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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+5.07%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$146M
AUM Growth
+$9.61M
Cap. Flow
+$1.94M
Cap. Flow %
1.33%
Top 10 Hldgs %
47.65%
Holding
86
New
3
Increased
7
Reduced
14
Closed
5

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$168K
2
BAC icon
Bank of America
BAC
+$30.8K
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20K
4
MET icon
MetLife
MET
+$2.1K
5
PRU icon
Prudential Financial
PRU
+$1.92K

Top Sells

Rank Stock Value
1
TM icon
Toyota
TM
+$1.68M
2
T icon
AT&T
T
+$1.21M
3
AVGO icon
Broadcom
AVGO
+$819K
4
CYNO
Cynosure, Inc. Class A
CYNO
+$664K
5
GLW icon
Corning
GLW
+$662K

Sector Composition

Rank Sector Weight
1 Financials 15.26%
2 Technology 6.69%
3 Consumer Staples 6.21%
4 Industrials 6.16%
5 Communication Services 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAT icon
26
Applied Materials
AMAT
$417B
$671K 0.46%
22,250
– –
HON icon
27
Honeywell
HON
$71.7B
$631K 0.43%
6,019
– –
GE icon
28
GE Aerospace
GE
$354B
$495K 0.34%
3,485
– –
CMCSA icon
29
Comcast
CMCSA
$84.9B
$479K 0.33%
14,442
– –
LLY icon
30
Eli Lilly
LLY
$1.02T
$478K 0.33%
5,955
– –
PM icon
31
Philip Morris
PM
$300B
$418K 0.29%
4,300
– –
MRK icon
32
Merck
MRK
$307B
$367K 0.25%
6,162
– –
PEP icon
33
PepsiCo
PEP
$185B
$321K 0.22%
2,950
– –
NI icon
34
NiSource
NI
$21.8B
$289K 0.2%
12,000
– –
MSFT icon
35
Microsoft
MSFT
$2.99T
$288K 0.2%
5,000
– –
KMB icon
36
Kimberly-Clark
KMB
$36B
$252K 0.17%
2,000
– –
BAC icon
37
Bank of America
BAC
$424B
$237K 0.16%
15,120
+2,070
+16% +$30.8K
MXE
38
Mexico Equity and Income Fund
MXE
$57.7M
$190K 0.13%
18,315
– –
AVGO icon
39
Broadcom
AVGO
$1.8T
– –
-52,690
Closed -$819K
TM icon
40
Toyota
TM
$211B
– –
-16,765
Closed -$1.68M
CPGX
41
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-12,000
Closed -$306K
1
2

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Lumbard & Kellner's Q3 2016 Portfolio in Review

As of Q3 2016, Lumbard & Kellner held 86 positions worth $146M, up 7.1% from $136M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Lumbard & Kellner's Q3 2016 filing shows 3 new, 7 increased, 14 reduced and 5 closed positions. The largest sale was Toyota, an estimated $1.68M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Consumer Staples.

  • Lumbard & Kellner added most to Boeing in Q3 2016, an estimated $168K increase.
  • Lumbard & Kellner's biggest Q3 2016 reduction was AT&T, cutting an estimated $1.21M.
  • Lumbard & Kellner fully exited Toyota in Q3 2016, selling an estimated $1.68M.
  • Lumbard & Kellner's ten largest holdings make up 48% of its $146M portfolio in Q3 2016.
  • Lumbard & Kellner opened 3 new positions and closed 5 in Q3 2016.
  • Lumbard & Kellner's portfolio value rose 7.1% quarter-over-quarter to $146M.

Based on Lumbard & Kellner's 13F filing for Q3 2016, filed 2 Nov 2016.