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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+4.91%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$195M
AUM Growth
+$11.2M
Cap. Flow
+$1.86M
Cap. Flow %
0.96%
Top 10 Hldgs %
45.8%
Holding
91
New
5
Increased
21
Reduced
13
Closed
5

Top Buys

Rank Stock Value
1
BHF icon
Brighthouse Financial
BHF
+$2.83M
2
TWX
Time Warner Inc
TWX
+$1.34M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$578K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$348K
5
TSN icon
Tyson Foods
TSN
+$254K

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$1.69M
2
F icon
Ford
F
+$1.6M
3
BA icon
Boeing
BA
+$1.17M
4
LRCX icon
Lam Research
LRCX
+$965K
5
PRU icon
Prudential Financial
PRU
+$701K

Sector Composition

Rank Sector Weight
1 Financials 17.84%
2 Communication Services 7.33%
3 Industrials 6.99%
4 Consumer Staples 5.95%
5 Technology 5.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAT icon
26
Applied Materials
AMAT
$421B
$882K 0.45%
17,250
-5,000
-22% -$271K
HON icon
27
Honeywell
HON
$71.3B
$829K 0.43%
5,987
– –
XOM icon
28
ExxonMobil
XOM
$611B
$741K 0.38%
8,856
– –
AAPL icon
29
Apple
AAPL
$4.9T
$739K 0.38%
17,460
-640
-4% -$26.7K
ELV icon
30
Elevance Health
ELV
$80.9B
$720K 0.37%
3,200
-125
-4% -$26.6K
CMCSA icon
31
Comcast
CMCSA
$85B
$578K 0.3%
14,442
– –
CHKP icon
32
Check Point Software Technologies
CHKP
$14.3B
$520K 0.27%
5,020
– –
LLY icon
33
Eli Lilly
LLY
$1.05T
$503K 0.26%
5,955
– –
PM icon
34
Philip Morris
PM
$301B
$458K 0.24%
4,334
– –
KRE icon
35
State Street SPDR S&P Regional Banking ETF
KRE
$4.97B
$407K 0.21%
6,920
– –
MSFT icon
36
Microsoft
MSFT
$2.93T
$364K 0.19%
4,250
– –
PEP icon
37
PepsiCo
PEP
$187B
$354K 0.18%
2,950
– –
MRK icon
38
Merck
MRK
$315B
$344K 0.18%
6,414
– –
V icon
39
Visa
V
$682B
$336K 0.17%
2,945
– –
LYB icon
40
LyondellBasell Industries
LYB
$19.1B
$326K 0.17%
2,955
– –
VOYA icon
41
Voya Financial
VOYA
$9.04B
$322K 0.17%
6,500
-9,905
-60% -$426K
NI icon
42
NiSource
NI
$22B
$308K 0.16%
12,000
– –
GE icon
43
GE Aerospace
GE
$364B
$291K 0.15%
3,485
– –
META icon
44
Meta Platforms (Facebook)
META
$1.64T
$269K 0.14%
1,527
-85
-5% -$15K
JNJ icon
45
Johnson & Johnson
JNJ
$609B
$208K 0.11%
+1,490
New +$208K
MO icon
46
Altria Group
MO
$124B
$200K 0.1%
+2,800
New +$188K
SPY icon
47
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$200K 0.1%
+750
New +$195K
MXE
48
Mexico Equity and Income Fund
MXE
$57.8M
$185K 0.1%
18,045
– –
F icon
49
Ford
F
$56.7B
– –
-133,924
Closed -$1.6M
GM icon
50
General Motors
GM
$68.6B
– –
-41,826
Closed -$1.69M
1
2
3

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Lumbard & Kellner's Q4 2017 Portfolio in Review

As of Q4 2017, Lumbard & Kellner held 91 positions worth $195M, up 6.1% from $184M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Lumbard & Kellner's Q4 2017 filing shows 5 new, 21 increased, 13 reduced and 5 closed positions. Its largest new stake was Johnson & Johnson: 1,490 shares worth $208K. The largest sale was General Motors, an estimated $1.69M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Communication Services and Industrials.

  • Lumbard & Kellner's largest Q4 2017 buy was Johnson & Johnson: 1,490 shares worth $208K.
  • Lumbard & Kellner added most to Brighthouse Financial in Q4 2017, an estimated $2.83M increase.
  • Lumbard & Kellner's biggest Q4 2017 reduction was Boeing, cutting an estimated $1.17M.
  • Lumbard & Kellner fully exited General Motors in Q4 2017, selling an estimated $1.69M.
  • Lumbard & Kellner's ten largest holdings make up 46% of its $195M portfolio in Q4 2017.
  • Lumbard & Kellner opened 5 new positions and closed 5 in Q4 2017.
  • Lumbard & Kellner's portfolio value rose 6.1% quarter-over-quarter to $195M.

Based on Lumbard & Kellner's 13F filing for Q4 2017, filed 13 Feb 2018.