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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$175M
AUM Growth
-$20.1M
Cap. Flow
-$15.2M
Cap. Flow %
-8.71%
Top 10 Hldgs %
49.9%
Holding
89
New
3
Increased
7
Reduced
31
Closed
9

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$11.2M
2
HSIC icon
Henry Schein
HSIC
+$2.8M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$269K
4
VT icon
Vanguard Total World Stock ETF
VT
+$164K
5
TWX
Time Warner Inc
TWX
+$105K

Top Sells

Rank Stock Value
1
BA icon
Boeing
BA
+$5.14M
2
KRA
Kraton Corporation
KRA
+$2.21M
3
BWA icon
BorgWarner
BWA
+$1.47M
4
ELV icon
Elevance Health
ELV
+$720K
5
HBAN icon
Huntington Bancshares
HBAN
+$571K

Sector Composition

Rank Sector Weight
1 Financials 18.09%
2 Communication Services 7.99%
3 Healthcare 6.78%
4 Technology 5.96%
5 Consumer Staples 5.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAT icon
26
Applied Materials
AMAT
$445B
$959K 0.55%
17,250
– –
HON icon
27
Honeywell
HON
$71.7B
$782K 0.45%
5,987
– –
AAPL icon
28
Apple
AAPL
$4.89T
$732K 0.42%
17,460
– –
XOM icon
29
ExxonMobil
XOM
$605B
$661K 0.38%
8,856
– –
CHKP icon
30
Check Point Software Technologies
CHKP
$14.2B
$499K 0.29%
5,020
– –
CMCSA icon
31
Comcast
CMCSA
$86.1B
$493K 0.28%
14,442
– –
LLY icon
32
Eli Lilly
LLY
$1.04T
$461K 0.26%
5,955
– –
PM icon
33
Philip Morris
PM
$296B
$431K 0.25%
4,334
– –
KRE icon
34
State Street SPDR S&P Regional Banking ETF
KRE
$4.97B
$394K 0.23%
6,520
-400
-6% -$24.8K
MSFT icon
35
Microsoft
MSFT
$2.98T
$388K 0.22%
4,250
– –
V icon
36
Visa
V
$694B
$352K 0.2%
2,945
– –
MRK icon
37
Merck
MRK
$315B
$333K 0.19%
6,414
– –
VOYA icon
38
Voya Financial
VOYA
$9.12B
$328K 0.19%
6,500
– –
PEP icon
39
PepsiCo
PEP
$190B
$322K 0.18%
2,950
– –
LYB icon
40
LyondellBasell Industries
LYB
$18.7B
$312K 0.18%
2,955
– –
NI icon
41
NiSource
NI
$22.2B
$287K 0.16%
12,000
– –
GE icon
42
GE Aerospace
GE
$361B
$225K 0.13%
3,485
– –
META icon
43
Meta Platforms (Facebook)
META
$1.69T
$210K 0.12%
1,312
-215
-14% -$38.6K
MXE
44
Mexico Equity and Income Fund
MXE
$57.7M
$161K 0.09%
14,665
-3,380
-19% -$37K
BA icon
45
Boeing
BA
$169B
– –
-17,439
Closed -$5.14M
ELV icon
46
Elevance Health
ELV
$80.9B
– –
-3,200
Closed -$720K
JNJ icon
47
Johnson & Johnson
JNJ
$602B
– –
-1,490
Closed -$208K
MO icon
48
Altria Group
MO
$122B
– –
-2,800
Closed -$200K
SPY icon
49
State Street SPDR S&P 500 ETF Trust
SPY
$774B
– –
-750
Closed -$200K
1
2

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PSA
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NWWA
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Lumbard & Kellner's Q1 2018 Portfolio in Review

As of Q1 2018, Lumbard & Kellner held 89 positions worth $175M, down 10% from $195M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Lumbard & Kellner withdrew a net $15.2M in Q1 2018, closing 9 positions and reducing 31 holdings. Its most notable exit was Boeing, an estimated $5.14M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 18% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Lumbard & Kellner opened a new position in Henry Schein worth $2.67M.

  • Lumbard & Kellner's largest Q1 2018 buy was Henry Schein: 50,567 shares worth $2.67M.
  • Lumbard & Kellner added most to Vanguard Total Stock Market ETF in Q1 2018, an estimated $11.2M increase.
  • Lumbard & Kellner's biggest Q1 2018 reduction was Kraton Corporation, cutting an estimated $2.21M.
  • Lumbard & Kellner fully exited Boeing in Q1 2018, selling an estimated $5.14M.
  • Lumbard & Kellner's ten largest holdings make up 50% of its $175M portfolio in Q1 2018.
  • Lumbard & Kellner opened 3 new positions and closed 9 in Q1 2018.
  • Lumbard & Kellner's portfolio value fell 10% quarter-over-quarter to $175M.

Based on Lumbard & Kellner's 13F filing for Q1 2018, filed 2 May 2018.