We are live on ! Find out more
LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$192M
AUM Growth
+$20.6M
Cap. Flow
+$13.2M
Cap. Flow %
6.89%
Top 10 Hldgs %
49.12%
Holding
85
New
6
Increased
4
Reduced
26
Closed
3

Top Buys

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$3.07M
2
META icon
Meta Platforms (Facebook)
META
+$1.91M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$305K
4
NEE icon
NextEra Energy
NEE
+$204K
5
JNJ icon
Johnson & Johnson
JNJ
+$198K

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$424K
2
WMT icon
Walmart Inc
WMT
+$128K
3
FDX icon
FedEx
FDX
+$69K
4
HON icon
Honeywell
HON
+$24.7K
5
IBM icon
IBM
IBM
+$17.6K

Sector Composition

Rank Sector Weight
1 Financials 14.15%
2 Communication Services 11.5%
3 Healthcare 7.99%
4 Industrials 5.89%
5 Technology 5.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWA icon
26
BorgWarner
BWA
$12.8B
$1.34M 0.7%
35,562
-262
-0.7% -$10.3K
HON icon
27
Honeywell
HON
$71.3B
$846K 0.44%
5,630
-174
-3% -$24.7K
XOM icon
28
ExxonMobil
XOM
$611B
$748K 0.39%
8,794
– –
AAPL icon
29
Apple
AAPL
$4.9T
$744K 0.39%
13,192
– –
LLY icon
30
Eli Lilly
LLY
$1.05T
$639K 0.33%
5,955
– –
AMAT icon
31
Applied Materials
AMAT
$421B
$638K 0.33%
16,503
-300
-2% -$13.3K
CMCSA icon
32
Comcast
CMCSA
$85B
$498K 0.26%
14,067
– –
MSFT icon
33
Microsoft
MSFT
$2.93T
$486K 0.25%
4,250
– –
V icon
34
Visa
V
$682B
$442K 0.23%
2,945
– –
MRK icon
35
Merck
MRK
$315B
$434K 0.23%
6,414
– –
CHKP icon
36
Check Point Software Technologies
CHKP
$14.3B
$397K 0.21%
3,376
– –
KRE icon
37
State Street SPDR S&P Regional Banking ETF
KRE
$4.97B
$387K 0.2%
6,520
– –
PM icon
38
Philip Morris
PM
$301B
$353K 0.18%
4,334
– –
PEP icon
39
PepsiCo
PEP
$187B
$330K 0.17%
2,950
– –
LYB icon
40
LyondellBasell Industries
LYB
$19.1B
$303K 0.16%
2,955
– –
NI icon
41
NiSource
NI
$22B
$299K 0.16%
12,000
– –
VOYA icon
42
Voya Financial
VOYA
$9.04B
$274K 0.14%
5,525
– –
SPY icon
43
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$218K 0.11%
750
– –
JNJ icon
44
Johnson & Johnson
JNJ
$609B
$206K 0.11%
+1,490
New +$198K
APC
45
DELISTED
Anadarko Petroleum
APC
$203K 0.11%
3,016
– –
NEE icon
46
NextEra Energy
NEE
$185B
$201K 0.1%
+4,800
New +$204K
GE icon
47
GE Aerospace
GE
$364B
$189K 0.1%
3,485
– –
MXE
48
Mexico Equity and Income Fund
MXE
$57.8M
$167K 0.09%
13,635
-160
-1% -$1.81K
1
2

Similar funds

NPI
New Perspectives Inc Ridgeland, Mississippi $289M AUM 17.42% 1-Year Est. Return
WCA
Whetstone Capital Advisors Shawnee Mission, Kansas $288M AUM 44.06% 1-Year Est. Return
PSA
Plum Street Advisors New Orleans, Louisiana $289M AUM 17.28% 1-Year Est. Return
RIA
Realta Investment Advisors Wilmington, Delaware $288M AUM 38.96% 1-Year Est. Return
NWWA
New Wave Wealth Advisors Springdale, Arkansas $288M AUM 31.14% 1-Year Est. Return
GIM
Goodlander Investment Management Dallas, Texas $289M AUM 225.62% 1-Year Est. Return
CAM
Costello Asset Management Feasterville, Pennsylvania $289M AUM 27.04% 1-Year Est. Return
WI
WrapManager Inc Mill Valley, California $288M AUM 16.3% 1-Year Est. Return

Lumbard & Kellner's Q3 2018 Portfolio in Review

As of Q3 2018, Lumbard & Kellner held 85 positions worth $192M, up 12% from $171M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Lumbard & Kellner deployed $13.2M of net new capital in Q3 2018, opening 6 new positions and adding to 4 existing holdings. Its largest new stake was Lockheed Martin: 9,509 shares worth $3.29M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $424K trimmed.

  • Lumbard & Kellner's largest Q3 2018 buy was Lockheed Martin: 9,509 shares worth $3.29M.
  • Lumbard & Kellner added most to Meta Platforms (Facebook) in Q3 2018, an estimated $1.91M increase.
  • Lumbard & Kellner's biggest Q3 2018 reduction was Vanguard Total Stock Market ETF, cutting an estimated $424K.
  • Lumbard & Kellner's ten largest holdings make up 49% of its $192M portfolio in Q3 2018.
  • Lumbard & Kellner opened 6 new positions and closed 3 in Q3 2018.
  • Lumbard & Kellner's portfolio value rose 12% quarter-over-quarter to $192M.

Based on Lumbard & Kellner's 13F filing for Q3 2018, filed 14 Nov 2018.