LK

Lumbard & Kellner Portfolio holdings

AUM $229M
1-Year Return 23.72%
This Quarter Return
+7.14%
1 Year Return
+23.72%
3 Year Return
+58.33%
5 Year Return
+141.38%
10 Year Return
+224.28%
AUM
$154M
AUM Growth
+$8.18M
Cap. Flow
+$2.59M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.41%
Holding
87
New
6
Increased
20
Reduced
9
Closed
10

Top Buys

1
TWX
Time Warner Inc
TWX
$3.15M
2
BWA icon
BorgWarner
BWA
$2.36M
3
KRA
Kraton Corporation
KRA
$604K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
$478K
5
KRE icon
SPDR S&P Regional Banking ETF
KRE
$362K

Top Sells

1
FMC icon
FMC
FMC
$2.28M
2
RF icon
Regions Financial
RF
$1.23M
3
KEY icon
KeyCorp
KEY
$913K
4
IMGN
Immunogen Inc
IMGN
$633K
5
KMB icon
Kimberly-Clark
KMB
$252K

Sector Composition

1 Financials 18.09%
2 Communication Services 6.92%
3 Technology 6.65%
4 Industrials 6.35%
5 Consumer Staples 5.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XOM icon
26
Exxon Mobil
XOM
$479B
$799K 0.52%
8,856
– –
AMAT icon
27
Applied Materials
AMAT
$126B
$718K 0.47%
22,250
– –
HON icon
28
Honeywell
HON
$137B
$627K 0.41%
5,642
-31
-0.5% -$3.45K
GE icon
29
GE Aerospace
GE
$299B
$528K 0.34%
3,485
– –
CMCSA icon
30
Comcast
CMCSA
$125B
$499K 0.32%
14,442
– –
LLY icon
31
Eli Lilly
LLY
$666B
$438K 0.28%
5,955
– –
PM icon
32
Philip Morris
PM
$251B
$393K 0.26%
4,300
– –
KRE icon
33
SPDR S&P Regional Banking ETF
KRE
$4.03B
$362K 0.24%
+6,520
New +$362K
MRK icon
34
Merck
MRK
$210B
$346K 0.23%
6,162
– –
MSFT icon
35
Microsoft
MSFT
$3.78T
$311K 0.2%
5,000
– –
PEP icon
36
PepsiCo
PEP
$201B
$309K 0.2%
2,950
– –
NI icon
37
NiSource
NI
$18.8B
$266K 0.17%
12,000
– –
APC
38
DELISTED
Anadarko Petroleum
APC
$210K 0.14%
+3,016
New +$210K
MXE
39
Mexico Equity and Income Fund
MXE
$49.3M
$168K 0.11%
18,315
– –
IMGN
40
DELISTED
Immunogen Inc
IMGN
$83K 0.05%
40,731
-310,834
-88% -$633K
BAC icon
41
Bank of America
BAC
$375B
– –
-15,120
Closed -$237K
KMB icon
42
Kimberly-Clark
KMB
$42.9B
– –
-2,000
Closed -$252K
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