 2019.
  • Lumbard & Kellner opened 5 new positions and closed 4 in Q3 2019.
  • Lumbard & Kellner's portfolio value fell 1.8% quarter-over-quarter to $183M.

Based on Lumbard & Kellner's 13F filing for Q3 2019, filed 21 Nov 2019.