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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
-8.38%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$126M
AUM Growth
-$14.1M
Cap. Flow
+$1.02M
Cap. Flow %
0.81%
Top 10 Hldgs %
42.85%
Holding
87
New
5
Increased
25
Reduced
17
Closed
12

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$7.25M
2
T icon
AT&T
T
+$3.19M
3
EPOL icon
iShares MSCI Poland ETF
EPOL
+$2.66M
4
KRA
Kraton Corporation
KRA
+$2.55M
5
GS icon
Goldman Sachs
GS
+$887K

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$4.5M
2
MSFT icon
Microsoft
MSFT
+$1.44M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$1.09M
4
TTF
Thai Fund
TTF
+$585K
5
RPM icon
RPM International
RPM
+$353K

Sector Composition

Rank Sector Weight
1 Financials 18.22%
2 Technology 9.62%
3 Consumer Staples 7.19%
4 Consumer Discretionary 5.26%
5 Industrials 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPI icon
26
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$975K 0.77%
48,970
+1,045
+2% +$21.7K
CYNO
27
DELISTED
Cynosure, Inc. Class A
CYNO
$928K 0.74%
30,885
+575
+2% +$20.7K
VNM icon
28
VanEck Vietnam ETF
VNM
$522M
$879K 0.7%
56,815
-75
-0.1% -$1.29K
TTF
29
DELISTED
Thai Fund
TTF
$876K 0.7%
123,763
-77,936
-39% -$585K
BRCM
30
DELISTED
BROADCOM CORP CL-A
BRCM
$667K 0.53%
12,970
-21,240
-62% -$1.09M
XOM icon
31
ExxonMobil
XOM
$611B
$580K 0.46%
7,800
-678
-8% -$52.2K
MRK icon
32
Merck
MRK
$315B
$568K 0.45%
12,062
-315
-3% -$16.7K
HON icon
33
Honeywell
HON
$71.3B
$493K 0.39%
5,796
+835
+17% +$76K
GE icon
34
GE Aerospace
GE
$364B
$489K 0.39%
4,048
-939
-19% -$115K
CMCSA icon
35
Comcast
CMCSA
$85B
$411K 0.33%
14,442
-2,000
-12% -$59.4K
AMAT icon
36
Applied Materials
AMAT
$421B
$331K 0.26%
22,500
-1,850
-8% -$30.9K
LLY icon
37
Eli Lilly
LLY
$1.05T
$310K 0.25%
3,700
-300
-8% -$25.3K
PEP icon
38
PepsiCo
PEP
$187B
$302K 0.24%
3,200
– –
CVX icon
39
Chevron
CVX
$373B
$287K 0.23%
3,640
– –
MXE
40
Mexico Equity and Income Fund
MXE
$57.8M
$227K 0.18%
20,654
– –
NI icon
41
NiSource
NI
$22B
$223K 0.18%
12,000
-18,540
-61% -$317K
CPGX
42
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
$219K 0.17%
+12,000
New +$313K
BAC icon
43
Bank of America
BAC
$430B
$171K 0.14%
+11,000
New +$185K
HXM
44
DELISTED
DESARROLLADORA HOMES DA DE CV (HOMEX DEV. CORP)
HXM
$16K 0.01%
91,575
-198,000
-68% -$34.6K
KMB icon
45
Kimberly-Clark
KMB
$36B
– –
-2,000
Closed -$212K
RPM icon
46
RPM International
RPM
$13.4B
– –
-7,200
Closed -$353K
SPY icon
47
State Street SPDR S&P 500 ETF Trust
SPY
$774B
– –
-1,200
Closed -$247K
APC
48
DELISTED
Anadarko Petroleum
APC
– –
-3,016
Closed -$235K
DTV
49
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-48,540
Closed -$4.5M
1
2

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Lumbard & Kellner's Q3 2015 Portfolio in Review

As of Q3 2015, Lumbard & Kellner held 87 positions worth $126M, down 10% from $140M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Lumbard & Kellner's Q3 2015 filing shows 5 new, 25 increased, 17 reduced and 12 closed positions. Its largest new stake was AT&T: 124,942 shares worth $3.07M. The largest sale was DIRECTV COM STK (DE), an estimated $4.5M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 18% a quarter earlier, followed by Technology and Consumer Staples.

  • Lumbard & Kellner's largest Q3 2015 buy was AT&T: 124,942 shares worth $3.07M.
  • Lumbard & Kellner added most to Vanguard Total Stock Market ETF in Q3 2015, an estimated $7.25M increase.
  • Lumbard & Kellner's biggest Q3 2015 reduction was Microsoft, cutting an estimated $1.44M.
  • Lumbard & Kellner fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $4.5M.
  • Lumbard & Kellner's ten largest holdings make up 43% of its $126M portfolio in Q3 2015.
  • Lumbard & Kellner opened 5 new positions and closed 12 in Q3 2015.
  • Lumbard & Kellner's portfolio value fell 10% quarter-over-quarter to $126M.

Based on Lumbard & Kellner's 13F filing for Q3 2015, filed 6 Nov 2015.