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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+9.36%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$180M
AUM Growth
+$14.5M
Cap. Flow
-$549K
Cap. Flow %
-0.31%
Top 10 Hldgs %
49.17%
Holding
86
New
6
Increased
12
Reduced
28
Closed
7

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$5.4M
2
TAK icon
Takeda Pharmaceutical
TAK
+$2.7M
3
CVET
Covetrus, Inc. Common Stock
CVET
+$2.18M
4
GS icon
Goldman Sachs
GS
+$266K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$204K

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$4.63M
2
IBM icon
IBM
IBM
+$2.99M
3
HSIC icon
Henry Schein
HSIC
+$616K
4
MSFT icon
Microsoft
MSFT
+$251K
5
NEE icon
NextEra Energy
NEE
+$209K

Sector Composition

Rank Sector Weight
1 Financials 13.29%
2 Communication Services 11.77%
3 Healthcare 7.72%
4 Consumer Staples 5.77%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVET
26
DELISTED
Covetrus, Inc. Common Stock
CVET
$1.96M 1.09%
+61,519
New +$2.18M
BWA icon
27
BorgWarner
BWA
$12.9B
$1.14M 0.64%
33,847
-165
-0.5% -$5.71K
LLY icon
28
Eli Lilly
LLY
$1.04T
$773K 0.43%
5,955
– –
HON icon
29
Honeywell
HON
$71.7B
$769K 0.43%
5,131
– –
XOM icon
30
ExxonMobil
XOM
$605B
$711K 0.4%
8,794
– –
AMAT icon
31
Applied Materials
AMAT
$445B
$643K 0.36%
16,203
– –
AAPL icon
32
Apple
AAPL
$4.89T
$626K 0.35%
13,192
– –
MRK icon
33
Merck
MRK
$315B
$509K 0.28%
6,414
– –
V icon
34
Visa
V
$694B
$460K 0.26%
2,945
– –
CHKP icon
35
Check Point Software Technologies
CHKP
$14.2B
$427K 0.24%
3,376
– –
CMCSA icon
36
Comcast
CMCSA
$86.1B
$421K 0.23%
10,529
-3,100
-23% -$117K
PM icon
37
Philip Morris
PM
$296B
$383K 0.21%
4,334
– –
PEP icon
38
PepsiCo
PEP
$190B
$362K 0.2%
2,950
– –
NI icon
39
NiSource
NI
$22.2B
$344K 0.19%
12,000
– –
KRE icon
40
State Street SPDR S&P Regional Banking ETF
KRE
$4.97B
$322K 0.18%
6,270
– –
VOYA icon
41
Voya Financial
VOYA
$9.12B
$276K 0.15%
5,525
– –
LYB icon
42
LyondellBasell Industries
LYB
$18.7B
$248K 0.14%
2,955
– –
MSFT icon
43
Microsoft
MSFT
$2.98T
$230K 0.13%
1,950
-2,300
-54% -$251K
SPY icon
44
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$212K 0.12%
+750
New +$204K
JNJ icon
45
Johnson & Johnson
JNJ
$602B
$208K 0.12%
+1,490
New +$200K
GE icon
46
GE Aerospace
GE
$361B
$167K 0.09%
3,351
-134
-4% -$6.31K
MXE
47
Mexico Equity and Income Fund
MXE
$57.7M
$145K 0.08%
13,635
– –
IBM icon
48
IBM
IBM
$206B
– –
-27,523
Closed -$2.99M
NEE icon
49
NextEra Energy
NEE
$186B
– –
-4,800
Closed -$209K
SHPG
50
DELISTED
Shire pic
SHPG
– –
-26,630
Closed -$4.63M
1
2

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PSA
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RIA
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NWWA
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GIM
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Lumbard & Kellner's Q1 2019 Portfolio in Review

As of Q1 2019, Lumbard & Kellner held 86 positions worth $180M, up 8.8% from $165M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Lumbard & Kellner's Q1 2019 filing shows 6 new, 12 increased, 28 reduced and 7 closed positions. Its largest new stake was Invesco QQQ Trust: 31,830 shares worth $5.72M. The largest sale was Shire pic, an estimated $4.63M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Communication Services and Healthcare.

  • Lumbard & Kellner's largest Q1 2019 buy was Invesco QQQ Trust: 31,830 shares worth $5.72M.
  • Lumbard & Kellner added most to Goldman Sachs in Q1 2019, an estimated $266K increase.
  • Lumbard & Kellner's biggest Q1 2019 reduction was Henry Schein, cutting an estimated $616K.
  • Lumbard & Kellner fully exited Shire pic in Q1 2019, selling an estimated $4.63M.
  • Lumbard & Kellner's ten largest holdings make up 49% of its $180M portfolio in Q1 2019.
  • Lumbard & Kellner opened 6 new positions and closed 7 in Q1 2019.
  • Lumbard & Kellner's portfolio value rose 8.8% quarter-over-quarter to $180M.

Based on Lumbard & Kellner's 13F filing for Q1 2019, filed 28 May 2019.