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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+4.07%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$184M
AUM Growth
+$8.7M
Cap. Flow
+$1.55M
Cap. Flow %
0.85%
Top 10 Hldgs %
43.64%
Holding
91
New
4
Increased
19
Reduced
20
Closed
5

Top Buys

Rank Stock Value
1
ZTS icon
Zoetis
ZTS
+$3.25M
2
VT icon
Vanguard Total World Stock ETF
VT
+$2.42M
3
SHPG
Shire pic
SHPG
+$1.33M
4
BHF icon
Brighthouse Financial
BHF
+$804K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$371K

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$3.42M
2
MET icon
MetLife
MET
+$722K
3
EPOL icon
iShares MSCI Poland ETF
EPOL
+$393K
4
KRA
Kraton Corporation
KRA
+$266K
5
MO icon
Altria Group
MO
+$209K

Sector Composition

Rank Sector Weight
1 Financials 17.22%
2 Industrials 7.19%
3 Communication Services 6.97%
4 Technology 6.31%
5 Consumer Staples 5.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
26
Ford
F
$56.7B
$1.6M 0.87%
133,924
-1,720
-1% -$19.4K
AMAT icon
27
Applied Materials
AMAT
$421B
$1.16M 0.63%
22,250
– –
LRCX icon
28
Lam Research
LRCX
$392B
$965K 0.53%
52,170
– –
BHF icon
29
Brighthouse Financial
BHF
$3.77B
$857K 0.47%
+14,102
New +$804K
HON icon
30
Honeywell
HON
$71.3B
$767K 0.42%
5,987
– –
XOM icon
31
ExxonMobil
XOM
$611B
$726K 0.4%
8,856
– –
AAPL icon
32
Apple
AAPL
$4.9T
$697K 0.38%
18,100
+148
+0.8% +$5.74K
VOYA icon
33
Voya Financial
VOYA
$9.04B
$654K 0.36%
16,405
– –
ELV icon
34
Elevance Health
ELV
$80.9B
$631K 0.34%
3,325
– –
CHKP icon
35
Check Point Software Technologies
CHKP
$14.3B
$572K 0.31%
5,020
– –
CMCSA icon
36
Comcast
CMCSA
$85B
$556K 0.3%
14,442
– –
LLY icon
37
Eli Lilly
LLY
$1.05T
$509K 0.28%
5,955
– –
PM icon
38
Philip Morris
PM
$301B
$481K 0.26%
4,334
+34
+0.8% +$3.96K
GE icon
39
GE Aerospace
GE
$364B
$404K 0.22%
3,485
– –
KRE icon
40
State Street SPDR S&P Regional Banking ETF
KRE
$4.97B
$393K 0.21%
6,920
– –
MRK icon
41
Merck
MRK
$315B
$392K 0.21%
6,414
– –
PEP icon
42
PepsiCo
PEP
$187B
$329K 0.18%
2,950
– –
MTB icon
43
M&T Bank
MTB
$36.1B
$325K 0.18%
2,018
– –
MSFT icon
44
Microsoft
MSFT
$2.93T
$317K 0.17%
4,250
– –
V icon
45
Visa
V
$682B
$310K 0.17%
2,945
– –
NI icon
46
NiSource
NI
$22B
$307K 0.17%
12,000
– –
LYB icon
47
LyondellBasell Industries
LYB
$19.1B
$293K 0.16%
2,955
– –
META icon
48
Meta Platforms (Facebook)
META
$1.64T
$275K 0.15%
1,612
– –
MXE
49
Mexico Equity and Income Fund
MXE
$57.8M
$209K 0.11%
18,045
-270
-1% -$3.21K
MO icon
50
Altria Group
MO
$124B
– –
-2,800
Closed -$209K
1
2
3

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Lumbard & Kellner's Q3 2017 Portfolio in Review

As of Q3 2017, Lumbard & Kellner held 91 positions worth $184M, up 5% from $175M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Lumbard & Kellner's Q3 2017 filing shows 4 new, 19 increased, 20 reduced and 5 closed positions. Its largest new stake was Zoetis: 51,820 shares worth $3.3M. The largest sale was Verizon, an estimated $3.42M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 17% a quarter earlier, followed by Industrials and Communication Services.

  • Lumbard & Kellner's largest Q3 2017 buy was Zoetis: 51,820 shares worth $3.3M.
  • Lumbard & Kellner added most to Shire pic in Q3 2017, an estimated $1.33M increase.
  • Lumbard & Kellner's biggest Q3 2017 reduction was MetLife, cutting an estimated $722K.
  • Lumbard & Kellner fully exited Verizon in Q3 2017, selling an estimated $3.42M.
  • Lumbard & Kellner's ten largest holdings make up 44% of its $184M portfolio in Q3 2017.
  • Lumbard & Kellner opened 4 new positions and closed 5 in Q3 2017.
  • Lumbard & Kellner's portfolio value rose 5% quarter-over-quarter to $184M.

Based on Lumbard & Kellner's 13F filing for Q3 2017, filed 15 Nov 2017.