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LK
Lumbard & Kellner Portfolio holdings
AUM
$289M
1-Year Est. Return
59.5%
This Fund
S&P 500
This Quarter
Est. Return
+7.14%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$154M
AUM Growth
+$8.18M
(+5.6%)
Cap. Flow
+$2.57M
Cap. Flow
% of AUM
1.67%
Top 10 Holdings %
Top 10 Hldgs %
50.41%
Holding
87
New
6
Increased
20
Reduced
9
Closed
10
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWX
Time Warner Inc
TWX
|
+$2.91M |
| 2 |
BorgWarner
BWA
|
+$2.2M |
| 3 |
KRA
Kraton Corporation
KRA
|
+$654K |
| 4 |
Vanguard Total Stock Market ETF
VTI
|
+$466K |
| 5 |
State Street SPDR S&P Regional Banking ETF
KRE
|
+$319K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FMC
FMC
|
+$2.12M |
| 2 |
Regions Financial
RF
|
+$1.06M |
| 3 |
KeyCorp
KEY
|
+$788K |
| 4 |
IMGN
Immunogen Inc
IMGN
|
+$624K |
| 5 |
Kimberly-Clark
KMB
|
+$252K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 18.09% |
| 2 | Communication Services | 6.92% |
| 3 | Technology | 6.65% |
| 4 | Industrials | 6.35% |
| 5 | Consumer Staples | 5.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
ExxonMobil
XOM
$611B
| $799K | 0.52% |
8,856
| – | – |
|
27
Applied Materials
AMAT
$421B
| $718K | 0.47% |
22,250
| – | – |
|
28
Honeywell
HON
$71.3B
| $627K | 0.41% |
5,987
-32
| -0.5% | -$3.25K |
|
29
GE Aerospace
GE
$364B
| $528K | 0.34% |
3,485
| – | – |
|
30
Comcast
CMCSA
$85B
| $499K | 0.32% |
14,442
| – | – |
|
31
Eli Lilly
LLY
$1.05T
| $438K | 0.28% |
5,955
| – | – |
|
32
Philip Morris
PM
$301B
| $393K | 0.26% |
4,300
| – | – |
|
|
33
State Street SPDR S&P Regional Banking ETF
KRE
$4.97B
| $362K | 0.24% |
+6,520
| New | +$319K |
|
34
Merck
MRK
$315B
| $346K | 0.23% |
6,162
| – | – |
|
35
Microsoft
MSFT
$2.93T
| $311K | 0.2% |
5,000
| – | – |
|
36
PepsiCo
PEP
$187B
| $309K | 0.2% |
2,950
| – | – |
|
37
NiSource
NI
$22B
| $266K | 0.17% |
12,000
| – | – |
|
|
APC
38
DELISTED
Anadarko Petroleum
APC
| $210K | 0.14% |
+3,016
| New | +$196K |
|
|
MXE
39
Mexico Equity and Income Fund
MXE
$57.8M
| $168K | 0.11% |
18,315
| – | – |
|
|
IMGN
40
DELISTED
Immunogen Inc
IMGN
| $83K | 0.05% |
40,731
-310,834
| -88% | -$624K |
|
41
Bank of America
BAC
$430B
| – | – |
-15,120
| Closed | -$237K |
|
|
42
Kimberly-Clark
KMB
$36B
| – | – |
-2,000
| Closed | -$252K |
|
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Lumbard & Kellner's Q4 2016 Portfolio in Review
As of Q4 2016, Lumbard & Kellner held 87 positions worth $154M, up 5.6% from $146M the previous quarter. Its ten largest holdings account for 50% of the portfolio.
Lumbard & Kellner's Q4 2016 filing shows 6 new, 20 increased, 9 reduced and 10 closed positions. Its largest new stake was Time Warner Inc: 32,648 shares worth $3.15M. The largest sale was FMC, an estimated $2.12M.
By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 15% a quarter earlier, followed by Communication Services and Technology.
- Lumbard & Kellner's largest Q4 2016 buy was Time Warner Inc: 32,648 shares worth $3.15M.
- Lumbard & Kellner added most to Kraton Corporation in Q4 2016, an estimated $654K increase.
- Lumbard & Kellner's biggest Q4 2016 reduction was FMC, cutting an estimated $2.12M.
- Lumbard & Kellner fully exited Kimberly-Clark in Q4 2016, selling an estimated $252K.
- Lumbard & Kellner's ten largest holdings make up 50% of its $154M portfolio in Q4 2016.
- Lumbard & Kellner opened 6 new positions and closed 10 in Q4 2016.
- Lumbard & Kellner's portfolio value rose 5.6% quarter-over-quarter to $154M.
Based on Lumbard & Kellner's 13F filing for Q4 2016, filed 16 Feb 2017.